{"description":"Documents matching 'compliance rules requiring disclosure order'","count":10000,"total_pages":50,"next_page_url":"https://www.federalregister.gov/api/v1/documents?conditions%5Bterm%5D=compliance+rules+requiring+disclosure+order&format=json&page=2","results":[{"title":"Extension of Compliance Date for Disclosure of Order Execution Information","type":"Rule","abstract":"The Securities and Exchange Commission (\"Commission\") is extending the compliance date for the amendments to the rules requiring the disclosure of order executions in national market system (\"NMS\") stocks from December 14, 2025, to August 1, 2026.","document_number":"2025-19316","html_url":"https://www.federalregister.gov/documents/2025/10/02/2025-19316/extension-of-compliance-date-for-disclosure-of-order-execution-information","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-10-02/pdf/2025-19316.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-19316.pdf?1759322725","publication_date":"2025-10-02","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"ACTION: \n Final <span class=\"match\">rule</span>; extension of <span class=\"match\">compliance</span> date. \n \n \n SUMMARY: \n The Securities and Exchange Commission (“Commission”) is extending the <span class=\"match\">compliance</span> date for the amendments to the <span class=\"match\">rules</span> <span class=\"match\">requiring</span> the <span class=\"match\">disclosure</span> of <span class=\"match\">order</span> executions in national market system (“NMS”) stocks from December 14, 2025, to August 1, 2026. \n \n \n DATES: \n \n Effective Date: \n The effective date for this release is October 2, 2025.\n \n \n <span class=\"match\">Compliance</span> Date: \n The <span class=\"match\">compliance</span> date for the amendments to <span class=\"match\">Rules</span> 600 and 605 of Regulation NMS, published on April 15, 2024, at 89 FR 26428"},{"title":"Disclosure of Information","type":"Proposed Rule","abstract":"The Federal Deposit Insurance Corporation (FDIC) is inviting comment on a notice of proposed rulemaking that would update, clarify, and supplement the FDIC's regulations regarding the disclosure of confidential information by the FDIC and other parties, including by enhancing the ability of insured depository institutions to share confidential supervisory information with affiliates and certain other entities for appropriate business purposes, without seeking prior authorization from the FDIC. The proposal also would significantly simplify and clarify the requirements and restrictions applicable to the FDIC's discretionary disclosure of confidential information. Finally, the proposal would update and simplify the FDIC's rules regarding disclosures required under the Freedom of Information Act and would clarify how and when FDIC information may be disclosed in connection with legal proceedings and as a result of service of process made upon the FDIC and its directors, officers, and employees.","document_number":"2026-13123","html_url":"https://www.federalregister.gov/documents/2026/06/30/2026-13123/disclosure-of-information","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-30/pdf/2026-13123.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-13123.pdf?1782737111","publication_date":"2026-06-30","agencies":[{"raw_name":"FEDERAL DEPOSIT INSURANCE CORPORATION","name":"Federal Deposit Insurance Corporation","id":164,"url":"https://www.federalregister.gov/agencies/federal-deposit-insurance-corporation","json_url":"https://www.federalregister.gov/api/v1/agencies/164","parent_id":null,"slug":"federal-deposit-insurance-corporation"}],"excerpts":"\n 5. Procedure for Requesting Discretionary <span class=\"match\">Disclosure</span> \n 6. <span class=\"match\">Disclosure</span> by the FDIC \n 7. <span class=\"match\">Disclosure</span> of FDIC Confidential Information by Insured Depository Institutions and Their Parent Holding Companies \n a. General <span class=\"match\">Disclosure</span> Authorizations \n b. <span class=\"match\">Disclosure</span> of Historical Information \n c. <span class=\"match\">Disclosure</span> of Confidential Information by Parent Holding Companies \n d. <span class=\"match\">Disclosure</span> of Data for Aggregated Analyses \n 8. <span class=\"match\">Disclosure</span> of FDIC Confidential Information by Service Providers and Other Persons \n D. <span class=\"match\">Disclosure</span> of Confidential Information in Legal Proceedings"},{"title":"Rescission of Climate-Related Disclosure Rules","type":"Proposed Rule","abstract":"The Securities and Exchange Commission (\"Commission\") proposes to rescind amendments to its rules under the Securities Act of 1933 (\"Securities Act\") and Securities Exchange Act of 1934 (\"Exchange Act\") that require registrants to provide certain climate- related information in their registration statements and annual reports.","document_number":"2026-11091","html_url":"https://www.federalregister.gov/documents/2026/06/03/2026-11091/rescission-of-climate-related-disclosure-rules","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-03/pdf/2026-11091.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-11091.pdf?1780404317","publication_date":"2026-06-03","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"authority to adopt <span class=\"match\">disclosure</span> <span class=\"match\">rules</span>. The Commission must determine that a <span class=\"match\">rule</span> is “necessary or appropriate in the public interest or for the protection of investors.” That public interest determination also <span class=\"match\">requires</span> consideration of efficiency, competition, and capital formation.\n 76 \n \n To be necessary, an addition to <span class=\"match\">required</span> <span class=\"match\">disclosures</span> should cover information not adequately elicited by an existing mandatory <span class=\"match\">disclosure</span>. To be appropriate, the additional <span class=\"match\">disclosures</span> must elicit information comparable to that elicited by the <span class=\"match\">disclosures</span> specified by"},{"title":"Holding Foreign Insiders Accountable Act Disclosure","type":"Rule","abstract":"The Securities and Exchange Commission (\"Commission\") is adopting final amendments to certain of its rules and forms under the Securities Exchange Act of 1934 (\"Exchange Act\") to reflect the requirements of the Holding Foreign Insiders Accountable Act (\"HFIA Act\"). The HFIA Act amended Section 16(a) of the Exchange Act to require directors and officers of a foreign private issuer with a class of equity securities registered under Section 12 of the Exchange Act to provide disclosure of their beneficial ownership and transactions involving the issuer's equity securities. The final amendments revise the Commission's rules and forms to reflect these statutory requirements.","document_number":"2026-04202","html_url":"https://www.federalregister.gov/documents/2026/03/03/2026-04202/holding-foreign-insiders-accountable-act-disclosure","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-03-03/pdf/2026-04202.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-04202.pdf?1772459117","publication_date":"2026-03-03","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"federal agency promulgating the <span class=\"match\">rule</span> determines). The amendments also do not <span class=\"match\">require</span> analysis under the Regulatory Flexibility Act. \n See \n 5 U.S.C. 604(a) (<span class=\"match\">requiring</span> a final regulatory flexibility analysis only for <span class=\"match\">rules</span> <span class=\"match\">required</span> by the APA or other law to undergo notice and comment).\n \n \n \n The APA also generally <span class=\"match\">requires</span> that an agency publish an adopted <span class=\"match\">rule</span> in the \n Federal Register \n 30 days before it becomes effective.\n 25 \n \n This requirement, however, does not apply if the agency finds good cause for making the <span class=\"match\">rule</span> effective sooner.\n 26 \n \n"},{"title":"Increasing Flexibility on Disclosure of Airline Ancillary Fees","type":"Rule","abstract":"The Department of Transportation (Department or DOT) is issuing this final rule to implement the Fifth Circuit's vacatur of the Department's 2024 Final Rule, Enhancing Transparency of Airline Ancillary Service Fees. Because the legal effect of the court's decision is to reinstate the rules previously in force, this action revises the Code of Federal Regulations (CFR) to restore the Department's regulations on the disclosure of fees for ancillary services as they existed before publication of the 2024 Rule, returning to the standards established in a rule issued in 2011.","document_number":"2026-13450","html_url":"https://www.federalregister.gov/documents/2026/07/02/2026-13450/increasing-flexibility-on-disclosure-of-airline-ancillary-fees","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-07-02/pdf/2026-13450.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-13450.pdf?1782909925","publication_date":"2026-07-02","agencies":[{"raw_name":"DEPARTMENT OF TRANSPORTATION","name":"Transportation Department","id":492,"url":"https://www.federalregister.gov/agencies/transportation-department","json_url":"https://www.federalregister.gov/api/v1/agencies/492","parent_id":null,"slug":"transportation-department"},{"raw_name":"Office of the Secretary"}],"excerpts":" Reinstatement of the 2011 <span class=\"match\">Rule</span> Framework \n \n The Department's 2011 <span class=\"match\">Rule</span>, titled, “Enhancing Airline Passenger Protections” \n 6 \n \n (2011 <span class=\"match\">Rule</span>), established <span class=\"match\">disclosure</span> obligations to address consumer concerns regarding fees for ancillary services.\n 7 \n \n By reverting to this standard, the Department restores requirements that were designed to ensure transparency without <span class=\"match\">requiring</span> the integrated display of fees during the initial search results as had been <span class=\"match\">required</span> in the 2024 <span class=\"match\">Rule</span>. Specifically, the 2011 <span class=\"match\">Rule</span> <span class=\"match\">required</span>: (1) airlines disclose on their"},{"title":"Improving Transparency Into Pharmacy Benefit Manager Fee Disclosure","type":"Proposed Rule","abstract":"The Department is proposing a regulation that would require providers of pharmacy benefit management services and affiliated providers of brokerage and consulting services to disclose information about their compensation to fiduciaries of self-insured group health plans subject to the Employee Retirement Income Security Act (ERISA). These disclosures are needed so that fiduciaries can assess the reasonableness of the contracts or arrangements with these service providers, including the reasonableness of the service providers' compensation. These disclosure requirements would apply for purposes of ERISA's statutory prohibited transaction exemption for services arrangements. This proposal implements section 12 of President Trump's Executive Order 14273, Lowering Drug Prices by Once Again Putting Americans First, which instructs the Department to propose regulations to improve employer health plan transparency into the direct and indirect compensation received by pharmacy benefit managers. If finalized, this regulation would affect sponsors and other fiduciaries of self-insured group health plans and certain service providers to such plans.","document_number":"2026-01907","html_url":"https://www.federalregister.gov/documents/2026/01/30/2026-01907/improving-transparency-into-pharmacy-benefit-manager-fee-disclosure","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-01-30/pdf/2026-01907.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-01907.pdf?1769721310","publication_date":"2026-01-30","agencies":[{"raw_name":"DEPARTMENT OF LABOR","name":"Labor Department","id":271,"url":"https://www.federalregister.gov/agencies/labor-department","json_url":"https://www.federalregister.gov/api/v1/agencies/271","parent_id":null,"slug":"labor-department"},{"raw_name":"Employee Benefits Security Administration","name":"Employee Benefits Security Administration","id":131,"url":"https://www.federalregister.gov/agencies/employee-benefits-security-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/131","parent_id":271,"slug":"employee-benefits-security-administration"}],"excerpts":"provider <span class=\"match\">disclosure</span> regulation to <span class=\"match\">require</span> specific <span class=\"match\">disclosures</span> by PBMs.\n 7 \n \n In addition, in 2020, Congress amended ERISA's statutory service provider exemption to add a provision addressing <span class=\"match\">disclosure</span> by brokers and consultants to group health plans' responsible plan fiduciaries.\n 8 \n \n \n \n \n 7 \n  See Advisory Council on Employee Welfare and Pension Benefit Plans (ERISA Advisory Council), \n PBM Compensation and Fee <span class=\"match\">Disclosure</span> \n at 20 (November 2014) (“Plan sponsors uniformly testified about the difficulties in obtaining the <span class=\"match\">disclosure</span> of PBM compensation"},{"title":"Agricultural Foreign Investment Disclosure Act of 1978","type":"Proposed Rule","abstract":"The United States Department of Agriculture (USDA) is proposing to update its regulations regarding the Agricultural Foreign Investment Disclosure Act of 1978 (the AFIDA). The revisions would reflect Congressional directives to establish a streamlined process for electronic submission and retention of disclosures made under AFIDA, including the deployment of an internet database. It would also revise reporting requirements and strengthen enforcement measures. Through the implementation of modernization measures and expanded scope and depth of reporting, this proposed rule will help ensure the AFIDA regulations address foreign investment and ownership of American agricultural land, particularly as it might present a national security risk.","document_number":"2026-12808","html_url":"https://www.federalregister.gov/documents/2026/06/25/2026-12808/agricultural-foreign-investment-disclosure-act-of-1978","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-25/pdf/2026-12808.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-12808.pdf?1782305114","publication_date":"2026-06-25","agencies":[{"raw_name":"DEPARTMENT OF AGRICULTURE","name":"Agriculture Department","id":12,"url":"https://www.federalregister.gov/agencies/agriculture-department","json_url":"https://www.federalregister.gov/api/v1/agencies/12","parent_id":null,"slug":"agriculture-department"}],"excerpts":"regulations, as well as those pursuant to Federal regulation under AFIDA. \n Procedural Matters \n Executive <span class=\"match\">Order</span> 12866, Regulatory Planning and Review \n This proposed <span class=\"match\">rule</span> has been determined to be not significant by OMB under Executive <span class=\"match\">Order</span> 12866. Because this <span class=\"match\">rule</span> has been designated as not significant by OMB, no Regulatory Impact Analysis is <span class=\"match\">required</span>. \n Executive <span class=\"match\">Order</span> 12988, Civil Justice Reform \n This proposed <span class=\"match\">rule</span> has been reviewed under Executive <span class=\"match\">Order</span> 12988. In accordance with this rulemaking: (1) unless otherwise specifically provided, all state"},{"title":"Requirement To Provide Paper Statements in Certain Cases-Amendments to Electronic Disclosure Safe Harbors","type":"Proposed Rule","abstract":"The Department of Labor (Department) is proposing narrow amendments to two separate electronic disclosure safe harbors for purposes of implementing section 338 of the SECURE 2.0 Act of 2022 (SECURE 2.0). Taken together, the two existing safe harbors permit the broad use of electronic disclosure under prescribed conditions for the furnishing of required disclosures under Title I of the Employee Retirement Income Security Act of 1974 (ERISA). Section 338 of SECURE 2.0 amended section 105(a)(2) of ERISA to require retirement plans to provide paper benefit statements in certain cases. Section 338 also instructed the Department to update its electronic disclosure safe harbors in connection with the statutory changes. The proposed amendments would implement these Congressional mandates.","document_number":"2026-03723","html_url":"https://www.federalregister.gov/documents/2026/02/25/2026-03723/requirement-to-provide-paper-statements-in-certain-cases-amendments-to-electronic-disclosure-safe","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-02-25/pdf/2026-03723.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-03723.pdf?1771940709","publication_date":"2026-02-25","agencies":[{"raw_name":"DEPARTMENT OF LABOR","name":"Labor Department","id":271,"url":"https://www.federalregister.gov/agencies/labor-department","json_url":"https://www.federalregister.gov/api/v1/agencies/271","parent_id":null,"slug":"labor-department"},{"raw_name":"Employee Benefits Security Administration","name":"Employee Benefits Security Administration","id":131,"url":"https://www.federalregister.gov/agencies/employee-benefits-security-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/131","parent_id":271,"slug":"employee-benefits-security-administration"}],"excerpts":" (202) 693-8500. This is not a toll-free number. \n \n \n \n SUPPLEMENTARY INFORMATION: \n I. Background \n A. ERISA <span class=\"match\">Disclosures</span> \n \n Title I of ERISA <span class=\"match\">requires</span> that pension and welfare plans furnish numerous written notices and <span class=\"match\">disclosures</span> to participants and beneficiaries. Plans must furnish some <span class=\"match\">disclosures</span> by operation of law, including <span class=\"match\">disclosures</span> <span class=\"match\">required</span> annually or upon a specific triggering event. Plans must furnish other <span class=\"match\">disclosures</span> upon request. ERISA's general standard for delivery is that plan administrators must use “measures reasonably calculated"},{"title":"Investment Company Names; Extension of Compliance Date","type":"Rule","abstract":"The Securities and Exchange Commission (\"Commission\") is extending the compliance dates for the amendments to the rule under the Investment Company Act of 1940 (\"Investment Company Act\") that addresses certain broad categories of investment company names that are likely to mislead investors about the investment company's investments and risks, as well as related enhanced prospectus disclosure requirements and Form N-PORT reporting requirements, that were adopted on September 20, 2023. The compliance date is extended from December 11, 2025 to June 11, 2026, for fund groups with net assets of $1 billion or more as of the end of their most recent fiscal year; and from June 11, 2026 to December 11, 2026, for fund groups with less than $1 billion in net assets as of the end of their most recent fiscal year. In addition, the Commission is modifying the operation of the compliance dates to allow for compliance based on the timing of certain annual disclosure and reporting obligations that are tied to the fund's fiscal year-end.","document_number":"2025-04705","html_url":"https://www.federalregister.gov/documents/2025/03/20/2025-04705/investment-company-names-extension-of-compliance-date","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-03-20/pdf/2025-04705.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-04705.pdf?1742388317","publication_date":"2025-03-20","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"Comment Letter.\n \n \n Six-Month <span class=\"match\">Compliance</span> Date Extension \n \n We understand that determining the operational steps necessary to comply with the names <span class=\"match\">rule</span> amendments often <span class=\"match\">requires</span> coordination among multiple departments and parties, including fund service providers for those funds that determine to outsource certain names <span class=\"match\">rule</span> <span class=\"match\">compliance</span> activities. For instance, the development of a names <span class=\"match\">rule</span> <span class=\"match\">compliance</span> plan <span class=\"match\">requires</span> coordination among a fund's legal, <span class=\"match\">compliance</span>, and operations departments to review and make key <span class=\"match\">compliance</span> decisions, such as whether"},{"title":"Required Use by Foreign Applicants and Patent Owners of a Patent Practitioner","type":"Rule","abstract":"The United States Patent and Trademark Office (USPTO or Office) is amending the Rules of Practice in Patent Cases to require patent applicants and patent owners whose domicile is not located within the United States (U.S.) or its territories (hereinafter foreign applicants/inventors and patent owners) to be represented by a registered patent practitioner. A requirement that foreign applicants/ inventors and patent owners be represented by a registered patent practitioner will bring the U.S. in line with most other countries that require that such parties be represented by a licensed or registered person of that country. Additionally, this requirement will increase efficiency and enable the USPTO to more effectively use available mechanisms to enforce compliance by all foreign applicants/inventors and patent owners with U.S. statutory and regulatory requirements in patent matters, and enhance the USPTO's ability to respond to false certifications, misrepresentations, and fraud.","document_number":"2026-05564","html_url":"https://www.federalregister.gov/documents/2026/03/20/2026-05564/required-use-by-foreign-applicants-and-patent-owners-of-a-patent-practitioner","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-03-20/pdf/2026-05564.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-05564.pdf?1773924326","publication_date":"2026-03-20","agencies":[{"raw_name":"DEPARTMENT OF COMMERCE","name":"Commerce Department","id":54,"url":"https://www.federalregister.gov/agencies/commerce-department","json_url":"https://www.federalregister.gov/api/v1/agencies/54","parent_id":null,"slug":"commerce-department"},{"raw_name":"Patent and Trademark Office","name":"Patent and Trademark Office","id":402,"url":"https://www.federalregister.gov/agencies/patent-and-trademark-office","json_url":"https://www.federalregister.gov/api/v1/agencies/402","parent_id":54,"slug":"patent-and-trademark-office"}],"excerpts":"impose substantial direct <span class=\"match\">compliance</span> costs on Indian tribal governments; or (3) preempt tribal law. Therefore, a tribal summary impact statement is not <span class=\"match\">required</span> under Executive <span class=\"match\">Order</span> 13175 (November 6, 2000). \n H. Executive <span class=\"match\">Order</span> 13211 (Energy Effects) \n This rulemaking is not a significant energy action under Executive <span class=\"match\">Order</span> 13211 because this rulemaking is not likely to have a significant adverse effect on the supply, distribution, or use of energy. Therefore, a Statement of Energy Effects is not <span class=\"match\">required</span> under Executive <span class=\"match\">Order</span> 13211 (May 18, 2001)"},{"title":"Required Use by Foreign Applicants and Patent Owners of a Patent Practitioner","type":"Proposed Rule","abstract":"The United States Patent and Trademark Office (USPTO or Office) is proposing to amend the Rules of Practice in Patent Cases to require patent applicants and patent owners whose domicile is not located within the United States (U.S.) or its territories (hereinafter foreign applicants/inventors and patent owners) to be represented by a registered patent practitioner. A requirement that foreign applicants/ inventors and patent owners be represented by a registered patent practitioner would bring the United States in line with most other countries that require that such parties be represented by a licensed or registered person of that country. Additionally, this requirement would increase efficiency and enable the USPTO to more effectively use available mechanisms to enforce compliance by all foreign applicants/ inventors and patent owners with U.S. statutory and regulatory requirements in patent matters, and enhance the USPTO's ability to respond to false certifications, misrepresentations, and fraud.","document_number":"2025-23917","html_url":"https://www.federalregister.gov/documents/2025/12/29/2025-23917/required-use-by-foreign-applicants-and-patent-owners-of-a-patent-practitioner","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-12-29/pdf/2025-23917.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-23917.pdf?1766497523","publication_date":"2025-12-29","agencies":[{"raw_name":"DEPARTMENT OF COMMERCE","name":"Commerce Department","id":54,"url":"https://www.federalregister.gov/agencies/commerce-department","json_url":"https://www.federalregister.gov/api/v1/agencies/54","parent_id":null,"slug":"commerce-department"},{"raw_name":"United States Patent and Trademark Office","name":"Patent and Trademark Office","id":402,"url":"https://www.federalregister.gov/agencies/patent-and-trademark-office","json_url":"https://www.federalregister.gov/api/v1/agencies/402","parent_id":54,"slug":"patent-and-trademark-office"}],"excerpts":"owners as a result of this proposed <span class=\"match\">rule</span> would be <span class=\"match\">required</span> to be a registered patent attorney or registered patent agent under 37 CFR 11.6 or an individual given limited recognition under § 11.9(a) or (b) or § 11.16. \n 5. Identification, to the extent practicable, of all relevant Federal <span class=\"match\">rules</span> which may duplicate, overlap or conflict with the proposed <span class=\"match\">rule</span>: \n This proposed <span class=\"match\">rule</span> does not duplicate, overlap, or conflict with other Federal <span class=\"match\">rules</span>. \n 6. Description of any significant alternatives to the proposed <span class=\"match\">rule</span> which accomplish the stated objectives"},{"title":"Disclosure of Order Execution Information","type":"Rule","abstract":"The Securities and Exchange Commission (\"Commission\" or \"SEC\") is adopting amendments to a rule under the Securities Exchange Act of 1934 (\"Exchange Act\") that requires disclosures for order executions in national market system (\"NMS\") stocks. First, the amendments expand the scope of reporting entities subject to the preexisting rule that requires market centers to make available to the public monthly execution quality reports to encompass broker-dealers with a larger number of customers. Next, the amendments modify the definition of \"covered order\" to include certain orders submitted outside of regular trading hours and certain orders submitted with stop prices. In addition, the amendments modify the information required to be reported under the rule, including changing how orders are categorized by order size as well as how they are categorized by order type. The amendments, as part of the changes to the order size categories, modify the rule to capture execution quality information for fractional share orders, odd-lot orders, and larger-sized orders. Additionally, the amendments modify reporting requirements for non- marketable limit orders (\"NMLOs\") in order to capture more relevant execution quality information for these orders by requiring statistics to be reported from the time such orders become executable. The amendments modify time-to-execution categories and require average time to execution to be measured in increments of a millisecond or finer and calculated on a share-weighted basis for all orders. The amendments require that the time of order receipt and time of order execution be measured in increments of a millisecond or finer, and that realized spread be calculated at multiple time intervals. Finally, the amendments enhance the accessibility of the reported execution quality statistics by requiring all reporting entities to make a summary report available.","document_number":"2024-05556","html_url":"https://www.federalregister.gov/documents/2024/04/15/2024-05556/disclosure-of-order-execution-information","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-05556.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-05556.pdf?1712925914","publication_date":"2024-04-15","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"1, 2000) (<span class=\"match\">Disclosure</span> of <span class=\"match\">Order</span> Execution and Routing Practices) (“<span class=\"match\">Rule</span> 11Ac1-5 Adopting Release”). Along with <span class=\"match\">Rule</span> 11Ac1-5, the Commission also adopted <span class=\"match\">Rule</span> 11Ac1-6 as part of the <span class=\"match\">Rule</span> 11Ac1-5 Adopting Release. \n See \n 17 CFR 242.606 (“<span class=\"match\">Rule</span> 606”). When the Commission later adopted Regulation NMS in 2005, <span class=\"match\">Rule</span> 11Ac1-5 was re-designated as <span class=\"match\">Rule</span> 605, and <span class=\"match\">Rule</span> 11Ac1-6 was re-designated as <span class=\"match\">Rule</span> 606. See Securities Exchange Act Release No. 51808 (June 9, 2005), 70 FR 37496 (June 29, 2005) (“Regulation NMS Adopting Release”). <span class=\"match\">Rule</span> 606 <span class=\"match\">requires</span> the public"},{"title":"Rules and Regulations Implementing the Telephone Consumer Protection Act of 1991","type":"Rule","abstract":"In this document, the Federal Communications Commission (Commission) announces that the Office of Management and Budget (OMB) has approved the information collection associated with the rule adopted in the Second Text Blocking Report and Order requiring that texters and callers obtain a consumer's prior express written consent to robocall or robotext the consumer soliciting their business. The Commission requires that such consent apply to a single seller at a time. The Commission also requires that the consent must be in response to a clear and conspicuous disclosure to the consumer and that the content of the robotexts and robocalls be logically and topically associated with the website where the consumer gave consent. Compliance with the rule section, is required 12 months after publication in the Federal Register or 30 days after notice that the Office of Management and Budget has completed review of any information collection requirements that the Consumer and Governmental Affairs Bureau determines is required un the Paperwork Reduction Act, whichever is later. This document is consistent with the Second Text Blocking Report and Order, which states the Commission will publish a document in the Federal Register announcing a compliance date for the rule section.","document_number":"2024-24908","html_url":"https://www.federalregister.gov/documents/2024/11/06/2024-24908/rules-and-regulations-implementing-the-telephone-consumer-protection-act-of-1991","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-11-06/pdf/2024-24908.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-24908.pdf?1730814313","publication_date":"2024-11-06","agencies":[{"raw_name":"FEDERAL COMMUNICATIONS COMMISSION","name":"Federal Communications Commission","id":161,"url":"https://www.federalregister.gov/agencies/federal-communications-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/161","parent_id":null,"slug":"federal-communications-commission"}],"excerpts":"ACTION: \n Final <span class=\"match\">rule</span>; announcement of <span class=\"match\">compliance</span> date. \n \n \n SUMMARY: \n \n In this document, the Federal Communications Commission (Commission) announces that the Office of Management and Budget (OMB) has approved the information collection associated with the <span class=\"match\">rule</span> adopted in the \n Second Text Blocking Report and <span class=\"match\">Order</span> \n <span class=\"match\">requiring</span> that texters and callers obtain a consumer's prior express written consent to robocall or robotext the consumer soliciting their business. The Commission <span class=\"match\">requires</span> that such consent apply to a single seller at a time. The"},{"title":"Federal-State Unemployment Compensation (UC) Program; Data Availability","type":"Proposed Rule","abstract":"The Department of Labor (DOL or the Department) is issuing this proposed rule to require the disclosure of confidential Unemployment Compensation (UC) information to Federal officials for the purposes of UC program oversight and audits. This rule will ensure that Federal officials, including the DOL Office of Inspector General (DOL- OIG), are able to obtain the information they need in order to ensure proper oversight of the UC program and to identify and address fraud in the UC program.","document_number":"2025-16645","html_url":"https://www.federalregister.gov/documents/2025/08/29/2025-16645/federal-state-unemployment-compensation-uc-program-data-availability","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-08-29/pdf/2025-16645.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-16645.pdf?1756385156","publication_date":"2025-08-29","agencies":[{"raw_name":"DEPARTMENT OF LABOR","name":"Labor Department","id":271,"url":"https://www.federalregister.gov/agencies/labor-department","json_url":"https://www.federalregister.gov/api/v1/agencies/271","parent_id":null,"slug":"labor-department"},{"raw_name":"Employment and Training Administration","name":"Employment and Training Administration","id":133,"url":"https://www.federalregister.gov/agencies/employment-and-training-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/133","parent_id":271,"slug":"employment-and-training-administration"}],"excerpts":"along with standards for <span class=\"match\">required</span> and permissible <span class=\"match\">disclosures</span> of such information. The current regulation at 20 CFR 603.5(i) provides that State UC agency <span class=\"match\">disclosures</span> to Federal officials for UC program oversight and audits are permissible. When paragraph (i) of section 603.5 was last updated in 2006, the notice of proposed rulemaking (NPRM) proposed an exception to 20 CFR part 603 for <span class=\"match\">disclosures</span> <span class=\"match\">required</span> by Federal law.\n 1 \n \n The Final <span class=\"match\">Rule</span> changed the provision proposed at 20 CFR 603.5(i) to limit it to <span class=\"match\">disclosures</span> for UC program oversight and"},{"title":"Requirements for Additional Traceability Records for Certain Foods: Compliance Date Extension","type":"Proposed Rule","abstract":"The Food and Drug Administration is proposing to extend the compliance date for the final rule, \"Requirements for Additional Traceability Records for Certain Foods,\" due to concerns about the amount of time affected entities will need to implement the requirements of the rule. If finalized, this rule would extend the compliance date by 30 months from January 20, 2026, to July 20, 2028.","document_number":"2025-14967","html_url":"https://www.federalregister.gov/documents/2025/08/07/2025-14967/requirements-for-additional-traceability-records-for-certain-foods-compliance-date-extension","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-08-07/pdf/2025-14967.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-14967.pdf?1754484340","publication_date":"2025-08-07","agencies":[{"raw_name":"DEPARTMENT OF HEALTH AND HUMAN SERVICES","name":"Health and Human Services Department","id":221,"url":"https://www.federalregister.gov/agencies/health-and-human-services-department","json_url":"https://www.federalregister.gov/api/v1/agencies/221","parent_id":null,"slug":"health-and-human-services-department"},{"raw_name":"Food and Drug Administration","name":"Food and Drug Administration","id":199,"url":"https://www.federalregister.gov/agencies/food-and-drug-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/199","parent_id":221,"slug":"food-and-drug-administration"}],"excerpts":"expected to be an Executive <span class=\"match\">Order</span> 14192 deregulatory action. \n B. Proposed <span class=\"match\">Compliance</span> Date \n The current <span class=\"match\">compliance</span> date for the Food Traceability <span class=\"match\">Rule</span> is January 20, 2026. FDA is proposing to extend the <span class=\"match\">compliance</span> date deadline by 30 months to July 20, 2028. This proposed <span class=\"match\">rule</span> is limited in scope to the Food Traceability <span class=\"match\">Rule</span> <span class=\"match\">compliance</span> date; therefore, comments should address the proposed <span class=\"match\">compliance</span> date extension. This <span class=\"match\">compliance</span> date extension does not amend, nor do we intend to amend, the requirements of the final <span class=\"match\">rule</span>, which will improve food"},{"title":"Trichloroethylene; Regulation Under the Toxic Substances Control Act (TSCA); Compliance Date Extension","type":"Rule","abstract":"The Environmental Protection Agency (EPA or Agency) is taking interim final action on the Regulation of Trichloroethylene (TCE) under the Toxic Substances Control Act (TSCA) to revise certain compliance deadlines finalized in 2024. Specifically, EPA is amending the prohibition compliance date for the use of TCE as a processing aid in the manufacture of nuclear fuel, with corresponding changes to the compliance dates for the manufacturing, processing and distribution in commerce of TCE to support such use, to a prohibition on September 15, 2028. EPA is also amending the prohibition compliance date for the disposal of TCE to wastewater by processors of TCE and processors and industrial and commercial users of TCE as a processing aid, to begin on December 18, 2026. EPA is also amending the compliance deadline for downstream notification, and the text required to be present in Safety Data Sheets, to accurately reflect the new prohibition compliance deadline for TCE used as a processing aid in the manufacture of nuclear fuel. EPA is amending this compliance deadline to allow for 90 days after the publication of the final rule for manufacturers, processors, and distributors in commerce of TCE to make such a change. These revisions are necessary to address new information presented to EPA about inadvertent oversights in the original rulemaking and serious concerns that the facilities at issue will be unable to comply with the relevant requirements by the existing deadlines. EPA is requesting comments on all aspects of this interim final rule and will consider all comments received in determining whether amendments to this rule are appropriate after the conclusion of the comment period.","document_number":"2025-17948","html_url":"https://www.federalregister.gov/documents/2025/09/17/2025-17948/trichloroethylene-regulation-under-the-toxic-substances-control-act-tsca-compliance-date-extension","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-09-17/pdf/2025-17948.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-17948.pdf?1757967310","publication_date":"2025-09-17","agencies":[{"raw_name":"ENVIRONMENTAL PROTECTION AGENCY","name":"Environmental Protection Agency","id":145,"url":"https://www.federalregister.gov/agencies/environmental-protection-agency","json_url":"https://www.federalregister.gov/api/v1/agencies/145","parent_id":null,"slug":"environmental-protection-agency"}],"excerpts":"initial request from the nuclear fuel manufacturer less than 90 days before the use would be prohibited by the September 15, 2025, <span class=\"match\">compliance</span> timeframe in the 2024 final <span class=\"match\">rule</span>. The time between being notified about this use and the prohibition was insufficient for EPA to prepare and propose a <span class=\"match\">rule</span>, seek public comment, and finalize a <span class=\"match\">rule</span>. Given this short timeframe, EPA is promulgating this interim final <span class=\"match\">rule</span> in <span class=\"match\">order</span> to avoid the critical impacts on national security of a TCE ban on manufacturing nuclear fuel. TRISO fuel has many critical infrastructure"},{"title":"Request for Information Regarding the Prescription Drug Machine-Readable File Requirement in the Transparency in Coverage Final Rule","type":"Proposed Rule","abstract":"This document is a request for information (RFI) regarding the prescription drug machine-readable file disclosure requirements in the Transparency in Coverage final rules. The Departments of Labor, Health and Human Services (HHS), and the Treasury (the Departments) are issuing this RFI to gather input regarding implementation of the prescription drug machine-readable file disclosure requirements under the Transparency in Coverage final rules, including what modifications to the disclosure requirements or additional technical implementation guidance might be necessary to better ensure the accurate and timely completion of the prescription drug file.","document_number":"2025-09858","html_url":"https://www.federalregister.gov/documents/2025/06/02/2025-09858/request-for-information-regarding-the-prescription-drug-machine-readable-file-requirement-in-the","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-06-02/pdf/2025-09858.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-09858.pdf?1748609111","publication_date":"2025-06-02","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Internal Revenue Service","name":"Internal Revenue Service","id":254,"url":"https://www.federalregister.gov/agencies/internal-revenue-service","json_url":"https://www.federalregister.gov/api/v1/agencies/254","parent_id":497,"slug":"internal-revenue-service"},{"raw_name":"DEPARTMENT OF LABOR","name":"Labor Department","id":271,"url":"https://www.federalregister.gov/agencies/labor-department","json_url":"https://www.federalregister.gov/api/v1/agencies/271","parent_id":null,"slug":"labor-department"},{"raw_name":"Employee Benefits Security Administration","name":"Employee Benefits Security Administration","id":131,"url":"https://www.federalregister.gov/agencies/employee-benefits-security-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/131","parent_id":271,"slug":"employee-benefits-security-administration"},{"raw_name":"DEPARTMENT OF HEALTH AND HUMAN SERVICES","name":"Health and Human Services Department","id":221,"url":"https://www.federalregister.gov/agencies/health-and-human-services-department","json_url":"https://www.federalregister.gov/api/v1/agencies/221","parent_id":null,"slug":"health-and-human-services-department"}],"excerpts":"TiC final <span class=\"match\">rules</span> set forth a special <span class=\"match\">rule</span> for insured group health plans, providing that, to the extent coverage under a group health plan consists of group health insurance coverage, an issuer may provide the <span class=\"match\">required</span> information on behalf of the plan pursuant to a written agreement between the plan and issuer to do so. In the event the issuer agrees to provide the <span class=\"match\">required</span> information via such written agreement but fails to do so, the issuer, but not the plan, violates the transparency <span class=\"match\">disclosure</span> requirements.\n 25 \n \n The TiC final <span class=\"match\">rules</span> further"},{"title":"Clean Water Act Hazardous Substance Facility Response Plans: Compliance Date Delay and Changes To Reflect Administration Policy","type":"Proposed Rule","abstract":"The Environmental Protection Agency (EPA) is proposing to delay the compliance date for Facility Response Plan (FRP) requirements as well as to make language modifications to align with the Administration's climate change and environmental justice policies in Executive Order 14148 of January 20, 2025. These requirements are for onshore non-transportation-related facilities that could reasonably be expected to cause substantial harm to the environment from a CWA hazardous substance worst case discharge to navigable waters, adjoining shorelines, or the exclusive economic zone. This delay action is necessary to allow the Agency to consider implementation and compliance assistance tools that regulated parties may be able to take advantage of when complying with the new requirements. EPA notes that it cannot quantify the number, nature, and magnitude of covered discharges that may occur during the proposed rule delay period.","document_number":"2026-04388","html_url":"https://www.federalregister.gov/documents/2026/03/05/2026-04388/clean-water-act-hazardous-substance-facility-response-plans-compliance-date-delay-and-changes-to","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-03-05/pdf/2026-04388.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-04388.pdf?1772631912","publication_date":"2026-03-05","agencies":[{"raw_name":"ENVIRONMENTAL PROTECTION AGENCY","name":"Environmental Protection Agency","id":145,"url":"https://www.federalregister.gov/agencies/environmental-protection-agency","json_url":"https://www.federalregister.gov/api/v1/agencies/145","parent_id":null,"slug":"environmental-protection-agency"}],"excerpts":"respective discount rates. EPA's 2024 final <span class=\"match\">rule</span> assessed benefits of the CWA hazardous substance FRP program qualitatively, and therefore, there is no quantifiable effect of this proposed <span class=\"match\">rule</span> on benefits. Qualitatively, the costs of this proposed <span class=\"match\">rule</span> comprise the foregone benefits associated with extending the <span class=\"match\">compliance</span> date of the 2024 <span class=\"match\">rule</span> by three years.\n \n \n \n 1 \n  To achieve consistency with the infinite time horizon requirement set forth in Executive <span class=\"match\">Order</span> 14192, EPA estimated baseline <span class=\"match\">compliance</span> costs through the year 2100, which EPA believes"},{"title":"Resolution Submissions Required for Covered Insured Depository Institutions","type":"Proposed Rule","abstract":"The FDIC is seeking comment on a proposal to revise its regulations that require resolution submissions by insured depository institutions (IDIs) with at least $50 billion in total assets. The proposed rule would modify the current rule by raising and automatically updating the dollar threshold that determines the scope of applicability; reducing the requirements regarding the content of resolution submissions provided to the FDIC, with a focus on information that most directly supports the FDIC's resolution readiness in the event of material distress and failure of a covered IDI; and standardizing content requirements for covered IDIs. The proposed rule would also eliminate the FDIC's credibility assessment of submissions provided by IDIs, as well as expectations for capabilities testing under the current rule.","document_number":"2026-13191","html_url":"https://www.federalregister.gov/documents/2026/06/30/2026-13191/resolution-submissions-required-for-covered-insured-depository-institutions","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-30/pdf/2026-13191.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-13191.pdf?1782737120","publication_date":"2026-06-30","agencies":[{"raw_name":"FEDERAL DEPOSIT INSURANCE CORPORATION","name":"Federal Deposit Insurance Corporation","id":164,"url":"https://www.federalregister.gov/agencies/federal-deposit-insurance-corporation","json_url":"https://www.federalregister.gov/api/v1/agencies/164","parent_id":null,"slug":"federal-deposit-insurance-corporation"}],"excerpts":"the Title I <span class=\"match\">rule</span>, recognizing that banking organizations that have obligations under both <span class=\"match\">rules</span> may be filing notices for a given event in both contexts. Do commenters consider that the appropriate balance would be achieved by the proposed <span class=\"match\">rule</span>? If not, how could the proposed <span class=\"match\">rule</span> be amended? \n \n The paragraph in the current <span class=\"match\">rule</span> titled “Approval by the CIDI board of directors” would be deleted and under the proposed <span class=\"match\">rule</span> submissions would no longer need to be approved by the CIDI's board of directors. \n The paragraph in the current <span class=\"match\">rule</span> titled “Incorporation"},{"title":"Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Adopt FINRA Rule 6152 (Disclosure of Order Execution Information for NMS Stocks)","type":"Notice","abstract":null,"document_number":"2025-12001","html_url":"https://www.federalregister.gov/documents/2025/06/30/2025-12001/self-regulatory-organizations-financial-industry-regulatory-authority-inc-order-approving-a-proposed","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-06-30/pdf/2025-12001.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-12001.pdf?1751028312","publication_date":"2025-06-30","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"Act”) \n 1 \n \n and <span class=\"match\">Rule</span> 19b-4 thereunder,\n 2 \n \n a proposed <span class=\"match\">rule</span> change to adopt FINRA <span class=\"match\">Rule</span> 6152 (<span class=\"match\">Disclosure</span> of <span class=\"match\">Order</span> Execution Information for NMS Stocks) to <span class=\"match\">require</span> members to submit their <span class=\"match\">order</span> execution reports for NMS stocks to FINRA for publication on the FINRA website. The proposed <span class=\"match\">rule</span> change was published for comment in the \n Federal Register \n on April 11, 2025.\n 3 \n \n On May 20, 2025, the Commission extended until July 10, 2025, the time period within which to approve the proposed <span class=\"match\">rule</span> change, disapprove the proposed <span class=\"match\">rule</span> change, or institute"}]}