{"description":"Documents matching 'audit billing required order find narrative compliance'","count":2930,"total_pages":50,"next_page_url":"https://www.federalregister.gov/api/v1/documents?conditions%5Bterm%5D=audit+billing+required+order+find+narrative+compliance&format=json&page=2","results":[{"title":"Permitted Payment Stablecoin Issuer Anti-Money Laundering/Countering the Financing of Terrorism Program and Sanctions Compliance Program Requirements","type":"Proposed Rule","abstract":"The Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) and Office of Foreign Assets Control (OFAC) are jointly issuing this proposed rule to implement provisions of the Guiding and Establishing National Innovation for U.S. Stablecoins Act (GENIUS Act). Specifically, it implements the GENIUS Act's directive to treat permitted payment stablecoin issuers (PPSIs) as financial institutions for purposes of the Bank Secrecy Act, proposes anti-money laundering obligations for PPSIs, and proposes certain specific obligations required by the GENIUS Act for PPSIs. It also implements the GENIUS Act's directive to require PPSIs to maintain effective sanctions compliance programs.","document_number":"2026-06963","html_url":"https://www.federalregister.gov/documents/2026/04/10/2026-06963/permitted-payment-stablecoin-issuer-anti-money-launderingcountering-the-financing-of-terrorism","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-04-10/pdf/2026-06963.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-06963.pdf?1775738715","publication_date":"2026-04-10","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Office of Foreign Assets Control","name":"Foreign Assets Control Office","id":203,"url":"https://www.federalregister.gov/agencies/foreign-assets-control-office","json_url":"https://www.federalregister.gov/api/v1/agencies/203","parent_id":497,"slug":"foreign-assets-control-office"},{"raw_name":"Financial Crimes Enforcement Network","name":"Financial Crimes Enforcement Network","id":194,"url":"https://www.federalregister.gov/agencies/financial-crimes-enforcement-network","json_url":"https://www.federalregister.gov/api/v1/agencies/194","parent_id":497,"slug":"financial-crimes-enforcement-network"}],"excerpts":"virtual currency and is generally a money transmitter).\n \n \n iv. Proposed Amendment to 31 CFR 1010.100(eee)—Transmittal <span class=\"match\">Order</span> \n \n FinCEN is proposing to amend the definition of “transmittal <span class=\"match\">order</span>,” 31 CFR 1010.100(eee), to add a payment stablecoin as a subject of an <span class=\"match\">order</span>. As discussed in greater detail below, this amendment is intended to clarify that a transmittal <span class=\"match\">order</span> to pay payment stablecoins is a transmittal <span class=\"match\">order</span> like an <span class=\"match\">order</span> to pay traditional money. It should not be construed, including by negative inference, that orders to pay other kinds"},{"title":"Resolution Submissions Required for Covered Insured Depository Institutions","type":"Proposed Rule","abstract":"The FDIC is seeking comment on a proposal to revise its regulations that require resolution submissions by insured depository institutions (IDIs) with at least $50 billion in total assets. The proposed rule would modify the current rule by raising and automatically updating the dollar threshold that determines the scope of applicability; reducing the requirements regarding the content of resolution submissions provided to the FDIC, with a focus on information that most directly supports the FDIC's resolution readiness in the event of material distress and failure of a covered IDI; and standardizing content requirements for covered IDIs. The proposed rule would also eliminate the FDIC's credibility assessment of submissions provided by IDIs, as well as expectations for capabilities testing under the current rule.","document_number":"2026-13191","html_url":"https://www.federalregister.gov/documents/2026/06/30/2026-13191/resolution-submissions-required-for-covered-insured-depository-institutions","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-30/pdf/2026-13191.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-13191.pdf?1782737120","publication_date":"2026-06-30","agencies":[{"raw_name":"FEDERAL DEPOSIT INSURANCE CORPORATION","name":"Federal Deposit Insurance Corporation","id":164,"url":"https://www.federalregister.gov/agencies/federal-deposit-insurance-corporation","json_url":"https://www.federalregister.gov/api/v1/agencies/164","parent_id":null,"slug":"federal-deposit-insurance-corporation"}],"excerpts":"sweep, or pass-through accounts. The proposed rule would also <span class=\"match\">require</span> a CIDI to provide the reports used to monitor deposit sweep account arrangements, and the requirement to include an explanation of any data lag that affects the accuracy of such reports was moved over from § 360.10(d)(7)(iii) of the current rule. The proposed approach reflects an effort to reduce burden by shifting away from <span class=\"match\">requiring</span> CIDIs to draft a <span class=\"match\">narrative</span> describing their reporting capabilities and, instead, <span class=\"match\">require</span> the provision of relevant reports already being produced. This"},{"title":"Centers of Excellence for Domestic Maritime Workforce Training and Education Notice of Opportunity To Apply for Designation","type":"Notice","abstract":"The Maritime Administrator, after consultation with the United States Coast Guard, may designate a domestic maritime training or education entity as a Center of Excellence for Domestic Maritime Workforce Training and Education (CoE). MARAD's CoE Program focuses on entities other than Federal and State maritime academies that support the needs of the domestic maritime community. CoEs are key to building the maritime workforce and providing the necessary infrastructure for the United States to mobilize the required workforce in times of national need. Designations recognize the critical role these entities play in recruiting and training our Nation's maritime workforce and restoring America's maritime dominance. A CoE designation is valid for a period of five years. This notice solicits applications from eligible entities for the 2026 cycle of CoE designation. The notice also updates CoE Program policy to align with Executive Order (E.O.) 14151, Ending Radical and Wasteful Government DEI Programs and Preferencing, and announces that MARAD has terminated action on the 2024 application cycle, which was no longer in compliance with current Administration policy.","document_number":"2026-02784","html_url":"https://www.federalregister.gov/documents/2026/02/12/2026-02784/centers-of-excellence-for-domestic-maritime-workforce-training-and-education-notice-of-opportunity","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-02-12/pdf/2026-02784.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-02784.pdf?1770817507","publication_date":"2026-02-12","agencies":[{"raw_name":"DEPARTMENT OF TRANSPORTATION","name":"Transportation Department","id":492,"url":"https://www.federalregister.gov/agencies/transportation-department","json_url":"https://www.federalregister.gov/api/v1/agencies/492","parent_id":null,"slug":"transportation-department"},{"raw_name":"Maritime Administration","name":"Maritime Administration","id":282,"url":"https://www.federalregister.gov/agencies/maritime-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/282","parent_id":492,"slug":"maritime-administration"}],"excerpts":"necessary infrastructure for the United States to mobilize the <span class=\"match\">required</span> workforce in times of national need. Designations recognize the critical role these entities play in recruiting and training our Nation's maritime workforce and restoring America's maritime dominance. A CoE designation is valid for a period of five years. This notice solicits applications from eligible entities for the 2026 cycle of CoE designation. The notice also updates CoE Program policy to align with Executive <span class=\"match\">Order</span> (E.O.) 14151, \n Ending Radical and Wasteful Government DEI"},{"title":"John Bender, M.D.; Decision and Order","type":"Notice","abstract":null,"document_number":"2026-02902","html_url":"https://www.federalregister.gov/documents/2026/02/13/2026-02902/john-bender-md-decision-and-order","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-02-13/pdf/2026-02902.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-02902.pdf?1770903913","publication_date":"2026-02-13","agencies":[{"raw_name":"DEPARTMENT OF JUSTICE","name":"Justice Department","id":268,"url":"https://www.federalregister.gov/agencies/justice-department","json_url":"https://www.federalregister.gov/api/v1/agencies/268","parent_id":null,"slug":"justice-department"},{"raw_name":"Drug Enforcement Administration","name":"Drug Enforcement Administration","id":116,"url":"https://www.federalregister.gov/agencies/drug-enforcement-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/116","parent_id":268,"slug":"drug-enforcement-administration"}],"excerpts":"range from April 25, 2022, to June 11, 2024, an <span class=\"match\">audit</span> in 2017 is irrelevant. OSC/ISO, at 4. Respondent argues that MWC's “<span class=\"match\">ordering</span> and dispensing practices were functionally the same before and after 2017,” but there is no evidence on the record regarding Respondent's 2017 practices, and Respondent acknowledges that the VendRx was not added until after DEA's 2017 <span class=\"match\">audit</span>. Resp. Exceptions, at 17. It was not reasonable for Respondent to assume that a successful <span class=\"match\">audit</span> in one year portended a successful <span class=\"match\">audit</span> in later years, especially when MWC incorporated"},{"title":"Self-Regulatory Organizations; CME Securities Clearing Inc.; Notice of Filing of Proposed Rule Change To Modify the CME Securities Clearing Inc. Amended and Restated By-Laws, Board of Directors Charter, Risk Management Committee Charter, Nominating Committee Charter, and Audit Committee Charter","type":"Notice","abstract":null,"document_number":"2026-04800","html_url":"https://www.federalregister.gov/documents/2026/03/12/2026-04800/self-regulatory-organizations-cme-securities-clearing-inc-notice-of-filing-of-proposed-rule-change","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-03-12/pdf/2026-04800.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-04800.pdf?1773233111","publication_date":"2026-03-12","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"Charter,\n 8 \n \n <span class=\"match\">Audit</span> Committee Charter,\n 9 \n \n and Regulatory Oversight Committee Charter.\n 10 \n \n Together, these governance documents constitute CMESC's governance framework as a registered, operating clearing agency (“Governance Framework”). On December 1, 2025, the Commission issued an <span class=\"match\">order</span> (“<span class=\"match\">Order</span>”) granting CMESC's Application for registration as a clearing agency, which <span class=\"match\">finds</span> the Application satisfies the requirements of the Act and rules and regulations thereunder.\n 11 \n \n Specifically, the Commission discusses in the <span class=\"match\">Order</span> CMESC's governance"},{"title":"Before Commissioners: David Rosner, Chairman; Lindsay S. See and Judy W. Chang; North American Electric Reliability Corporation: Order Approving Extreme Cold Weather Reliability Standard EOP-012-3 and Directing Data Collection","type":"Notice","abstract":null,"document_number":"2025-18393","html_url":"https://www.federalregister.gov/documents/2025/09/23/2025-18393/before-commissioners-david-rosner-chairman-lindsay-s-see-and-judy-w-chang-north-american-electric","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-09-23/pdf/2025-18393.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-18393.pdf?1758545114","publication_date":"2025-09-23","agencies":[{"raw_name":"DEPARTMENT OF ENERGY","name":"Energy Department","id":136,"url":"https://www.federalregister.gov/agencies/energy-department","json_url":"https://www.federalregister.gov/api/v1/agencies/136","parent_id":null,"slug":"energy-department"},{"raw_name":"Federal Energy Regulatory Commission","name":"Federal Energy Regulatory Commission","id":167,"url":"https://www.federalregister.gov/agencies/federal-energy-regulatory-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/167","parent_id":136,"slug":"federal-energy-regulatory-commission"}],"excerpts":" \n Rules Concerning Certification of the Elec. Reliability Org.; &amp; Procs. for the Establishment, Approval, &amp; Enf't of Elec. Reliability Standards, \n <span class=\"match\">Order</span> No. 672, 114 FERC ¶ 61,104, \n <span class=\"match\">order</span> on reh'g, \n <span class=\"match\">Order</span> No. 672-A, 114 FERC ¶ 61,328 (2006); \n see also \n 18 CFR 39.4(b) (2025).\n \n \n \n \n 9 \n  \n N. Am. Elec. Reliability Corp., \n 116 FERC ¶ 61,062, \n <span class=\"match\">order</span> on reh'g &amp; <span class=\"match\">compliance</span>, \n 117 FERC ¶ 61,126 (2006), \n aff'd sub nom. Alcoa, Inc. \n v. \n FERC, \n 564 F.3d 1342 (D.C. Cir. 2009).\n \n \n B. Cold Weather Reliability Standards \n \n 6. In"},{"title":"Notice of Submission of Proposed Information Collection to OMB","type":"Notice","abstract":"In accordance with the Paperwork Reduction Act of 1995 (PRA), as amended, this notice announces the Department of Transportation's (Department or DOT) intention to reinstate Office of Management and Budget (OMB) Control Number 2105-0561 for the collection and posting of certain aviation consumer protection-related information from U.S. carriers and foreign carriers. The subject information collections relate to requirements in the Code of Federal Regulations (CFR) for the development and auditing of carrier customer service plans, reporting of tarmac delays, display of on-time performance, and the posting of various consumer protection documents on carrier websites. The Control Number expired on August 31, 2024.","document_number":"2024-20260","html_url":"https://www.federalregister.gov/documents/2024/09/09/2024-20260/notice-of-submission-of-proposed-information-collection-to-omb","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-09-09/pdf/2024-20260.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-20260.pdf?1725626741","publication_date":"2024-09-09","agencies":[{"raw_name":"DEPARTMENT OF TRANSPORTATION","name":"Transportation Department","id":492,"url":"https://www.federalregister.gov/agencies/transportation-department","json_url":"https://www.federalregister.gov/api/v1/agencies/492","parent_id":null,"slug":"transportation-department"},{"raw_name":"Office of the Secretary"}],"excerpts":"as <span class=\"match\">Required</span> by the Department's Rules to Enhance Airline Passenger Protections.\n \n \n OMB Control Number: \n 2105-0561.\n \n On December 30, 2009 and April 25, 2011, the Department issued two rules to enhance airline passenger protections that, among other things, <span class=\"match\">required</span> U.S. and foreign carriers to adopt and <span class=\"match\">audit</span> a customer service plan, retain information regarding tarmac delays, submit data regarding tarmac delays, and post tarmac delay plans, customer service plans, and contracts of carriage on their websites. The 2009 rule also <span class=\"match\">required</span> U.S"},{"title":"Resolution Plans Required for Insured Depository Institutions With $100 Billion or More in Total Assets; Informational Filings Required for Insured Depository Institutions With at Least $50 Billion but Less Than $100 Billion in Total Assets","type":"Rule","abstract":"The FDIC is adopting this final rule to require the submission of resolution plans by insured depository institutions (IDIs) with $100 billion or more in total assets and informational filings by IDIs with at least $50 billion but less than $100 billion in total assets. The final rule modifies the current rule requirements regarding the content and timing of full resolution submissions, as well as interim supplements to those submissions provided to the FDIC, in order to support the FDIC's resolution readiness in the event of material distress and failure of these large IDIs. The final rule also enhances how the credibility of full resolution submissions will be assessed, expands expectations regarding engagement and capabilities testing, and explains expectations regarding the FDIC's review, feedback, and enforcement of IDIs' compliance with the rule.","document_number":"2024-13982","html_url":"https://www.federalregister.gov/documents/2024/07/09/2024-13982/resolution-plans-required-for-insured-depository-institutions-with-100-billion-or-more-in-total","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-07-09/pdf/2024-13982.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-13982.pdf?1720442715","publication_date":"2024-07-09","agencies":[{"raw_name":"FEDERAL DEPOSIT INSURANCE CORPORATION","name":"Federal Deposit Insurance Corporation","id":164,"url":"https://www.federalregister.gov/agencies/federal-deposit-insurance-corporation","json_url":"https://www.federalregister.gov/api/v1/agencies/164","parent_id":null,"slug":"federal-deposit-insurance-corporation"}],"excerpts":"plan under the 2012 rule since implementation of the moratorium. \n Regarding the interim supplements, three commenters recommended narrowing the scope of information <span class=\"match\">required</span>. Commenters recommended reducing or eliminating requirements for <span class=\"match\">narrative</span> or description, and to limit the <span class=\"match\">required</span> content to information that has materially changed. Another commenter suggested that <span class=\"match\">narrative</span> commentary in the interim supplement should be limited to a summary of material changes in the information provided in the prior full resolution submission. One commenter"},{"title":"Information Collection Being Reviewed by the Federal Communications Commission","type":"Notice","abstract":"As part of its continuing effort to reduce paperwork burdens, and as required by the Paperwork Reduction Act (PRA) of 1995, the Federal Communications Commission (FCC or the Commission) invites the general public and other Federal agencies to take this opportunity to comment on the following information collection. Comments are requested concerning: whether the proposed collection of information is necessary for the proper performance of the functions of the Commission, including whether the information shall have practical utility; the accuracy of the Commission's burden estimate; ways to enhance the quality, utility, and clarity of the information collected; ways to minimize the burden of the collection of information on the respondents, including the use of automated collection techniques or other forms of information technology; and ways to further reduce the information collection burden on small business concerns with fewer than 25 employees.","document_number":"2026-12799","html_url":"https://www.federalregister.gov/documents/2026/06/25/2026-12799/information-collection-being-reviewed-by-the-federal-communications-commission","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-25/pdf/2026-12799.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-12799.pdf?1782305113","publication_date":"2026-06-25","agencies":[{"raw_name":"FEDERAL COMMUNICATIONS COMMISSION","name":"Federal Communications Commission","id":161,"url":"https://www.federalregister.gov/agencies/federal-communications-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/161","parent_id":null,"slug":"federal-communications-commission"}],"excerpts":"d%20Instructions.docx. \n IPCS providers would be <span class=\"match\">required</span> to submit the <span class=\"match\">required</span> data using a reporting template that would be filed through the Commission's electronic comment filing system. The proposed template would consist of a Word document (Appendix A to the instructions) for responses <span class=\"match\">requiring</span> <span class=\"match\">narrative</span> information, and Excel spreadsheets (Appendix B to the instructions) for responses that <span class=\"match\">require</span> specific numbers or information. IPCS providers would also be <span class=\"match\">required</span> to submit an <span class=\"match\">audited</span> financial statement or report for calendar year 2025"},{"title":"Promoting Fair and Open Competitive Bidding in the E-Rate Program; Schools and Libraries Universal Service Support Mechanism","type":"Rule","abstract":"In this document, the Federal Communications Commission (Commission or FCC) takes action to reinforce the success and integrity of the E-Rate program by establishing a competitive bidding portal and document repository to strengthen the E-Rate program's competitive bidding rules as well as other actions to simplify and streamline program processes and procedures for E-Rate participants. In addition, the Commission adopts changes to streamline and simplify the E-Rate program while maintaining the integrity of the program and grant an Order on Reconsideration. These actions will provide greater transparency into the applicants' competitive bidding and bid evaluation and selection processes, and protect the program against waste, fraud, and abuse.","document_number":"2026-10011","html_url":"https://www.federalregister.gov/documents/2026/05/19/2026-10011/promoting-fair-and-open-competitive-bidding-in-the-e-rate-program-schools-and-libraries-universal","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-05-19/pdf/2026-10011.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-10011.pdf?1779108315","publication_date":"2026-05-19","agencies":[{"raw_name":"FEDERAL COMMUNICATIONS COMMISSION","name":"Federal Communications Commission","id":161,"url":"https://www.federalregister.gov/agencies/federal-communications-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/161","parent_id":null,"slug":"federal-communications-commission"}],"excerpts":"beginning in FY 2028. We <span class=\"match\">find</span> the notification that services have started to be duplicative and we transfer the remaining CIPA <span class=\"match\">compliance</span> certifications to the FCC Form 471 funding application. In <span class=\"match\">order</span> to move the CIPA certification, beginning in funding year 2028, consortia applicants will need to collect the annual FCC Form 479, the Certification by Administrative Authority to <span class=\"match\">Billed</span> Entity of <span class=\"match\">Compliance</span> with the Children's Internet Protection Act (CIPA) Form, prior to the <span class=\"match\">Billed</span> Entity certifying a consortium's CIPA <span class=\"match\">compliance</span> on the FCC Form 471"},{"title":"Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies","type":"Proposed Rule","abstract":"The Securities and Exchange Commission (\"Commission\") proposes amendments to streamline filer statuses for Securities Exchange Act of 1934 (\"Exchange Act\") reporting companies into two primary categories: large accelerated filers and non-accelerated filers. The Commission further proposes to raise the threshold and seasoning requirements for large accelerated filer status and extend certain existing accommodations and scaled disclosures, including those for smaller reporting companies and emerging growth companies, to all non-accelerated filers, while continuing to require compliance with non-scaled disclosure from large accelerated filers. The Commission also proposes to extend the deadlines to file periodic reports for the smallest non-accelerated filers, as measured by total assets. Finally, the Commission also proposes to update the rules that define which issuers are considered small entities for purposes of the Regulatory Flexibility Act (\"RFA\").","document_number":"2026-10222","html_url":"https://www.federalregister.gov/documents/2026/05/21/2026-10222/enhancement-of-emerging-growth-company-accommodations-and-simplification-of-filer-status-for","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-05-21/pdf/2026-10222.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-10222.pdf?1779281120","publication_date":"2026-05-21","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"example, the PCAOB <span class=\"match\">auditing</span> standard <span class=\"match\">requiring</span> the communication of “critical <span class=\"match\">audit</span> matters” does not apply to the <span class=\"match\">audits</span> of EGCs. \n See \n PCAOB AS 3101.05b, \n The Auditor's Report on an <span class=\"match\">Audit</span> of Financial Statements When the Auditor Expresses an Unqualified Opinion, \n available at \n https://pcaobus.org/oversight/standards/<span class=\"match\">auditing</span>-standards/details/AS3101. \n 15 U.S.C. 7213(a)(3)(C) prohibits any rules of the PCAOB <span class=\"match\">requiring</span> “mandatory <span class=\"match\">audit</span> firm rotation or a supplement to the auditor's report in which the auditor would be <span class=\"match\">required</span> to provide additional"},{"title":"Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Noticing of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Listing Rule IM-5101-4","type":"Notice","abstract":null,"document_number":"2026-11379","html_url":"https://www.federalregister.gov/documents/2026/06/08/2026-11379/self-regulatory-organizations-the-nasdaq-stock-market-llc-noticing-of-filing-of-amendment-no-1-and","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-08/pdf/2026-11379.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-11379.pdf?1780663508","publication_date":"2026-06-08","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"brokers, or dealers. The Commission also <span class=\"match\">finds</span> that the proposed rule change, as modified by Amendment No. 1, is consistent with Section 6(b)(7) of the Act,\n 18 \n \n which <span class=\"match\">requires</span>, among other things, that the rules of an exchange provide fair procedure for the prohibition or limitation by the exchange of any person with respect to access to services offered by the exchange. In addition, the Commission <span class=\"match\">finds</span> that the proposed rule change is consistent with Section 6(b)(8) of the Act,\n 19 \n \n which <span class=\"match\">requires</span> that the rules of an exchange do not impose"},{"title":"Improving Transparency Into Pharmacy Benefit Manager Fee Disclosure","type":"Proposed Rule","abstract":"The Department is proposing a regulation that would require providers of pharmacy benefit management services and affiliated providers of brokerage and consulting services to disclose information about their compensation to fiduciaries of self-insured group health plans subject to the Employee Retirement Income Security Act (ERISA). These disclosures are needed so that fiduciaries can assess the reasonableness of the contracts or arrangements with these service providers, including the reasonableness of the service providers' compensation. These disclosure requirements would apply for purposes of ERISA's statutory prohibited transaction exemption for services arrangements. This proposal implements section 12 of President Trump's Executive Order 14273, Lowering Drug Prices by Once Again Putting Americans First, which instructs the Department to propose regulations to improve employer health plan transparency into the direct and indirect compensation received by pharmacy benefit managers. If finalized, this regulation would affect sponsors and other fiduciaries of self-insured group health plans and certain service providers to such plans.","document_number":"2026-01907","html_url":"https://www.federalregister.gov/documents/2026/01/30/2026-01907/improving-transparency-into-pharmacy-benefit-manager-fee-disclosure","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-01-30/pdf/2026-01907.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-01907.pdf?1769721310","publication_date":"2026-01-30","agencies":[{"raw_name":"DEPARTMENT OF LABOR","name":"Labor Department","id":271,"url":"https://www.federalregister.gov/agencies/labor-department","json_url":"https://www.federalregister.gov/api/v1/agencies/271","parent_id":null,"slug":"labor-department"},{"raw_name":"Employee Benefits Security Administration","name":"Employee Benefits Security Administration","id":131,"url":"https://www.federalregister.gov/agencies/employee-benefits-security-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/131","parent_id":271,"slug":"employee-benefits-security-administration"}],"excerpts":"the plan sponsor is receiving competitive market rates.” \n 50 \n \n The contracts also address the ability of the responsible plan fiduciary to <span class=\"match\">audit</span> the PBM's <span class=\"match\">compliance</span> with the contract.\n 51 \n \n PBMs often limit a self-insured group health plan's <span class=\"match\">audit</span> rights, however, providing only a sample of records relating to contractual performance, <span class=\"match\">requiring</span> that the auditor be approved by the PBM, or that the <span class=\"match\">audit</span> be conducted on-site at a facility chosen by the PBM.\n \n \n \n 48 \n  While Congress has prohibited plans and issuers from entering into contracts"},{"title":"Medicare and Medicaid Programs; Patient Protection and Affordable Care Act; Interoperability Standards and Prior Authorization for Drugs for Medicare Advantage Organizations, Medicaid Managed Care Plans, State Medicaid Agencies, Children's Health Insurance Program (CHIP) Agencies and CHIP Managed Care Entities, and Issuers of Qualified Health Plans on the Federally-Facilitated Exchanges","type":"Proposed Rule","abstract":"These proposals are intended to improve the electronic exchange of health care data and streamline processes related to prior authorization by increasing the interoperability of systems used across the health care industry. We are proposing new requirements for Medicare Advantage (MA) organizations, state Medicaid fee-for-service (FFS) programs, state Children's Health Insurance Program (CHIP) FFS programs, Medicaid managed care plans, CHIP managed care entities, and Qualified Health Plan (QHP) issuers on the Federally-facilitated Exchanges (FFEs), including issuers that offer small group market QHPs on the Federally-facilitated Small Business Health Options Program (FF- SHOP) Exchanges (hereinafter referred to as \"small group market QHP issuers on the FF-SHOPs\") (collectively \"impacted payers\"), to make available electronic prior authorization for drugs. We are also proposing to extend many existing interoperability requirements for the prior authorization of non-drug items and services to include prior authorizations for drugs to further reduce patient and provider burden. We are also proposing to require impacted payers to report their application programming interfaces (API) endpoints and related information for the Patient Access, Provider Directory, Provider Access, Payer-to-Payer, and Prior Authorization APIs to CMS. To help assess the impact of our policies, we are proposing to collect API usage metrics. In addition, we are proposing to apply the existing interoperability requirements to small group market QHP issuers on the FF-SHOPs as impacted payers. To improve impacted payers' ability to exchange health information while continuing CMS's drive toward interoperability, we are proposing to require certain Health Level Seven (HL7[supreg]) Fast Healthcare Interoperability Resources (FHIR[supreg]) implementation guides (IGs) that are currently recommended. In addition, HHS is proposing to adopt the HL7 FHIR base standard and certain associated specifications and IGs as the Health Insurance Portability and Accountability Act of 1996 (hereinafter referred to as \"HIPAA\") (Pub. L. 104-191, enacted Aug. 21, 1996) standards for dental, professional, and institutional \"referral certification and authorization\" transactions and \"eligibility for a health plan\" transactions associated with prior authorization. We are proposing to add a definition for \"failure to report,\" which would allow CMS to impose a civil monetary penalty (CMP) on applicable manufacturers or applicable group purchasing organizations (GPOs) if those entities fail to grant CMS timely access to documents for the purposes of an audit. Finally, ONC is using this rulemaking to propose to adopt updated versions of certain health information technology (health IT) standards and specifications for HHS use, such as CMS's interoperability requirements, to support a more robust health IT infrastructure.","document_number":"2026-07205","html_url":"https://www.federalregister.gov/documents/2026/04/14/2026-07205/medicare-and-medicaid-programs-patient-protection-and-affordable-care-act-interoperability-standards","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-04-14/pdf/2026-07205.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-07205.pdf?1775852111","publication_date":"2026-04-14","agencies":[{"raw_name":"DEPARTMENT OF HEALTH AND HUMAN SERVICES","name":"Health and Human Services Department","id":221,"url":"https://www.federalregister.gov/agencies/health-and-human-services-department","json_url":"https://www.federalregister.gov/api/v1/agencies/221","parent_id":null,"slug":"health-and-human-services-department"},{"raw_name":"Centers for Medicare & Medicaid Services","name":"Centers for Medicare & Medicaid Services","id":45,"url":"https://www.federalregister.gov/agencies/centers-for-medicare-medicaid-services","json_url":"https://www.federalregister.gov/api/v1/agencies/45","parent_id":221,"slug":"centers-for-medicare-medicaid-services"},{"raw_name":"Office of the Secretary"}],"excerpts":"goal as explicitly <span class=\"match\">requiring</span> conformance with both the use-case specific IGs and <span class=\"match\">required</span> IGs or standards. For instance, whether it is necessary to <span class=\"match\">require</span> the base FHIR standard as well as the CRD, DTR, and PAS IGs that we propose to <span class=\"match\">require</span> for the Prior Authorization API, or whether <span class=\"match\">requiring</span> the CRD, DTR, and PAS IGs alone, which are based on the FHIR standard, would provide comparable technical guidance for implementers while reducing regulatory complexity. \n + Scenarios in which independently <span class=\"match\">requiring</span> both the <span class=\"match\">required</span> standards in this section"},{"title":"Joint Industry Plan; Notice of Filing of Amendment No. 1, and Order Instituting Proceedings To Determine Whether To Approve or Disapprove an Amendment to the National Market System Plan Regarding Consolidated Equity Market Data, as Modified by Amendment No. 1, To Adopt a Fee Schedule","type":"Notice","abstract":null,"document_number":"2026-06463","html_url":"https://www.federalregister.gov/documents/2026/04/03/2026-06463/joint-industry-plan-notice-of-filing-of-amendment-no-1-and-order-instituting-proceedings-to","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-04-03/pdf/2026-06463.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-06463.pdf?1775133908","publication_date":"2026-04-03","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"faith”, in <span class=\"match\">order</span> to disincentivize redistributors from instructing their user base to provide false representations.\n 19 \n \n The Operating Committee believes that the safe harbor will lessen <span class=\"match\">compliance</span> and <span class=\"match\">audit</span> burdens. It will allow real-time redistributors to rely on representations without having to worry about those representations later proving to be untrue; currently, it is possible that during an <span class=\"match\">audit</span>, an individual lists themselves as a Non-Professional but they are found to work in the financial industry. As a result, during <span class=\"match\">audits</span>, the Operating"},{"title":"Incarcerated People's Communications Services; Implementation of the Martha Wright-Reed Act; Rates for Interstate Inmate Calling Services","type":"Rule","abstract":"In this document, the Wireline Competition Bureau and the Consumer and Governmental Affairs Bureau (the Bureaus) of the Federal Communications Commission (FCC or Commission) adopt an Order revising the instructions, reporting templates, and certification form for the annual reports submitted by providers of communications services to incarcerated people and waiving the filing deadline for the 2025 Annual Reports.","document_number":"2025-03142","html_url":"https://www.federalregister.gov/documents/2025/03/12/2025-03142/incarcerated-peoples-communications-services-implementation-of-the-martha-wright-reed-act-rates-for","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-03-12/pdf/2025-03142.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-03142.pdf?1741697109","publication_date":"2025-03-12","agencies":[{"raw_name":"FEDERAL COMMUNICATIONS COMMISSION","name":"Federal Communications Commission","id":161,"url":"https://www.federalregister.gov/agencies/federal-communications-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/161","parent_id":null,"slug":"federal-communications-commission"}],"excerpts":"provide <span class=\"match\">compliance</span> dates. Identifying the <span class=\"match\">compliance</span> date applicable to each facility is critical to ascertaining providers' <span class=\"match\">compliance</span> with the applicable rate cap and site commission rules. Providers are not <span class=\"match\">required</span> to report <span class=\"match\">compliance</span> dates prospectively; they are only <span class=\"match\">required</span> to report <span class=\"match\">compliance</span> dates that occur either during or prior to the reporting period in question.\n \n 4. Ancillary Service Charges \n The Bureaus streamline the reporting of ancillary service charges by <span class=\"match\">requiring</span> providers to indicate in the Excel template whether they"},{"title":"Counter-UAS Authority for State, Local, Tribal, and Territorial Law Enforcement and Correctional Agencies","type":"Rule","abstract":"In this interim final rule (\"IFR\"), the Department of Justice (\"DOJ\") and the Department of Homeland Security (\"DHS\") (collectively, \"the Departments\") codify the framework for implementing the SAFER SKIES Act, which authorizes State, local, Tribal, and territorial law enforcement or correctional (\"SLTT\") agencies to conduct counter-unmanned aircraft system (\"C-UAS\") operations. This framework governs training and certification (including a two-tiered structure for detection and warning operations and for mitigation operations), authorized technologies, spectrum coordination, airspace approval, real-time air traffic control notification, mitigation reporting, privacy protections, and compliance requirements for SLTT agencies in relation to the exercise of C-UAS authority.","document_number":"2026-13609","html_url":"https://www.federalregister.gov/documents/2026/07/06/2026-13609/counter-uas-authority-for-state-local-tribal-and-territorial-law-enforcement-and-correctional","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-07-06/pdf/2026-13609.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-13609.pdf?1782936911","publication_date":"2026-07-06","agencies":[{"raw_name":"DEPARTMENT OF HOMELAND SECURITY","name":"Homeland Security Department","id":227,"url":"https://www.federalregister.gov/agencies/homeland-security-department","json_url":"https://www.federalregister.gov/api/v1/agencies/227","parent_id":null,"slug":"homeland-security-department"},{"raw_name":"DEPARTMENT OF JUSTICE","name":"Justice Department","id":268,"url":"https://www.federalregister.gov/agencies/justice-department","json_url":"https://www.federalregister.gov/api/v1/agencies/268","parent_id":null,"slug":"justice-department"}],"excerpts":"Executive <span class=\"match\">Order</span> 14192 <span class=\"match\">requires</span> that the incremental costs associated with such new regulations must, to the extent permitted by law, also be offset by eliminating existing costs associated with at least 10 prior regulations. 90 FR 9065. This IFR is an Executive <span class=\"match\">Order</span> 14192 deregulatory action. \n See \n OMB Memorandum M-25-20, “Guidance Implementing Section 3 of Executive <span class=\"match\">Order</span> 14192, titled `Unleashing Prosperity Through Deregulation' ” (Mar. 26, 2025).\n \n E. Executive <span class=\"match\">Order</span> 14294—Overcriminalization of Federal Regulations \n \n Executive <span class=\"match\">Order</span> 14294,"},{"title":"Facilitating Implementation of Next Generation 911 Services (NG911); Improving 911 Reliability","type":"Rule","abstract":"In this document, the Federal Communications Commission (the FCC or Commission) adopts rules to ensure that emerging Next Generation 911 (NG911) networks are reliable and interoperable. NG911 is replacing legacy 911 technology across the country with internet Protocol (IP)- based infrastructure that will support new 911 capabilities, including text, video, and data. However, for NG911 to be fully effective, NG911 networks must be designed to safeguard the reliability of critical components and support the interoperability needed to seamlessly transfer 911 calls and data from one network to another. The rules require entities essential to delivering emergency calls in the NG911 environment to implement common sense measures to safeguard the reliability of NG911 networks and reduce the risk of 911 outages, and require certain entities to report on their support for NG911 interoperability. The rules also eliminate unnecessary and burdensome legacy rules to increase flexibility and encourage technical innovation to make NG911 services reliable, interoperable, and accessible to all.","document_number":"2026-13998","html_url":"https://www.federalregister.gov/documents/2026/07/10/2026-13998/facilitating-implementation-of-next-generation-911-services-ng911-improving-911-reliability","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-07-10/pdf/2026-13998.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-13998.pdf?1783601118","publication_date":"2026-07-10","agencies":[{"raw_name":"FEDERAL COMMUNICATIONS COMMISSION","name":"Federal Communications Commission","id":161,"url":"https://www.federalregister.gov/agencies/federal-communications-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/161","parent_id":null,"slug":"federal-communications-commission"}],"excerpts":"Effective August 10, 2026.\n \n \n <span class=\"match\">Compliance</span> dates: \n <span class=\"match\">Compliance</span> will not be <span class=\"match\">required</span> for §§  9.19(c)(1)(i) through (c)(3)(i) and 9.20(a)(1)(i), (a)(2)(i), and (b), until a document is published in the \n Federal Register \n announcing <span class=\"match\">compliance</span> dates and revising §§  9.20(a)(1)(i), (a)(2)(i), and (b), and revising or removing §§ 9.19(d) and 9.20(h). For entities described in § 9.19(a)(4)(i)(E) through (I), <span class=\"match\">compliance</span> with § 9.19(b) will not be <span class=\"match\">required</span> until a document is published in the \n Federal Register \n announcing <span class=\"match\">compliance</span> dates and revising or removing"},{"title":"CME Securities Clearing, Inc.; Order Instituting Proceedings To Determine Whether To Grant or Deny an Application for Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934","type":"Notice","abstract":null,"document_number":"2025-07033","html_url":"https://www.federalregister.gov/documents/2025/04/24/2025-07033/cme-securities-clearing-inc-order-instituting-proceedings-to-determine-whether-to-grant-or-deny-an","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-04-24/pdf/2025-07033.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-07033.pdf?1745412308","publication_date":"2025-04-24","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"defined in this <span class=\"match\">order</span> are defined in the Application. \n See, e.g., \n Exhibit E-3 (proposed rules of the clearing agency, defining, among others, the terms Member and User).\n \n \n \n \n 8 \n  \n See \n SIFMA &amp; AMG at 3; FIA at 11; ISDA at 4-5.\n \n \n \n \n 9 \n  \n See, e.g., \n ISDA at 6-7.\n \n \n \n Section 19(a)(1) of the Exchange Act <span class=\"match\">requires</span> the Commission, within ninety days of the date of publication of notice of an application for registration as a clearing agency, or such longer period as to which the applicant consents, to, by <span class=\"match\">order</span>, grant such registration"},{"title":"Transparency in Coverage","type":"Proposed Rule","abstract":"These proposed rules set forth proposed requirements that would amend the regulations under the Public Health Service Act, the Employee Retirement Income Security Act of 1974, and the Internal Revenue Code regarding price transparency reporting requirements for non-grandfathered group health plans and health insurance issuers offering non-grandfathered group and individual health insurance coverage. Specifically, these proposed rules would improve the standardization, accuracy, and accessibility of public pricing disclosures in line with the goals of the Executive Order 14221. With respect to the in-network rate and out-of-network allowed amount machine-readable files, these proposed rules would achieve these goals by adding new contextual files and additional data elements like product type, network name, and enrollment counts; changing the reporting level for aggregation of data; removing in-network rates for unlikely provider-to-service mappings; increasing the reporting period and lowering the claims threshold for out-of-network historical data; and reducing the reporting cadence. These proposed rules would also improve the findability of all of the publicly disclosed machine- readable files required under the Transparency in Coverage rules, including the prescription drug file, by requiring a text file and footer with website URLs and contact information for the files. These proposed rules would also require pricing information that is made available through an online consumer tool and paper (upon request), to also be made available by phone, and establish that the satisfaction of such requirement also satisfies the requirements of section 114 of the No Surprises Act (including for grandfathered group health plans and health insurance issuers offering grandfathered group and individual health insurance coverage that are not otherwise subject to these proposed rules).","document_number":"2025-23693","html_url":"https://www.federalregister.gov/documents/2025/12/23/2025-23693/transparency-in-coverage","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-12-23/pdf/2025-23693.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-23693.pdf?1766178909","publication_date":"2025-12-23","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Internal Revenue Service","name":"Internal Revenue Service","id":254,"url":"https://www.federalregister.gov/agencies/internal-revenue-service","json_url":"https://www.federalregister.gov/api/v1/agencies/254","parent_id":497,"slug":"internal-revenue-service"},{"raw_name":"DEPARTMENT OF LABOR","name":"Labor Department","id":271,"url":"https://www.federalregister.gov/agencies/labor-department","json_url":"https://www.federalregister.gov/api/v1/agencies/271","parent_id":null,"slug":"labor-department"},{"raw_name":"Employee Benefits Security Administration","name":"Employee Benefits Security Administration","id":131,"url":"https://www.federalregister.gov/agencies/employee-benefits-security-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/131","parent_id":271,"slug":"employee-benefits-security-administration"},{"raw_name":"DEPARTMENT OF HEALTH AND HUMAN SERVICES","name":"Health and Human Services Department","id":221,"url":"https://www.federalregister.gov/agencies/health-and-human-services-department","json_url":"https://www.federalregister.gov/api/v1/agencies/221","parent_id":null,"slug":"health-and-human-services-department"}],"excerpts":"Information to Participants, Beneficiaries, and Enrollees \n 1. Disclaimer on Balance <span class=\"match\">Billing</span> \n The Departments propose to amend the balance <span class=\"match\">billing</span> protection notice that plans and issuers are currently <span class=\"match\">required</span> to include along with the <span class=\"match\">required</span> cost-sharing information to participants, beneficiaries, and enrollees under 26 CFR 54.9815-2715A2(b)(1)(vii)(A), 29 CFR 2590.715-2715A2(b)(1)(vii)(A), and 45 CFR 147.211(b)(1)(vii)(A). These proposed amendments would <span class=\"match\">require</span> a statement that the cost-sharing information in the self-service tool does not account"}]}