{"description":"Documents matching 'compliance federal immediate deletion fraudulent'","count":692,"total_pages":35,"next_page_url":"https://www.federalregister.gov/api/v1/documents?conditions%5Bterm%5D=compliance+federal+immediate+deletion+fraudulent&format=json&page=2","results":[{"title":"Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Harmonize NYSE American Rule 4530","type":"Notice","abstract":null,"document_number":"2024-27745","html_url":"https://www.federalregister.gov/documents/2024/11/27/2024-27745/self-regulatory-organizations-nyse-american-llc-notice-of-filing-and-immediate-effectiveness-of","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-11-27/pdf/2024-27745.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-27745.pdf?1732628722","publication_date":"2024-11-27","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"person subject to statutory disqualification, if that member or associated person has been approved (or is otherwise permitted pursuant to FINRA rules and the <span class=\"match\">federal</span> securities laws) to be a member or to be associated with a member.\n 8 \n \n \n \n \n 8 \n  \n See \n Securities Exchange Act Release No. 74953 (May 13, 2015), 80 FR 28740 (May 19, 2015) (SR-FINRA-2015-011) (Notice of Filing and <span class=\"match\">Immediate</span> Effectiveness of a Proposed Rule Change Relating to the Reporting Requirements of FINRA Rule 4530(a)(1)(H)).\n \n \n The Exchange proposes to incorporate each of"},{"title":"Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend a Continued Listing Standard Relating to Beneficial Holders Applicable to ETF Shares Listed on the Exchange Under Rule 17.104(b)(2)(B)","type":"Notice","abstract":null,"document_number":"2026-13526","html_url":"https://www.federalregister.gov/documents/2026/07/06/2026-13526/self-regulatory-organizations-texas-stock-exchange-llc-notice-of-filing-of-a-proposed-rule-change-to","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-07-06/pdf/2026-13526.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-13526.pdf?1782996314","publication_date":"2026-07-06","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"contrary to investor protection. As the Commission acknowledged in the BZX Approval, the requirement can force delisting of products that are making demonstrable progress toward <span class=\"match\">compliance</span> and can produce reductions in beneficial holders across an entire series of related products as a result of distress in a single tranche, including in tranches that are themselves in full <span class=\"match\">compliance</span> with all other listing standards.\n 13 \n \n The Commission's approval of an extended cure period in that release reflects a recognition that delisting on the basis of temporary"},{"title":"Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize NYSE Rule 4530","type":"Notice","abstract":null,"document_number":"2024-11269","html_url":"https://www.federalregister.gov/documents/2024/05/23/2024-11269/self-regulatory-organizations-new-york-stock-exchange-llc-notice-of-filing-and-immediate","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-05-23/pdf/2024-11269.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-11269.pdf?1716381915","publication_date":"2024-05-23","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"person subject to statutory disqualification, if that member or associated person has been approved (or is otherwise permitted pursuant to FINRA rules and the <span class=\"match\">federal</span> securities laws) to be a member or to be associated with a member.\n 7 \n \n \n \n \n 7 \n  \n See \n Securities Exchange Act Release No. 74953 (May 13, 2015), 80 FR 28740 (May 19, 2015) (SR-FINRA-2015-011) (Notice of Filing and <span class=\"match\">Immediate</span> Effectiveness of a Proposed Rule Change Relating to the Reporting Requirements of FINRA Rule 4530(a)(1)(H)).\n \n \n The Exchange proposes to incorporate each of"},{"title":"Self-Regulatory Organizations; NYSE Arca, Inc.; Order Setting Aside Action by Delegated Authority and Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend NYSE Arca Rule 8.500-E (Trust Units) and To List and Trade Shares of the Grayscale Digital Large Cap Fund LLC Under Amended NYSE Arca Rule 8.500-E (Trust Units)","type":"Notice","abstract":null,"document_number":"2025-18257","html_url":"https://www.federalregister.gov/documents/2025/09/22/2025-18257/self-regulatory-organizations-nyse-arca-inc-order-setting-aside-action-by-delegated-authority-and","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-09-22/pdf/2025-18257.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-18257.pdf?1758285911","publication_date":"2025-09-22","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"Relating to Rule 4350(e) To Amend the Annual Shareholder Meeting Requirement, Securities Exchange Act Release No. 53578 (Mar. 30, 2006); 71 FR 17532 (Apr. 4, 2006) (SR-NASD-2005-073). The Exchange is reverting the previous <span class=\"match\">deletion</span> of Trust Units from NYSE Arca Rules 5.3-E and 5.3-E(e). \n See \n Notice of Filing and <span class=\"match\">Immediate</span> Effectiveness of Proposed Rule Change To Amend NYSE Arca Rule 5.3-E To Exclude Certain Categories of Issuers From the Exchange's Annual Meeting Requirement, Securities Exchange Act Release No. 83324 (May 24, 2018), 83 FR 25076"},{"title":"Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rules 1.1, 5, 7.18, 8 and Exchange Article 22, Rules 24-27","type":"Notice","abstract":null,"document_number":"2025-07707","html_url":"https://www.federalregister.gov/documents/2025/05/05/2025-07707/self-regulatory-organizations-nyse-chicago-inc-notice-of-filing-of-amendment-no-1-and-order-granting","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-05-05/pdf/2025-07707.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-07707.pdf?1746189933","publication_date":"2025-05-05","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"16896 (April 22, 2025) (Notice of Filing and <span class=\"match\">Immediate</span> Effectiveness of Proposed Rule Change to Amend Rule 1.1, Reinstate Article 16, Rules 1 through 4 and Relocate Them) (SR-NYSETEX-2025-05); (c) furnished a representation regarding the prohibition on the misuse of non-public information (\n see infra \n note 20); and (d) made changes to reflect the new name of the Exchange (\n see \n Securities Exchange Act Release No. 102507 (February 28, 2025), 90 FR 11445 (March 6, 2025) (Notice of Filing and <span class=\"match\">Immediate</span> Effectiveness of Proposed Rule Change To Repeal"},{"title":"Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend NYSE Arca Rule 8.500-E (Trust Units) and To List and Trade Shares of the Grayscale Digital Large Cap Fund LLC Under Amended NYSE Arca Rule 8.500-E (Trust Units)","type":"Notice","abstract":null,"document_number":"2025-12518","html_url":"https://www.federalregister.gov/documents/2025/07/07/2025-12518/self-regulatory-organizations-nyse-arca-inc-order-granting-accelerated-approval-of-a-proposed-rule","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-07-07/pdf/2025-12518.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-12518.pdf?1751546709","publication_date":"2025-07-07","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"Relating to Rule 4350(e) To Amend the Annual Shareholder Meeting Requirement, Securities Exchange Act Release No. 53578 (Mar. 30, 2006); 71 FR 17532 (Apr. 4, 2006) (SR-NASD-2005-073). The Exchange is reverting the previous <span class=\"match\">deletion</span> of Trust Units from NYSE Arca Rules 5.3-E and 5.3-E(e). \n See \n Notice of Filing and <span class=\"match\">Immediate</span> Effectiveness of Proposed Rule Change To Amend NYSE Arca Rule 5.3-E To Exclude Certain Categories of Issuers From the Exchange's Annual Meeting Requirement, Securities Exchange Act Release No. 83324 (May 24, 2018), 83 FR 25076"},{"title":"Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend NYSE Arca Rule 8.500-E (Trust Units) and To List and Trade Shares of the Bitwise 10 Crypto Index ETF Under Amended NYSE Arca Rule 8.500-E (Trust Units)","type":"Notice","abstract":null,"document_number":"2025-14036","html_url":"https://www.federalregister.gov/documents/2025/07/25/2025-14036/self-regulatory-organizations-nyse-arca-inc-order-granting-accelerated-approval-of-a-proposed-rule","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-07-25/pdf/2025-14036.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-14036.pdf?1753361114","publication_date":"2025-07-25","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"Relating to Rule 4350(e) To Amend the Annual Shareholder Meeting Requirement, Securities Exchange Act Release No. 53578 (Mar. 30, 2006), 71 FR 17532 (Apr. 4, 2006) (SR-NASD-2005-073). The Exchange is reverting the previous <span class=\"match\">deletion</span> of Trust Units from NYSE Arca Rules 5.3-E and 5.3-E(e). \n See \n Notice of Filing and <span class=\"match\">Immediate</span> Effectiveness of Proposed Rule Change To Amend NYSE Arca Rule 5.3-E To Exclude Certain Categories of Issuers From the Exchange's Annual Meeting Requirement, Securities Exchange Act Release No. 83324 (May 24, 2018), 83 FR 25076"},{"title":"Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend NYSE Rule 7.13","type":"Notice","abstract":null,"document_number":"2024-22264","html_url":"https://www.federalregister.gov/documents/2024/09/30/2024-22264/self-regulatory-organizations-new-york-stock-exchange-llc-notice-of-filing-of-proposed-rule-change","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-09-30/pdf/2024-22264.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-22264.pdf?1727441127","publication_date":"2024-09-30","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"organized as to have the capacity to be able to carry out the purposes of the Act and to comply, and to enforce <span class=\"match\">compliance</span> by its exchange members and persons associated with its exchange members, with the provisions of the Act, the rules and regulations thereunder, and the rules of the Exchange. The Exchange also believes that the proposed rule change is consistent with Section 6(b)(5) of the Act,\n 7 \n \n in that it is designed to prevent <span class=\"match\">fraudulent</span> and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation"},{"title":"Guidance for Federal Financial Assistance","type":"Rule","abstract":"The Office of Management and Budget (OMB) is revising the OMB Guidance for Grants and Agreements, which is now called the OMB Guidance for Federal Financial Assistance. The final guidance reflects public comments received in response to the OMB Notification of Proposed Guidance published in October 2023 and comments received from Federal agencies. In response to comments, OMB is revising and updating the guidance to incorporate recent OMB policy priorities related to Federal financial assistance and to reduce agency and recipient burden. OMB is also incorporating certain statutory requirements and clarifying certain sections of the prior version of the guidance that recipients or agencies have interpreted in different ways. OMB is also making revisions to use plain language, improve flow, and address inconsistent use of terms within the guidance text. Finally, OMB is making revisions to improve Federal financial assistance management, transparency, and oversight through more accessible and readily comprehensible guidance.","document_number":"2024-07496","html_url":"https://www.federalregister.gov/documents/2024/04/22/2024-07496/guidance-for-federal-financial-assistance","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-07496.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-07496.pdf?1713271514","publication_date":"2024-04-22","agencies":[{"raw_name":"OFFICE OF MANAGEMENT AND BUDGET","name":"Management and Budget Office","id":280,"url":"https://www.federalregister.gov/agencies/management-and-budget-office","json_url":"https://www.federalregister.gov/api/v1/agencies/280","parent_id":null,"slug":"management-and-budget-office"}],"excerpts":"non-<span class=\"match\">Federal</span> entities in the prior version of the guidance. OMB included this change in the final guidance.\n \n \n Another commenter recommended that the definitions of <span class=\"match\">Federal</span> award, <span class=\"match\">Federal</span> financial assistance, <span class=\"match\">Federal</span> program, and grant agreement all be revised to specifically exclude funds and activities associated with self-determination compacts between Indian Tribes and the <span class=\"match\">Federal</span> government. See \n \n OMB's response above under <span class=\"match\">Federal</span> award.\n \n \n <span class=\"match\">Federal</span> program: \n One commenter recommended that the definitions of <span class=\"match\">Federal</span> award, <span class=\"match\">Federal</span> financial"},{"title":"General Services Acquisition Regulation; Acquisition of Information and Communication Technology; Notice of Listening Sessions and Request for Comments","type":"Proposed Rule","abstract":"The General Services Administration (GSA) is seeking public comment on the draft of a new General Services Administration Acquisition Regulation (GSAR) clause regarding basic safeguarding of data within Large Language Model Artificial Intelligence Systems (LLMs). Due to the complexity of the issue, GSA is publishing this notification and draft clause to gather feedback from stakeholders before taking future action (e.g., deviation and/or formal rulemaking).","document_number":"2026-12205","html_url":"https://www.federalregister.gov/documents/2026/06/17/2026-12205/general-services-acquisition-regulation-acquisition-of-information-and-communication-technology","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-17/pdf/2026-12205.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-12205.pdf?1781613917","publication_date":"2026-06-17","agencies":[{"raw_name":"GENERAL SERVICES ADMINISTRATION","name":"General Services Administration","id":210,"url":"https://www.federalregister.gov/agencies/general-services-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/210","parent_id":null,"slug":"general-services-administration"}],"excerpts":"Service Provider, Background Data, and Material Change. \n Contractor Responsibilities \n • Clarified requirements for contractor responsibilities, government data use and handling, licensing requirements, and <span class=\"match\">compliance</span> requirements. \n <span class=\"match\">Compliance</span>, Reporting, and Documentation \n • Identified the contractor and flowdown roles regarding <span class=\"match\">compliance</span>, reporting and documentation including timeframes. \n Change Notification \n • The term “change management” was changed to “Change Notification” (paragraph “i” of the clause) to better describe the requirement"},{"title":"Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend Rule G-14 RTRS Procedures under MSRB Rule G-14 Regarding the Timing of Reporting Transactions in Municipal Securities to the MSRB and To Make a Related Amendment to Rule G-12","type":"Notice","abstract":null,"document_number":"2025-11292","html_url":"https://www.federalregister.gov/documents/2025/06/20/2025-11292/self-regulatory-organizations-municipal-securities-rulemaking-board-notice-of-filing-of-a-proposed","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-06-20/pdf/2025-11292.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-11292.pdf?1750250711","publication_date":"2025-06-20","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"$571 \n \n \n <span class=\"match\">Compliance</span> Manager \n 379 \n 2 \n 759 \n \n \n In-House <span class=\"match\">Compliance</span> Counsel \n 448 \n 2 \n 895 \n \n \n Outside Legal Counsel \n 497 \n 2 \n 994 \n \n \n Director of <span class=\"match\">Compliance</span> \n 589 \n 2 \n 1,179 \n \n \n Chief <span class=\"match\">Compliance</span> Officer (CCO) \n 670 \n 1 \n 670 \n \n \n \n Subtotal \n \n \n \n 5,068 \n \n \n (b) Training and Education \n \n \n \n \n \n Director of <span class=\"match\">Compliance</span> \n 589 \n 2 \n 1,179 \n \n \n \n Subtotal \n \n \n \n 1,179 \n \n \n Total Upfront Costs \n \n \n 6,246 \n \n \n Ongoing <span class=\"match\">Compliance</span> Costs \n \n The MSRB\n \n anticipates relatively minor annual ongoing costs of promoting <span class=\"match\">compliance</span> with the"},{"title":"Medicare and Medicaid Programs; Calendar Year 2026 Home Health Prospective Payment System (HH PPS) Rate Update; Requirements for the HH Quality Reporting Program and the HH Value-Based Purchasing Expanded Model; Durable Medical Equipment, Prosthetics, Orthotics, and Supplies (DMEPOS) Competitive Bidding Program Updates; DMEPOS Accreditation Requirements; Provider Enrollment; and Other Medicare and Medicaid Policies","type":"Proposed Rule","abstract":"This proposed rule would set forth routine updates to the Medicare home health payment rates in accordance with existing statutory and regulatory requirements. In addition, this proposed rule proposes permanent and temporary behavior adjustments and proposes to recalibrate the case-mix weights and update the functional impairment levels; comorbidity subgroups; and low-utilization payment adjustment (LUPA) thresholds for CY 2026. Lastly, this proposed rule proposes policy changes to the face-to-face encounter policy. It also proposes changes to the Home Health Quality Reporting Program (HH QRP) and the expanded Health Value-Based Purchasing (HHVBP) Model requirements. In addition, it would update the Durable Medical Equipment, Prosthetics, Orthotics, and Supplies (DMEPOS) Competitive Bidding Program (CBP). Lastly it proposes: a technical change to the HH conditions of participation; updates to DMEPOS supplier conditions of payment; updates to provider and supplier enrollment requirements; and changes to DMEPOS accreditation requirements.","document_number":"2025-12347","html_url":"https://www.federalregister.gov/documents/2025/07/02/2025-12347/medicare-and-medicaid-programs-calendar-year-2026-home-health-prospective-payment-system-hh-pps-rate","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-07-02/pdf/2025-12347.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-12347.pdf?1751314517","publication_date":"2025-07-02","agencies":[{"raw_name":"DEPARTMENT OF HEALTH AND HUMAN SERVICES","name":"Health and Human Services Department","id":221,"url":"https://www.federalregister.gov/agencies/health-and-human-services-department","json_url":"https://www.federalregister.gov/api/v1/agencies/221","parent_id":null,"slug":"health-and-human-services-department"},{"raw_name":"Centers for Medicare & Medicaid Services","name":"Centers for Medicare & Medicaid Services","id":45,"url":"https://www.federalregister.gov/agencies/centers-for-medicare-medicaid-services","json_url":"https://www.federalregister.gov/api/v1/agencies/45","parent_id":221,"slug":"centers-for-medicare-medicaid-services"}],"excerpts":"for reconsideration, we may reverse our initial finding of non-<span class=\"match\">compliance</span> if: (1) the HHA provides proof of <span class=\"match\">compliance</span> with all requirements during the reporting period; or (2) the HHA provides adequate proof of a valid or justifiable excuse for non-<span class=\"match\">compliance</span> if the HHA was not able to comply with requirements during the reporting period (77 FR 67096). We also stated that we will uphold an initial finding of non-<span class=\"match\">compliance</span> if the HHA cannot show any justification for non-<span class=\"match\">compliance</span> (77 FR 67096). \n \n As previously discussed, we codified our reconsideration"},{"title":"Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule 7.31(f)(1)","type":"Notice","abstract":null,"document_number":"2024-25530","html_url":"https://www.federalregister.gov/documents/2024/11/04/2024-25530/self-regulatory-organizations-new-york-stock-exchange-llc-notice-of-filing-of-proposed-rule-change","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25530.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-25530.pdf?1730465121","publication_date":"2024-11-04","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"onboarding process and established routing connectivity with the Exchange.\n 5 \n \n Any FINRA-registered broker-dealer \n 6 \n \n is eligible to complete this process, which is intended, among other things, to ensure that algorithm providers attest to <span class=\"match\">compliance</span> with applicable Exchange rules, FINRA rules, and <span class=\"match\">federal</span> securities laws and regulations and to confirm that they can meet the applicable technical specifications to connect to the Exchange. Algorithm providers will also be required to enter into routing agreements with the Exchange's routing broker"},{"title":"Medicare and Medicaid Programs; Calendar Year 2026 Home Health Prospective Payment System (HH PPS) Rate Update; Requirements for the HH Quality Reporting Program and the HH Value-Based Purchasing Expanded Model; Durable Medical Equipment, Prosthetics, Orthotics, and Supplies (DMEPOS) Competitive Bidding Program Updates; DMEPOS Accreditation Requirements; Provider Enrollment; and Other Medicare and Medicaid Policies","type":"Rule","abstract":"This final rule sets forth routine updates to the Medicare home health payment rates in accordance with existing statutory and regulatory requirements. In addition, this final rule finalizes permanent and temporary behavior adjustments and recalibrates the case- mix weights and update the functional impairment levels; comorbidity subgroups; and low-utilization payment adjustment (LUPA) thresholds for CY 2026. This final rule also finalizes changes to the face-to-face encounter policy and changes to the Home Health Quality Reporting Program (HH QRP) and the expanded Health Value-Based Purchasing (HHVBP) Model requirements. In addition, it updates the Durable Medical Equipment, Prosthetics, Orthotics, and Supplies (DMEPOS) Competitive Bidding Program (CBP). Lastly it finalizes: a technical change to the HH conditions of participation; updates to DMEPOS supplier conditions of payment; updates to provider and supplier enrollment requirements; and changes to DMEPOS accreditation requirements.","document_number":"2025-21767","html_url":"https://www.federalregister.gov/documents/2025/12/02/2025-21767/medicare-and-medicaid-programs-calendar-year-2026-home-health-prospective-payment-system-hh-pps-rate","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-12-02/pdf/2025-21767.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-21767.pdf?1764364516","publication_date":"2025-12-02","agencies":[{"raw_name":"DEPARTMENT OF HEALTH AND HUMAN SERVICES","name":"Health and Human Services Department","id":221,"url":"https://www.federalregister.gov/agencies/health-and-human-services-department","json_url":"https://www.federalregister.gov/api/v1/agencies/221","parent_id":null,"slug":"health-and-human-services-department"},{"raw_name":"Centers for Medicare & Medicaid Services","name":"Centers for Medicare & Medicaid Services","id":45,"url":"https://www.federalregister.gov/agencies/centers-for-medicare-medicaid-services","json_url":"https://www.federalregister.gov/api/v1/agencies/45","parent_id":221,"slug":"centers-for-medicare-medicaid-services"}],"excerpts":"for reconsideration, we may reverse our initial finding of non-<span class=\"match\">compliance</span> if: (1) the HHA provides proof of <span class=\"match\">compliance</span> with all requirements during the reporting period; or (2) the HHA provides adequate proof of a valid or justifiable excuse for non-<span class=\"match\">compliance</span> if the HHA was not able to comply with requirements during the reporting period (77 FR 67096). We also stated that we will uphold an initial finding of non-<span class=\"match\">compliance</span> if the HHA cannot show any justification for non-<span class=\"match\">compliance</span> (77 FR 67096). \n As previously discussed, we codified our reconsideration"},{"title":"Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Change to NFA Compliance Rule 2-9(c) and the Interpretive Notice Entitled “NFA Compliance Rule 2-9: FCM and IB Anti-Money Laundering Program”","type":"Notice","abstract":null,"document_number":"2023-10030","html_url":"https://www.federalregister.gov/documents/2023/05/11/2023-10030/self-regulatory-organizations-national-futures-association-notice-of-filing-and-immediate","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10030.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2023-10030.pdf?1683722726","publication_date":"2023-05-11","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"comply with these new requirements; and informed them that NFA <span class=\"match\">Compliance</span> Rule 2-9(c) and the related Interpretive Notice would be updated to incorporate FinCEN's new requirements. FCMs and IBs were required to comply with FinCEN's CDD Rule on or before May 11, 2018. \n \n Currently, NFA <span class=\"match\">Compliance</span> Rule 2-9(c) requires an FCM's and IB's AML program to, at a minimum, have four enumerated components—(1) policies, procedures and internal controls reasonably designed to assure <span class=\"match\">compliance</span> with the applicable provisions of the BSA and the implementing regulations; "},{"title":"Calendar Year 2027 Home Health Prospective Payment System (HH PPS) Rate Update; Requirements for the HH Quality Reporting Program and the Expanded HH Value-Based Purchasing Model; Medicare Provider Enrollment, Durable Medical Equipment (DME), and DME, Prosthetics, Orthotics, and Supplies (DMEPOS) Policies","type":"Proposed Rule","abstract":"This proposed rule would set forth routine updates to the Medicare home health payment rates in accordance with existing statutory and regulatory requirements. In addition, this proposed rule discusses the behavior adjustment and proposes a temporary behavior adjustment and proposes to recalibrate the case-mix weights and update the functional impairment levels; comorbidity subgroups; and low- utilization payment adjustment (LUPA) thresholds for CY 2027. Additionally, this proposed rule discusses the provision of home health palliative care services and includes a request for information (RFI) on a home health specific wage index. This rule would also propose changes to the Home Health Quality Reporting Program (HH QRP) and summarizes potential initiatives to improve alignment between the HH QRP and expanded Home Health Value Based Purchasing (HHVBP) Model. Lastly, the rule would--clarify the application of the DMEPOS face-to- face encounter requirements for the replacement of DMEPOS items; make changes to the provider and supplier enrollment requirements; make changes regarding DME benefit expansion for infusion pumps and drugs; and discuss collection of information requirement changes regarding the DMEPOS Competitive Bidding Program (CBP) country of origin.","document_number":"2026-13602","html_url":"https://www.federalregister.gov/documents/2026/07/06/2026-13602/calendar-year-2027-home-health-prospective-payment-system-hh-pps-rate-update-requirements-for-the-hh","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-07-06/pdf/2026-13602.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-13602.pdf?1782936912","publication_date":"2026-07-06","agencies":[{"raw_name":"DEPARTMENT OF HEALTH AND HUMAN SERVICES","name":"Health and Human Services Department","id":221,"url":"https://www.federalregister.gov/agencies/health-and-human-services-department","json_url":"https://www.federalregister.gov/api/v1/agencies/221","parent_id":null,"slug":"health-and-human-services-department"},{"raw_name":"Centers for Medicare & Medicaid Services","name":"Centers for Medicare & Medicaid Services","id":45,"url":"https://www.federalregister.gov/agencies/centers-for-medicare-medicaid-services","json_url":"https://www.federalregister.gov/api/v1/agencies/45","parent_id":221,"slug":"centers-for-medicare-medicaid-services"}],"excerpts":"calendar days after the date identified on the letter of non-<span class=\"match\">compliance</span>. We propose to revise this language to state that an HHA may request reconsideration no later than 30 calendar days after the date identified on the notification of non-<span class=\"match\">compliance</span>. Section 484.245(d)(2)(v) currently states, CMS identified reason(s) for non-<span class=\"match\">compliance</span> as stated in the non-<span class=\"match\">compliance</span> letter. We propose to revise this language to state, CMS identified reason(s) for non-<span class=\"match\">compliance</span> as stated in the non-<span class=\"match\">compliance</span> notification. \n Section 484.245(d)(4)(i) currently states"},{"title":"Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the FINRA Capital Acquisition Broker (“CAB”) Rules","type":"Notice","abstract":null,"document_number":"2025-10882","html_url":"https://www.federalregister.gov/documents/2025/06/16/2025-10882/self-regulatory-organizations-financial-industry-regulatory-authority-inc-notice-of-filing-of-a","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-06-16/pdf/2025-10882.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-10882.pdf?1749818715","publication_date":"2025-06-16","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"CAB and non-CAB industry members to make them aware of the benefits of CAB registration, and its suggestions to make more <span class=\"match\">compliance</span> tools available to CABs. FINRA agrees that adding to and improving <span class=\"match\">compliance</span> tools and resources benefit the industry and investors. \n III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action \n \n Within 45 days of the date of publication of this notice in the \n <span class=\"match\">Federal</span> Register \n or within such longer period (i) as the Commission may designate up to 90 days of such date if it finds such"},{"title":"HHS Acquisition Regulation: Regulatory Review","type":"Proposed Rule","abstract":"The Department of Health and Human Services (HHS) is proposing to amend and update its Health and Human Services Acquisition Regulation (HHSAR) to update and streamline the HHSAR. Under this initiative, all parts of the regulation were reviewed to streamline the regulation, to revise or remove policy superseded by changes in the Federal Acquisition Regulation (FAR), to remove any procedural guidance that is internal to HHS into a new HHS Acquisition Manual (HHSAM) as internal policies, guidance, and instructions. The rule would add new coverage to implement agency unique requirements. The HHSAR would also be updated to reflect organizational changes in the Department, incorporate recent statutory changes and government mandates, and to accomplish editorial revisions for clarification.","document_number":"2024-17095","html_url":"https://www.federalregister.gov/documents/2024/10/03/2024-17095/hhs-acquisition-regulation-regulatory-review","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-10-03/pdf/2024-17095.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-17095.pdf?1727873117","publication_date":"2024-10-03","agencies":[{"raw_name":"DEPARTMENT OF HEALTH AND HUMAN SERVICES","name":"Health and Human Services Department","id":221,"url":"https://www.federalregister.gov/agencies/health-and-human-services-department","json_url":"https://www.federalregister.gov/api/v1/agencies/221","parent_id":null,"slug":"health-and-human-services-department"}],"excerpts":"restrictions on use of non-<span class=\"match\">Federal</span> evaluators. In paragraph (c), it requires that the agreement shall be signed by the contractor and the assigned contractor employee, subcontractor, or consultant (\n i.e., \n the non-<span class=\"match\">Federal</span> evaluator) and filed in the contract file of an offeror's proposal.\n \n We propose to add section 315.305-71, Solicitation provision, to prescribe the provision at 352.215-71, Use of Non-<span class=\"match\">Federal</span> Evaluators—Conditions for Evaluating Proposals, in solicitations when the Government may use non-<span class=\"match\">Federal</span> evaluators to evaluate an offeror's"},{"title":"Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Its Trading Rules in Connection With Its Transition to a New Trading Platform","type":"Notice","abstract":null,"document_number":"2024-11580","html_url":"https://www.federalregister.gov/documents/2024/05/28/2024-11580/self-regulatory-organizations-long-term-stock-exchange-inc-notice-of-filing-of-a-proposed-rule","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11580.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-11580.pdf?1716554722","publication_date":"2024-05-28","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"establish any type of connection or opportunity for interaction that would be different than LTSE currently has with every other exchange participant in the national market system. \n <span class=\"match\">Compliance</span> With Regulation SCI \n \n As a registered national securities exchange, LTSE is an “SCI entity” responsible for <span class=\"match\">compliance</span> with the requirements of Regulation SCI—Systems <span class=\"match\">Compliance</span> and Integrity (“Reg. SCI”) under the Exchange Act.\n 25 \n \n The Exchange classifies several of its systems, including its trading System, as “SCI systems” based on the definitions as"},{"title":"Common Application, Waivers, and Alternative Requirements for Community Development Block Grant Disaster Recovery Grantees: The Universal Notice","type":"Notice","abstract":"This notice contains a preamble and the Community Development Block Grant Disaster Recovery Universal Notice: Waivers and Alternative Requirements (the \"Universal Notice\"). The Universal Notice describes the processes, procedures, timelines, waivers, and alternative requirements that U.S. Department of Housing and Urban Development (HUD) intends to implement with each allocation of Community Development Block Grant Disaster Recovery (CDBG-DR) funding after a qualifying presidential disaster declaration. Specifically, following the appropriation of CDBG-DR funds for qualifying disasters, HUD will publish an Allocation Announcement Notice in the Federal Register that incorporates, via cross-reference, the waivers and alternative requirements provided in the Universal Notice, as appropriate, along with any other new requirements imposed by the specific appropriation. This notice also describes the grant award process, pre-award certification submissions, criteria for Action Plan approval, and eligible disaster recovery activities to streamline post-disaster processes for future grantees. By publishing the Universal Notice, HUD intends to provide grantees and the public with increased transparency, consistency, and more timely access to CDBG-DR funds, helping to minimize program delays and accelerate recovery.","document_number":"2024-31621","html_url":"https://www.federalregister.gov/documents/2025/01/08/2024-31621/common-application-waivers-and-alternative-requirements-for-community-development-block-grant","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2024-31621.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-31621.pdf?1736257517","publication_date":"2025-01-08","agencies":[{"raw_name":"DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT","name":"Housing and Urban Development Department","id":228,"url":"https://www.federalregister.gov/agencies/housing-and-urban-development-department","json_url":"https://www.federalregister.gov/api/v1/agencies/228","parent_id":null,"slug":"housing-and-urban-development-department"}],"excerpts":"administrative support, in <span class=\"match\">compliance</span> with 2 CFR 200.459, but may not delegate or contract to any other party any inherently governmental responsibilities related to oversight of the grant, including policy development, fair housing and civil rights <span class=\"match\">compliance</span>, and financial management. \n \n III.B.7.b. \n Procurement when using CDBG-DR as non-<span class=\"match\">Federal</span> match. \n When using CDBG-DR grant funds as the non-<span class=\"match\">Federal</span> match as explained in section III.D.6.d., grantees can adopt the procurement policies and procedures that satisfy the other <span class=\"match\">Federal</span> agency's requirements"}]}