{"description":"Documents matching 'diligence compliance'","count":5712,"total_pages":50,"next_page_url":"https://www.federalregister.gov/api/v1/documents?conditions%5Bterm%5D=diligence+compliance&format=json&page=2","results":[{"title":"Implementation of Additional Due Diligence Measures for Advanced Computing Integrated Circuits; Amendments and Clarifications; and Extension of Comment Period; Correction","type":"Rule","abstract":"On January 16, 2025, BIS published in the Federal Register an interim final rule (IFR), \"Implementation of Additional Due Diligence Measures for Advanced Computing Integrated Circuits; Amendments and Clarifications; and Extension of Comment Period\" (January 16 IFR). This rule revises Export Control Classification Number (ECCN) 3A090 to correct this ECCN's license requirement added in the January 16 IFR.","document_number":"2025-02655","html_url":"https://www.federalregister.gov/documents/2025/02/14/2025-02655/implementation-of-additional-due-diligence-measures-for-advanced-computing-integrated-circuits","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-02-14/pdf/2025-02655.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-02655.pdf?1739308507","publication_date":"2025-02-14","agencies":[{"raw_name":"DEPARTMENT OF COMMERCE","name":"Commerce Department","id":54,"url":"https://www.federalregister.gov/agencies/commerce-department","json_url":"https://www.federalregister.gov/api/v1/agencies/54","parent_id":null,"slug":"commerce-department"},{"raw_name":"Bureau of Industry and Security","name":"Industry and Security Bureau","id":241,"url":"https://www.federalregister.gov/agencies/industry-and-security-bureau","json_url":"https://www.federalregister.gov/api/v1/agencies/241","parent_id":54,"slug":"industry-and-security-bureau"}],"excerpts":"then the license requirements for exports, reexports, or transfers (in-country) of ECCN 3A090.a items to destinations specified in Country Groups D:1, D:4, and D:5 remain in effect with a <span class=\"match\">compliance</span> date of December 2, 2024, consistent with the FDD IFR. Any items subject to Note 1 to ECCN 3A090.a are subject to worldwide license requirements with a <span class=\"match\">compliance</span> date of January 31, 2025, consistent with the January 16 IFR. \n Export Control Reform Act of 2018 \n \n On August 13, 2018, the President signed into law the John S. McCain National Defense Authorization"},{"title":"Implementation of Additional Due Diligence Measures for Advanced Computing Integrated Circuits; Amendments and Clarifications; and Extension of Comment Period","type":"Rule","abstract":"BIS is revising the Export Administration Regulations (EAR) in response to requests from the public to provide additional due diligence procedures regarding advanced computing integrated circuits (ICs). This interim final rule (IFR) will protect the national security of the United States and assist foundries and Outsourced Semiconductor Assembly and Test (\"OSATs\") companies in complying with provisions of the EAR pertaining to advanced computing ICs in the supply chain. This IFR also revises the EAR to make amendments and clarifications to the EAR for changes made to the EAR in an IFR released by BIS on December 2, 2024, \"Foreign-Produced Direct Product Rule Additions, and Refinements to Controls for Advanced Computing and Semiconductor Manufacturing Items,\" (FDP IFR), including extending the deadline for written comments for the FDP IFR to March 14, 2025.","document_number":"2025-00711","html_url":"https://www.federalregister.gov/documents/2025/01/16/2025-00711/implementation-of-additional-due-diligence-measures-for-advanced-computing-integrated-circuits","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-01-16/pdf/2025-00711.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-00711.pdf?1736948727","publication_date":"2025-01-16","agencies":[{"raw_name":"DEPARTMENT OF COMMERCE","name":"Commerce Department","id":54,"url":"https://www.federalregister.gov/agencies/commerce-department","json_url":"https://www.federalregister.gov/api/v1/agencies/54","parent_id":null,"slug":"commerce-department"},{"raw_name":"Bureau of Industry and Security","name":"Industry and Security Bureau","id":241,"url":"https://www.federalregister.gov/agencies/industry-and-security-bureau","json_url":"https://www.federalregister.gov/api/v1/agencies/241","parent_id":54,"slug":"industry-and-security-bureau"}],"excerpts":"deadline for written comments for the FDP IFR to March 14, 2025. \n \n \n DATES: \n \n \n • \n Effective date: \n The effective date of this rule is January 16, 2025.\n \n \n • \n <span class=\"match\">Compliance</span> date: \n Although this rule is effective January 16, 2025, exporters, reexporters, and transferors (in-country) are not required to comply with the new requirements of this rule until January 31, 2025. This <span class=\"match\">compliance</span> date only applies to EAR text that this rule revises, and does not otherwise impact any provision that was in effect prior to January 16, 2025 or added to the EAR"},{"title":"Agency Information Collection Activities; Submission for Office of Management and Budget Review; Comment Request; Patent Term Restoration; Due Diligence Petitions; Filing, Format, and Content of Petitions","type":"Notice","abstract":"The Food and Drug Administration (FDA) is announcing that a proposed collection of information has been submitted to the Office of Management and Budget (OMB) for review and clearance under the Paperwork Reduction Act of 1995.","document_number":"2026-10190","html_url":"https://www.federalregister.gov/documents/2026/05/21/2026-10190/agency-information-collection-activities-submission-for-office-of-management-and-budget-review","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-05-21/pdf/2026-10190.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-10190.pdf?1779281116","publication_date":"2026-05-21","agencies":[{"raw_name":"DEPARTMENT OF HEALTH AND HUMAN SERVICES","name":"Health and Human Services Department","id":221,"url":"https://www.federalregister.gov/agencies/health-and-human-services-department","json_url":"https://www.federalregister.gov/api/v1/agencies/221","parent_id":null,"slug":"health-and-human-services-department"},{"raw_name":"Food and Drug Administration","name":"Food and Drug Administration","id":199,"url":"https://www.federalregister.gov/agencies/food-and-drug-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/199","parent_id":221,"slug":"food-and-drug-administration"}],"excerpts":"approval was not pursued with “due <span class=\"match\">diligence</span>.” \n \n In 21 CFR 60.36(a) \n due <span class=\"match\">diligence</span> \n is defined as “that degree of attention, continuous directed effort, and timeliness as may reasonably be expected from, and are ordinarily \n \n exercised by, a person during a regulatory review period.” As provided in §  60.30(c), a due <span class=\"match\">diligence</span> petition “shall set forth sufficient facts, including dates, if possible, to merit an investigation by FDA of whether the applicant acted with due <span class=\"match\">diligence</span>.” Upon receipt of a due <span class=\"match\">diligence</span> petition, FDA reviews the petition"},{"title":"Agency Information Collection Activities; Proposed Renewal; Comment Request; Renewal Without Change of Due Diligence Programs for Correspondent Accounts for Foreign Financial Institutions and for Private Banking Accounts","type":"Notice","abstract":"As part of its continuing effort to reduce paperwork and respondent burden, FinCEN invites comments on the proposed renewal, without change, of existing information collection requirements related to Bank Secrecy Act regulations that require certain banks, brokers or dealers in securities, futures commission merchants, introducing brokers in commodities, and mutual funds (each a \"covered financial institution\") to establish and maintain due diligence programs for foreign financial institutions and for private banking accounts. The required due diligence programs include: appropriate, specific, risk- based, and, where necessary, enhanced policies, procedures, and controls reasonably designed to enable the covered financial institution to detect and report, on an on-going basis, money laundering conducted through or involving any correspondent accounts established, maintained, administered or managed by such covered financial institution in the United States for a foreign financial institution; and policies, procedures, and controls that are reasonably designed to detect and report any known or suspected money laundering or suspicious activity conducted through or involving any private banking account that is established, maintained, administered, or managed in the United States by such covered financial institution. The due diligence programs are required to be part of covered financial institutions' anti-money laundering programs. This request for comments is made pursuant to the Paperwork Reduction Act of 1995 (PRA).","document_number":"2024-12728","html_url":"https://www.federalregister.gov/documents/2024/06/11/2024-12728/agency-information-collection-activities-proposed-renewal-comment-request-renewal-without-change-of","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-06-11/pdf/2024-12728.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-12728.pdf?1718023528","publication_date":"2024-06-11","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Financial Crimes Enforcement Network","name":"Financial Crimes Enforcement Network","id":194,"url":"https://www.federalregister.gov/agencies/financial-crimes-enforcement-network","json_url":"https://www.federalregister.gov/api/v1/agencies/194","parent_id":497,"slug":"financial-crimes-enforcement-network"}],"excerpts":"measured in hours per respondent, is two hours (one burden hour to annually maintain and update the due <span class=\"match\">diligence</span> program, and one hour to annually obtain senior management approval of the due <span class=\"match\">diligence</span> program).\n \n \n Estimated Number of Respondents: \n 16,232, as set out in table 1.\n \n \n Estimated Total Annual Responses: \n 16,232 revised due <span class=\"match\">diligence</span> programs for foreign correspondent accounts and private banking accounts annually; and 16,232 due <span class=\"match\">diligences</span> programs for foreign correspondent accounts and private banking accounts approved by senior management"},{"title":"Imposition of Special Measure Regarding Huione Group, as a Foreign Financial Institution of Primary Money Laundering Concern","type":"Rule","abstract":"FinCEN is issuing this final rule to prohibit covered U.S. financial institutions from opening or maintaining a correspondent account for, or on behalf of Huione Group, a foreign financial institution based in Cambodia found to be of primary money laundering concern pursuant to section 311 of the USA PATRIOT Act. The rule further requires covered financial institutions to apply special due diligence to their foreign correspondent accounts that is reasonably designed to guard against the use of such accounts to process transactions involving Huione Group.","document_number":"2025-19571","html_url":"https://www.federalregister.gov/documents/2025/10/16/2025-19571/imposition-of-special-measure-regarding-huione-group-as-a-foreign-financial-institution-of-primary","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-10-16/pdf/2025-19571.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-19571.pdf?1760532307","publication_date":"2025-10-16","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Financial Crimes Enforcement Network","name":"Financial Crimes Enforcement Network","id":194,"url":"https://www.federalregister.gov/agencies/financial-crimes-enforcement-network","json_url":"https://www.federalregister.gov/api/v1/agencies/194","parent_id":497,"slug":"financial-crimes-enforcement-network"}],"excerpts":"remediate <span class=\"match\">compliance</span> issues raised by the Proposed Rulemaking,” and that it had retained “an independent, reputable, U.S.-based, global consulting firm” in order “to assist Huione Pay PLC in identifying and remediating potential <span class=\"match\">compliance</span> deficiencies.” Huione Pay PLC represented that the firm would, or had begun to: \n • Speak with Huione Pay PLC staff responsible for various business functions . . . to understand the company's operations, management structure, products, and services; \n • Gather information related to the company's <span class=\"match\">compliance</span> policies"},{"title":"Permitted Payment Stablecoin Issuer Anti-Money Laundering/Countering the Financing of Terrorism Program and Sanctions Compliance Program Requirements","type":"Proposed Rule","abstract":"The Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) and Office of Foreign Assets Control (OFAC) are jointly issuing this proposed rule to implement provisions of the Guiding and Establishing National Innovation for U.S. Stablecoins Act (GENIUS Act). Specifically, it implements the GENIUS Act's directive to treat permitted payment stablecoin issuers (PPSIs) as financial institutions for purposes of the Bank Secrecy Act, proposes anti-money laundering obligations for PPSIs, and proposes certain specific obligations required by the GENIUS Act for PPSIs. It also implements the GENIUS Act's directive to require PPSIs to maintain effective sanctions compliance programs.","document_number":"2026-06963","html_url":"https://www.federalregister.gov/documents/2026/04/10/2026-06963/permitted-payment-stablecoin-issuer-anti-money-launderingcountering-the-financing-of-terrorism","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-04-10/pdf/2026-06963.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-06963.pdf?1775738715","publication_date":"2026-04-10","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Office of Foreign Assets Control","name":"Foreign Assets Control Office","id":203,"url":"https://www.federalregister.gov/agencies/foreign-assets-control-office","json_url":"https://www.federalregister.gov/api/v1/agencies/203","parent_id":497,"slug":"foreign-assets-control-office"},{"raw_name":"Financial Crimes Enforcement Network","name":"Financial Crimes Enforcement Network","id":194,"url":"https://www.federalregister.gov/agencies/financial-crimes-enforcement-network","json_url":"https://www.federalregister.gov/api/v1/agencies/194","parent_id":497,"slug":"financial-crimes-enforcement-network"}],"excerpts":"cornerstone of OFAC's public outreach to all regulated industries, the <span class=\"match\">compliance</span> guidance and expectations detailed in the 2019 <span class=\"match\">Compliance</span> Framework consistently form the basis of OFAC's published guidance (\n e.g., \n sanctions advisories, <span class=\"match\">compliance</span> communiqués, and frequently asked questions), as well as specific guidance issued in response to public inquiries.\n \n \n \n 285 \n  \n See \n OFAC, \n A Framework for OFAC <span class=\"match\">Compliance</span> Commitments \n (May 2, 2019) [hereinafter \n 2019 <span class=\"match\">Compliance</span> Framework \n ], available at \n https://ofac.treasury.gov/media/16331/download"},{"title":"Proposal of Special Measure Regarding Transactions Involving Ten Mexican Gambling Establishments as a Class of Transactions of Primary Money Laundering Concern","type":"Proposed Rule","abstract":"FinCEN is issuing a notice of proposed rulemaking, pursuant to section 311 of the USA PATRIOT Act, that finds transactions involving ten identified Mexico-based gambling establishments to be a class of transactions of primary money laundering concern, and proposes imposing a special measure to: (1) prohibit U.S. financial institutions from opening or maintaining a correspondent account for any foreign banking institution if such account is used to process transactions involving any of the gambling establishments, and (2) require U.S. financial institutions to apply special due diligence to their correspondent accounts that is reasonably designed to guard against the use of such accounts to process transactions involving any of the gambling establishments.","document_number":"2025-19927","html_url":"https://www.federalregister.gov/documents/2025/11/17/2025-19927/proposal-of-special-measure-regarding-transactions-involving-ten-mexican-gambling-establishments-as","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-11-17/pdf/2025-19927.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-19927.pdf?1763127912","publication_date":"2025-11-17","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Financial Crimes Enforcement Network","name":"Financial Crimes Enforcement Network","id":194,"url":"https://www.federalregister.gov/agencies/financial-crimes-enforcement-network","json_url":"https://www.federalregister.gov/api/v1/agencies/194","parent_id":497,"slug":"financial-crimes-enforcement-network"}],"excerpts":"institution, as part of its <span class=\"match\">compliance</span> with this notice requirement, to obtain certification from any of its correspondent account holders that access will not be provided. \n Methods of <span class=\"match\">compliance</span> with the notice requirement could include, for example, transmitting a notice by mail, fax, or email. The notice should be transmitted whenever a covered financial institution knows or has reason to believe that a foreign correspondent account holder provides services to the Gambling Establishments. \n \n Special due <span class=\"match\">diligence</span> also includes implementing risk-based"},{"title":"Proposal of Special Measure Regarding MBaer Merchant Bank AG as a Financial Institution Operating Outside of the United States of Primary Money Laundering Concern","type":"Proposed Rule","abstract":"FinCEN is issuing a notice of proposed rulemaking, pursuant to section 311 of the USA PATRIOT Act, that finds MBaer Merchant Bank AG (MBaer), a financial institution based in Switzerland, to be of primary money laundering concern, and proposes imposing a special measure to: (1) prohibit U.S. financial institutions from opening or maintaining a correspondent account for, or on behalf of, MBaer; (2) require U.S. financial institutions to take reasonable steps not to process a transaction for the correspondent account in the United States of a foreign banking institution if such a transaction involves MBaer; and (3) require U.S. financial institutions to apply special due diligence to their foreign correspondent accounts that is reasonably designed to guard against their use to process transactions involving MBaer.","document_number":"2026-04033","html_url":"https://www.federalregister.gov/documents/2026/03/02/2026-04033/proposal-of-special-measure-regarding-mbaer-merchant-bank-ag-as-a-financial-institution-operating","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-03-02/pdf/2026-04033.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-04033.pdf?1772199914","publication_date":"2026-03-02","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Financial Crimes Enforcement Network","name":"Financial Crimes Enforcement Network","id":194,"url":"https://www.federalregister.gov/agencies/financial-crimes-enforcement-network","json_url":"https://www.federalregister.gov/api/v1/agencies/194","parent_id":497,"slug":"financial-crimes-enforcement-network"}],"excerpts":"reasonable steps are described in 1010.666(b)(3), which sets forth the special due <span class=\"match\">diligence</span> requirements a covered financial institution would be required to take when it knows or has reason to believe that a transaction involves MBaer.\n \n \n 3. Special Due <span class=\"match\">Diligence</span> for Correspondent Accounts \n As a corollary to the prohibition set forth in proposed section 1010.666(b)(1) and (2), proposed section 1010.666(b)(3) requires covered financial institutions to apply special due <span class=\"match\">diligence</span> to all of their foreign correspondent accounts that is reasonably designed"},{"title":"Special Measure Regarding Huione Group, as a Foreign Financial Institution of Primary Money Laundering Concern","type":"Proposed Rule","abstract":"FinCEN is issuing a notice of proposed rulemaking (NPRM), pursuant to section 311 of the USA PATRIOT Act, that proposes prohibiting the opening or maintaining of a correspondent account in the United States for, or on behalf of, Huione Group, a foreign financial institution based in Cambodia found to be of primary money laundering concern. The NPRM also would require covered financial institutions to apply special due diligence to their foreign correspondent accounts that is reasonably designed to guard against their use to process transactions involving Huione Group.","document_number":"2025-07837","html_url":"https://www.federalregister.gov/documents/2025/05/05/2025-07837/special-measure-regarding-huione-group-as-a-foreign-financial-institution-of-primary-money","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-05-05/pdf/2025-07837.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-07837.pdf?1746189943","publication_date":"2025-05-05","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Financial Crimes Enforcement Network","name":"Financial Crimes Enforcement Network","id":194,"url":"https://www.federalregister.gov/agencies/financial-crimes-enforcement-network","json_url":"https://www.federalregister.gov/api/v1/agencies/194","parent_id":497,"slug":"financial-crimes-enforcement-network"}],"excerpts":"steps are described in 1010.664(b)(3), which sets forth the special due <span class=\"match\">diligence</span> requirements a covered financial institution would be required to take when it knows or has reason to believe that a transaction involves Huione Group. \n 3. Special Due <span class=\"match\">Diligence</span> for Correspondent Accounts \n As a corollary to the prohibition set forth in section 1010.664(b)(1) and (2), section 1010.664(b)(3) of the proposed rule would require covered financial institutions to apply special due <span class=\"match\">diligence</span> to all of their foreign correspondent accounts that is reasonably designed"},{"title":"Sponsorship Identification Requirements for Foreign Government-Provided Programming","type":"Rule","abstract":"In this document, the Federal Communications Commission (Commission) announces that the Office of Management and Budget (OMB) has approved revisions to the information collection requirements under OMB Control Number 3060-0174, as associated with the revisions in the Federal Communications Commission's Second Report and Order: Sponsorship Identification Requirements for Foreign Government-Provided Programming, FCC 24-61 (Second R&O). The Second R&O adopted a requirement that radio and television stations broadcast clear disclosures for programming that is provided by a foreign governmental entity and set forth the procedures for exercising reasonable diligence to determine whether such a disclosure is needed. This document is consistent with the Second R&O, which states that the Commission will publish a document in the Federal Register announcing the effective date for these amended rule sections and revise the rules accordingly.","document_number":"2025-10478","html_url":"https://www.federalregister.gov/documents/2025/06/10/2025-10478/sponsorship-identification-requirements-for-foreign-government-provided-programming","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-06-10/pdf/2025-10478.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-10478.pdf?1749473114","publication_date":"2025-06-10","agencies":[{"raw_name":"FEDERAL COMMUNICATIONS COMMISSION","name":"Federal Communications Commission","id":161,"url":"https://www.federalregister.gov/agencies/federal-communications-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/161","parent_id":null,"slug":"federal-communications-commission"}],"excerpts":"renewing a lease agreement (unless a once-a-year exception applies), to exercise reasonable <span class=\"match\">diligence</span> to ascertain whether a programming disclosure is required. To ensure that licensees are complying with their reasonable <span class=\"match\">diligence</span> and disclosure obligations, the foreign sponsorship identification rules require licensees to memorialize their required inquiries of lessees and to maintain records of their programming disclosures and their reasonable <span class=\"match\">diligence</span> efforts. \n In the Second Report and Order, the Commission modified the rule's information collection"},{"title":"Privacy Act of 1974: Implementation of Exemptions","type":"Rule","abstract":"The Department of Energy (DOE or Department) is revising its regulations to exempt certain records maintained under a newly established system of records--DOE-85, Research, Technology, and Economic Security Due Diligence Review Records--from the notification and access provisions of the Privacy Act of 1974. The Department is exempting portions of this system of records from these subsections of the Privacy Act because of requirements related to classified information.","document_number":"2024-29666","html_url":"https://www.federalregister.gov/documents/2024/12/17/2024-29666/privacy-act-of-1974-implementation-of-exemptions","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-12-17/pdf/2024-29666.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-29666.pdf?1734356730","publication_date":"2024-12-17","agencies":[{"raw_name":"DEPARTMENT OF ENERGY","name":"Energy Department","id":136,"url":"https://www.federalregister.gov/agencies/energy-department","json_url":"https://www.federalregister.gov/api/v1/agencies/136","parent_id":null,"slug":"energy-department"}],"excerpts":"ACTION: \n Final rule. \n \n \n SUMMARY: \n The Department of Energy (DOE or Department) is revising its regulations to exempt certain records maintained under a newly established system of records—DOE-85, Research, Technology, and Economic Security Due <span class=\"match\">Diligence</span> Review Records—from the notification and access provisions of the Privacy Act of 1974. The Department is exempting portions of this system of records from these subsections of the Privacy Act because of requirements related to classified information. \n \n \n DATES: \n This final rule is effective"},{"title":"Policy Statement on Compliance Assistance Sandbox Approvals","type":"Notice","abstract":"The Consumer Financial Protection Bureau (CFPB) is issuing this policy statement on Compliance Assistance Sandbox (Policy), which is intended to further objectives under Section 1021 of the Consumer Financial Protection Act.","document_number":"2025-00377","html_url":"https://www.federalregister.gov/documents/2025/01/10/2025-00377/policy-statement-on-compliance-assistance-sandbox-approvals","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00377.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-00377.pdf?1736343937","publication_date":"2025-01-10","agencies":[{"raw_name":"Consumer Financial Protection Bureau","name":"Consumer Financial Protection Bureau","id":573,"url":"https://www.federalregister.gov/agencies/consumer-financial-protection-bureau","json_url":"https://www.federalregister.gov/api/v1/agencies/573","parent_id":null,"slug":"consumer-financial-protection-bureau"}],"excerpts":"Section A describes the <span class=\"match\">compliance</span> assistance available under the Policy; \n • Section B describes the Conditions to Promote Innovation, Competition, Ethics, and Transparency; \n • Section C describes factors the CFPB intends to consider in deciding whether to grant an application for <span class=\"match\">compliance</span> assistance; \n • Section D describes the standard procedures the CFPB intends to use in providing <span class=\"match\">compliance</span> assistance; \n • Section E describes procedures the CFPB intends to use for granting extensions of, modifying, and terminating <span class=\"match\">compliance</span> assistance; \n • Section"},{"title":"Securing the Information and Communications Technology and Services Supply Chain: Connected Vehicles","type":"Proposed Rule","abstract":"In this advance notice of proposed rulemaking (ANPRM), the Department of Commerce's (Department) Bureau of Industry and Security (BIS) seeks public comment on issues and questions related to transactions involving information and communications technology and services (ICTS) that are designed, developed, manufactured, or supplied by persons owned by, controlled by, or subject to the jurisdiction or direction of foreign countries or foreign non-government persons identified in the Department's regulations, pursuant to the Executive Order (E.O.) entitled \"Securing the Information and Communications Technology and Services Supply Chain,\" and that are integral to connected vehicles (CVs), as defined herein. This ANPRM will assist BIS in determining the technologies and market participants that may be most appropriate for regulation pursuant to the E.O.","document_number":"2024-04382","html_url":"https://www.federalregister.gov/documents/2024/03/01/2024-04382/securing-the-information-and-communications-technology-and-services-supply-chain-connected-vehicles","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-03-01/pdf/2024-04382.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-04382.pdf?1709214331","publication_date":"2024-03-01","agencies":[{"raw_name":"DEPARTMENT OF COMMERCE","name":"Commerce Department","id":54,"url":"https://www.federalregister.gov/agencies/commerce-department","json_url":"https://www.federalregister.gov/api/v1/agencies/54","parent_id":null,"slug":"commerce-department"},{"raw_name":"Bureau of Industry and Security","name":"Industry and Security Bureau","id":241,"url":"https://www.federalregister.gov/agencies/industry-and-security-bureau","json_url":"https://www.federalregister.gov/api/v1/agencies/241","parent_id":54,"slug":"industry-and-security-bureau"}],"excerpts":"costs borne by U.S. businesses or the public? If responding from outside the United States, what actions can BIS take, or what provisions could it add to any proposed regulations, to minimize potential costs borne by local businesses or the public? \n 35. What new due <span class=\"match\">diligence</span>, <span class=\"match\">compliance</span>, and recordkeeping controls will U.S. persons anticipate needing to undertake to comply with any proposed regulations regarding ICTS integral to CVs that are designed, developed, manufactured, or supplied by persons owned by, controlled by, or subject to the jurisdiction"},{"title":"Certificates of Compliance","type":"Rule","abstract":"In consultation with U.S. Customs and Border Protection (CBP), the U.S. Consumer Product Safety Commission (Commission or CPSC) issues this final rule (the Final Rule) to revise the agency's regulation for Certificates of Compliance (certificates). The Final Rule aligns CPSC's current certificates rule with other CPSC rules on testing and certification, and implements, for importation of products and substances regulated by CPSC, electronic filing of certificates (eFiling) with CBP.","document_number":"2024-30826","html_url":"https://www.federalregister.gov/documents/2025/01/08/2024-30826/certificates-of-compliance","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2024-30826.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-30826.pdf?1736257516","publication_date":"2025-01-08","agencies":[{"raw_name":"CONSUMER PRODUCT SAFETY COMMISSION","name":"Consumer Product Safety Commission","id":84,"url":"https://www.federalregister.gov/agencies/consumer-product-safety-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/84","parent_id":null,"slug":"consumer-product-safety-commission"}],"excerpts":"Rule is also based on Staff's November 15, 2024 Memorandum: Draft Final Rule to Revise 16 CFR part 1110 for Certificates of <span class=\"match\">Compliance</span> and to Implement eFiling of Certificates for Regulated, Imported Consumer Products (Staff's Final Rule Memo).\n \n \n I. Statutory Authority \n Section 102 of the Consumer Product Safety Improvement Act (CPSIA) amended section 14(a) of the CPSA to expand requirements for certificates of <span class=\"match\">compliance</span>. 15 U.S.C. 2063(a). As amended, section 14(a) of the CPSA requires that manufacturers and private labelers issue certificates"},{"title":"Privacy Act of 1974: Implementation of Exemptions","type":"Proposed Rule","abstract":"The Department of Energy (DOE, the Department) is proposing to revise its regulations to exempt certain records maintained under a newly established system of records--DOE-85, Research, Technology, and Economic Security Due Diligence Review Records--from the notification and access provisions of the Privacy Act of 1974. The Department proposes to exempt portions of this system of records from these subsections of the Privacy Act because of requirements related to classified information.","document_number":"2024-20152","html_url":"https://www.federalregister.gov/documents/2024/09/10/2024-20152/privacy-act-of-1974-implementation-of-exemptions","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-09-10/pdf/2024-20152.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-20152.pdf?1725885916","publication_date":"2024-09-10","agencies":[{"raw_name":"DEPARTMENT OF ENERGY","name":"Energy Department","id":136,"url":"https://www.federalregister.gov/agencies/energy-department","json_url":"https://www.federalregister.gov/api/v1/agencies/136","parent_id":null,"slug":"energy-department"}],"excerpts":"the RTES Office may include classified information obtained from Federal intelligence sources. \n \n A System of Records Notice for DOE-85 Research, Technology, and Economic Security Due <span class=\"match\">Diligence</span> Review Records is also published elsewhere in this issue of the \n Federal Register \n .\n \n Exemptions for DOE-85 Research, Technology, and Economic Security Due <span class=\"match\">Diligence</span> Review Records from this particular subsection of the Act are justified, on a case-by-case basis to be determined at the time a request is made for the following reasons: \n From subsection"},{"title":"Agency Information Collection Activities: Submission to OMB for Review and Approval; Public Comment Request; Nurse Faculty Loan Program Forms OMB No. 0915-0314-Revision","type":"Notice","abstract":"In compliance with the Paperwork Reduction Act of 1995, HRSA submitted an Information Collection Request (ICR) to the Office of Management and Budget (OMB) for review and approval. Comments submitted during the first public review of this ICR will be provided to OMB. OMB will accept further comments from the public during the review and approval period. OMB may act on HRSA's ICR only after the 30-day comment period for this notice has closed.","document_number":"2026-01754","html_url":"https://www.federalregister.gov/documents/2026/01/29/2026-01754/agency-information-collection-activities-submission-to-omb-for-review-and-approval-public-comment","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-01-29/pdf/2026-01754.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-01754.pdf?1769607912","publication_date":"2026-01-29","agencies":[{"raw_name":"DEPARTMENT OF HEALTH AND HUMAN SERVICES","name":"Health and Human Services Department","id":221,"url":"https://www.federalregister.gov/agencies/health-and-human-services-department","json_url":"https://www.federalregister.gov/api/v1/agencies/221","parent_id":null,"slug":"health-and-human-services-department"},{"raw_name":"Health Resources and Services Administration","name":"Health Resources and Services Administration","id":222,"url":"https://www.federalregister.gov/agencies/health-resources-and-services-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/222","parent_id":221,"slug":"health-resources-and-services-administration"}],"excerpts":"accordance with the statute and program guidelines. There are no changes to this form. \n The NFLP Due <span class=\"match\">Diligence</span> Form is a required form that is completed and submitted electronically by NFLP grant recipient schools. This form indicates that due <span class=\"match\">diligence</span> has been exercised in the cancellation of any remaining loan funds for NFLP borrowers due to permanent/total disability, death, and uncollectible/bad debt write-offs. The data collected on the due <span class=\"match\">diligence</span> form will include the student borrower's unique ID number, reason for cancellation, the amount of"},{"title":"Agency Information Collection Activities: Proposed Collection: Public Comment Request; Information Collection Request Title: Nurse Faculty Loan Program Forms OMB No. 0915-0314-Revision","type":"Notice","abstract":"In compliance with the requirement for opportunity for public comment on proposed data collection projects of the Paperwork Reduction Act of 1995, HRSA announces plans to submit an Information Collection Request (ICR), described below, to the Office of Management and Budget (OMB). Prior to submitting the ICR to OMB, HRSA seeks comments from the public regarding the burden estimate, below, or any other aspect of the ICR.","document_number":"2025-17584","html_url":"https://www.federalregister.gov/documents/2025/09/12/2025-17584/agency-information-collection-activities-proposed-collection-public-comment-request-information","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-09-12/pdf/2025-17584.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-17584.pdf?1757594708","publication_date":"2025-09-12","agencies":[{"raw_name":"DEPARTMENT OF HEALTH AND HUMAN SERVICES","name":"Health and Human Services Department","id":221,"url":"https://www.federalregister.gov/agencies/health-and-human-services-department","json_url":"https://www.federalregister.gov/api/v1/agencies/221","parent_id":null,"slug":"health-and-human-services-department"},{"raw_name":"Health Resources and Services Administration","name":"Health Resources and Services Administration","id":222,"url":"https://www.federalregister.gov/agencies/health-resources-and-services-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/222","parent_id":221,"slug":"health-resources-and-services-administration"}],"excerpts":"accordance with the statute and program guidelines. There are no changes to this form. \n The NFLP Due <span class=\"match\">Diligence</span> Form is a required form that is completed and submitted electronically by NFLP grant recipient schools. This form indicates that due <span class=\"match\">diligence</span> has been exercised in the cancellation of any remaining loan funds for NFLP borrowers due to permanent/total disability, death, and uncollectible/bad debt write-offs. The data collected on the due <span class=\"match\">diligence</span> form will include the student borrower's unique ID number, reason for cancellation, the amount of"},{"title":"National Security Division; Provisions Regarding Access to Americans' Bulk Sensitive Personal Data and Government-Related Data by Countries of Concern","type":"Proposed Rule","abstract":"The Executive order of February 28, 2024, \"Preventing Access to Americans' Bulk Sensitive Personal Data and United States Government-Related Data by Countries of Concern\" (the Order), directs the Attorney General to issue regulations that prohibit or otherwise restrict United States persons from engaging in any acquisition, holding, use, transfer, transportation, or exportation of, or dealing in, any property in which a foreign country or national thereof has any interest (\"transaction\"), where the transaction: involves U.S. Government-related data or bulk U.S. sensitive personal data, as defined by final rules implementing the Order; falls within a class of transactions that has been determined by the Attorney General to pose an unacceptable risk to the national security of the United States because it may enable access by countries of concern or covered persons to Americans' bulk sensitive personal data or U.S. government-related data; and meets other criteria specified by the Order. This advance notice of proposed rulemaking (ANPRM) seeks public comment on various topics related to the implementation of the Order.","document_number":"2024-04594","html_url":"https://www.federalregister.gov/documents/2024/03/05/2024-04594/national-security-division-provisions-regarding-access-to-americans-bulk-sensitive-personal-data-and","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-03-05/pdf/2024-04594.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-04594.pdf?1709559927","publication_date":"2024-03-05","agencies":[{"raw_name":"DEPARTMENT OF JUSTICE","name":"Justice Department","id":268,"url":"https://www.federalregister.gov/agencies/justice-department","json_url":"https://www.federalregister.gov/api/v1/agencies/268","parent_id":null,"slug":"justice-department"}],"excerpts":"which regulated \n U.S. persons \n implement <span class=\"match\">compliance</span> programs based on their individualized risk profiles. For example, in addition to complying with other aspects of the contemplated program, the upfront due-<span class=\"match\">diligence</span> <span class=\"match\">compliance</span> costs for companies with robust existing <span class=\"match\">compliance</span> programs (such as sanctions and export controls) may be lower, whereas other companies with less robust <span class=\"match\">compliance</span> programs or no existing <span class=\"match\">compliance</span> programs may incur greater costs. Any estimate of due-<span class=\"match\">diligence</span> <span class=\"match\">compliance</span> costs would benefit greatly from more robust"},{"title":"Proposed Collection; Comment Request; Extension: Rule 17g-10 and Form ABS Due Diligence-15E","type":"Notice","abstract":null,"document_number":"2024-05542","html_url":"https://www.federalregister.gov/documents/2024/03/15/2024-05542/proposed-collection-comment-request-extension-rule-17g-10-and-form-abs-due-diligence-15e","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-03-15/pdf/2024-05542.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-05542.pdf?1710420329","publication_date":"2024-03-15","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"experience, it is estimated that third-party due <span class=\"match\">diligence</span> service providers would be required to spend, on average, 0.20 hours to complete and transmit Form ABS Due <span class=\"match\">Diligence</span>-15E, for a total annual burden of 470 hours.\n 1 \n \n The cost for a <span class=\"match\">compliance</span> manager to complete and submit Form ABS Due <span class=\"match\">Diligence</span>-15E pursuant to Rule 17g-10 is estimated at $372 per hour,\n 2 \n \n resulting in an industry-wide annual internal cost to third-party service providers of $175,000 per year.\n \n \n \n 1 \n  This figure is calculated by multiplying the per year average number"},{"title":"Bank Conversions and Mergers, Subpart C-Merger of Insured Credit Unions Into Banks","type":"Proposed Rule","abstract":"The NCUA Board (Board) is proposing to amend its regulations governing the merger of insured credit unions into banks. The Board proposes to eliminate certain prescriptive procedural, disclosure, and communication requirements. This action is necessary to reduce unnecessary regulatory burdens and provide credit union boards of directors with greater flexibility to exercise their business judgment. The intended effect of these changes is to ensure members receive clear and effective disclosures while simplifying compliance for credit unions, reducing administrative costs, and modernizing the conversion process.","document_number":"2026-07806","html_url":"https://www.federalregister.gov/documents/2026/04/22/2026-07806/bank-conversions-and-mergers-subpart-c-merger-of-insured-credit-unions-into-banks","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-04-22/pdf/2026-07806.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-07806.pdf?1776775512","publication_date":"2026-04-22","agencies":[{"raw_name":"NATIONAL CREDIT UNION ADMINISTRATION","name":"National Credit Union Administration","id":335,"url":"https://www.federalregister.gov/agencies/national-credit-union-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/335","parent_id":null,"slug":"national-credit-union-administration"}],"excerpts":"proposes a minor revision to the due <span class=\"match\">diligence</span> reporting requirements in § 708a.304(d). The proposal would remove the requirement for the board to describe how the board located the merger partner and negotiated the merger agreement in its submission to the NCUA. The Board believes that requiring a narrative on these specific internal processes is overly intrusive and micromanages the board's deliberative functions. The critical regulatory objective is to ensure the board has conducted sufficient due <span class=\"match\">diligence</span> to conclude that a merger serves the"}]}