{"description":"Documents matching 'proposed rule supervisory methods namely'","count":875,"total_pages":44,"next_page_url":"https://www.federalregister.gov/api/v1/documents?conditions%5Bterm%5D=proposed+rule+supervisory+methods+namely&format=json&page=2","results":[{"title":"Enhanced Transparency and Public Accountability of the Supervisory Stress Test Models and Scenarios; Modifications to the Capital Planning and Stress Capital Buffer Requirement Rule, Enhanced Prudential Standards Rule, and Regulation LL","type":"Proposed Rule","abstract":"The Board is inviting public comment on the models used to conduct the Board's supervisory stress test, changes to those models to be implemented in the 2026 stress test, and proposed changes to enhance the transparency and public accountability of the Board's stress testing framework (the proposal). The proposal would amend the Policy Statement on the Scenario Design Framework for Stress Testing, including to implement guides for additional scenario variables, and the Stress Testing Policy Statement. The proposal would also codify an enhanced disclosure process under which the Board would annually publish comprehensive documentation on the stress test models, invite public comment on any material changes that the Board seeks to make to those models, and annually publish the stress test scenarios for comment. Lastly, the proposal would make changes to the FR Y-14A/Q/M to remove items that are no longer needed to conduct the supervisory stress test and to collect additional data to support the stress test models and improve risk capture.","document_number":"2025-20211","html_url":"https://www.federalregister.gov/documents/2025/11/18/2025-20211/enhanced-transparency-and-public-accountability-of-the-supervisory-stress-test-models-and-scenarios","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-11-18/pdf/2025-20211.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-20211.pdf?1763387141","publication_date":"2025-11-18","agencies":[{"raw_name":"FEDERAL RESERVE SYSTEM","name":"Federal Reserve System","id":188,"url":"https://www.federalregister.gov/agencies/federal-reserve-system","json_url":"https://www.federalregister.gov/api/v1/agencies/188","parent_id":null,"slug":"federal-reserve-system"}],"excerpts":"Policy Statement \n A. Future <span class=\"match\">Supervisory</span> Stress Test Results Disclosures \n B. Other Revisions to the Stress Testing Policy Statement \n VI. Other Revisions to the Stress Testing and Capital Plan <span class=\"match\">Rules</span> \n A. Stress Test Jump-Off Date Change \n B. Global Market Shock Date \n C. Amendment to the Dividend Add-On Component Calculation \n VII. Revisions to the FR Y-14A/Q/M \n VIII. <span class=\"match\">Proposed</span> Changes to the Stress Test Modeling Framework \n A. <span class=\"match\">Proposed</span> Changes to Stress Test Models \n B. Analysis of <span class=\"match\">Proposed</span> Model Changes \n IX. <span class=\"match\">Proposed</span> Changes to the Scenario Design"},{"title":"Unsafe or Unsound Practices, Matters Requiring Attention","type":"Proposed Rule","abstract":"The Office of the Comptroller of the Currency (OCC) and the Federal Deposit Insurance Corporation (FDIC) propose to define the term \"unsafe or unsound practice\" for purposes of section 8 of the Federal Deposit Insurance Act and to revise the supervisory framework for the issuance of matters requiring attention and other supervisory communications.","document_number":"2025-19711","html_url":"https://www.federalregister.gov/documents/2025/10/30/2025-19711/unsafe-or-unsound-practices-matters-requiring-attention","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-10-30/pdf/2025-19711.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-19711.pdf?1761741908","publication_date":"2025-10-30","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Office of the Comptroller of the Currency","name":"Comptroller of the Currency","id":80,"url":"https://www.federalregister.gov/agencies/comptroller-of-the-currency","json_url":"https://www.federalregister.gov/api/v1/agencies/80","parent_id":497,"slug":"comptroller-of-the-currency"},{"raw_name":"FEDERAL DEPOSIT INSURANCE CORPORATION","name":"Federal Deposit Insurance Corporation","id":164,"url":"https://www.federalregister.gov/agencies/federal-deposit-insurance-corporation","json_url":"https://www.federalregister.gov/api/v1/agencies/164","parent_id":null,"slug":"federal-deposit-insurance-corporation"}],"excerpts":"Request for Comments \n The agencies request feedback on all aspects of the <span class=\"match\">proposed</span> <span class=\"match\">rule</span>, including: \n \n Question 1: What effect would the <span class=\"match\">proposed</span> <span class=\"match\">rule</span> have on the agencies' ability to address misconduct by institutions under their enforcement and <span class=\"match\">supervisory</span> authority? What effect would the <span class=\"match\">proposed</span> <span class=\"match\">rule</span> have on the agencies' ability to address misconduct by institution-affiliated parties under their enforcement and <span class=\"match\">supervisory</span> authority? \n \n \n Question 2: Does the <span class=\"match\">proposed</span> definition of unsafe or unsound practice appropriately capture the types"},{"title":"Disclosure of Information","type":"Proposed Rule","abstract":"The Federal Deposit Insurance Corporation (FDIC) is inviting comment on a notice of proposed rulemaking that would update, clarify, and supplement the FDIC's regulations regarding the disclosure of confidential information by the FDIC and other parties, including by enhancing the ability of insured depository institutions to share confidential supervisory information with affiliates and certain other entities for appropriate business purposes, without seeking prior authorization from the FDIC. The proposal also would significantly simplify and clarify the requirements and restrictions applicable to the FDIC's discretionary disclosure of confidential information. Finally, the proposal would update and simplify the FDIC's rules regarding disclosures required under the Freedom of Information Act and would clarify how and when FDIC information may be disclosed in connection with legal proceedings and as a result of service of process made upon the FDIC and its directors, officers, and employees.","document_number":"2026-13123","html_url":"https://www.federalregister.gov/documents/2026/06/30/2026-13123/disclosure-of-information","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-30/pdf/2026-13123.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-13123.pdf?1782737111","publication_date":"2026-06-30","agencies":[{"raw_name":"FEDERAL DEPOSIT INSURANCE CORPORATION","name":"Federal Deposit Insurance Corporation","id":164,"url":"https://www.federalregister.gov/agencies/federal-deposit-insurance-corporation","json_url":"https://www.federalregister.gov/api/v1/agencies/164","parent_id":null,"slug":"federal-deposit-insurance-corporation"}],"excerpts":"procedures on the service of process to a new part 306. \n This section summarizes the analysis performed by the FDIC to estimate the economic impact of the <span class=\"match\">proposed</span> <span class=\"match\">rule</span>. For this purpose, the FDIC compares estimated economic outcomes under the <span class=\"match\">proposed</span> <span class=\"match\">rule</span> to outcomes under a baseline that resembles a world in which the <span class=\"match\">proposed</span> <span class=\"match\">rule</span> is not promulgated. \n A. Scope of Affected Entities \n \n The <span class=\"match\">proposed</span> <span class=\"match\">rule</span> would generally apply to any person that possesses or comes to possess confidential information; however, the FDIC expects that the typical holder of"},{"title":"Rules of Practice for Adjudication Proceedings","type":"Rule","abstract":"The Rules of Practice for Adjudication Proceedings (Rules of Practice) govern adjudication proceedings conducted by the Consumer Financial Protection Bureau (CFPB). The CFPB issued a proposal to rescind amendments it adopted to the Rules of Practice on February 22, 2022, and March 29, 2023 (2022 and 2023 amendments). The 2022 and 2023 amendments that the Bureau proposed to rescind included a new deposition process, amendments concerning timing and deadlines, bifurcation of proceedings, the process for deciding dispositive motions, and requirements for issue exhaustion, as well as other technical changes. After considering the comments on the proposal, the CFPB has decided to rescind the amendments as proposed, except as related to narrow clarificatory and procedural changes.","document_number":"2025-19687","html_url":"https://www.federalregister.gov/documents/2025/10/29/2025-19687/rules-of-practice-for-adjudication-proceedings","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-10-29/pdf/2025-19687.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-19687.pdf?1761655506","publication_date":"2025-10-29","agencies":[{"raw_name":"Consumer Financial Protection Bureau","name":"Consumer Financial Protection Bureau","id":573,"url":"https://www.federalregister.gov/agencies/consumer-financial-protection-bureau","json_url":"https://www.federalregister.gov/api/v1/agencies/573","parent_id":null,"slug":"consumer-financial-protection-bureau"}],"excerpts":"Limits \n \n The CFPB's 2022 and 2023 amendments to the <span class=\"match\">Rules</span> of Practice changed <span class=\"match\">Rule</span> 114 to simplify and clarify the provisions describing how deadlines are computed and adjusted most of the 10-day periods in the <span class=\"match\">Rules</span> of Practice to account for the change in computation <span class=\"match\">method</span> by setting 14 days as the new period. The CFPB implemented these changes because it determined that the prior <span class=\"match\">method</span> of computing deadlines was unnecessarily complicated and led to counterintuitive results. The changed <span class=\"match\">method</span> of calculation was also based on similar amendments"},{"title":"Anti-Money Laundering and Countering the Financing of Terrorism Programs","type":"Proposed Rule","abstract":"The Office of the Comptroller of the Currency (OCC), Federal Deposit Insurance Corporation (FDIC), and the National Credit Union Administration (NCUA) (collectively, \"the Agencies\" or \"Agency\" when referencing the singular) are inviting comment on a proposed rule that would require banks to establish and maintain effective anti-money laundering and countering the financing of terrorism (AML/CFT) programs reasonably designed to identify, assess, and mitigate risks of illicit finance. The amendments are intended to align with changes that are being concurrently proposed by the Financial Crimes Enforcement Network (FinCEN) to implement provisions of the Anti-Money Laundering Act of 2020 (AML Act). Among other changes, this proposed rule would ensure that institutions establish and maintain effective AML/CFT programs that are intended to better achieve the purposes of the Bank Secrecy Act (BSA), culminating in the development of highly useful information related to illicit financial transactions for law enforcement and national security agencies. Through this rulemaking, the Agencies also intend to modernize and reform Federal supervision of AML/CFT programs by enhancing FinCEN's role in AML/CFT supervision and enforcement.","document_number":"2026-06948","html_url":"https://www.federalregister.gov/documents/2026/04/10/2026-06948/anti-money-laundering-and-countering-the-financing-of-terrorism-programs","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-04-10/pdf/2026-06948.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-06948.pdf?1775738713","publication_date":"2026-04-10","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Office of the Comptroller of the Currency","name":"Comptroller of the Currency","id":80,"url":"https://www.federalregister.gov/agencies/comptroller-of-the-currency","json_url":"https://www.federalregister.gov/api/v1/agencies/80","parent_id":497,"slug":"comptroller-of-the-currency"},{"raw_name":"FEDERAL DEPOSIT INSURANCE CORPORATION","name":"Federal Deposit Insurance Corporation","id":164,"url":"https://www.federalregister.gov/agencies/federal-deposit-insurance-corporation","json_url":"https://www.federalregister.gov/api/v1/agencies/164","parent_id":null,"slug":"federal-deposit-insurance-corporation"},{"raw_name":"NATIONAL CREDIT UNION ADMINISTRATION","name":"National Credit Union Administration","id":335,"url":"https://www.federalregister.gov/agencies/national-credit-union-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/335","parent_id":null,"slug":"national-credit-union-administration"}],"excerpts":"a program and maintaining a program by implementing it in all material respects is particularly important under the <span class=\"match\">proposed</span> <span class=\"match\">rule</span> for potential <span class=\"match\">supervisory</span> and enforcement actions. The <span class=\"match\">proposed</span> <span class=\"match\">rule</span> would not limit enforcement or <span class=\"match\">supervisory</span> actions for failures to establish an AML/CFT program. However, once a bank has properly established an AML/CFT program, the <span class=\"match\">proposed</span> <span class=\"match\">rule</span> would raise the threshold for significant <span class=\"match\">supervisory</span> or enforcement actions based solely on implementation deficiencies. Only significant or systemic failures by a bank to"},{"title":"Anti-Money Laundering and Countering the Financing of Terrorism Programs","type":"Proposed Rule","abstract":"The Board of Governors of the Federal Reserve System (the Board) is inviting comment on a proposed rule that would require its supervised banks to establish and maintain effective anti-money laundering and countering the financing of terrorism (AML/CFT) programs reasonably designed to identify, assess, and mitigate risks of illicit finance. Among other changes, this proposed rule would ensure that Board-supervised banks establish and maintain effective AML/CFT programs that are intended to better achieve the purposes of the Bank Secrecy Act (BSA), culminating in the development of highly useful information related to illicit financial transactions for law enforcement and national security agencies. The amendments are intended to align with changes to AML/CFT program requirements proposed by the Financial Crimes Enforcement Network (FinCEN) to implement provisions of the Anti-Money Laundering Act of 2020 (AML Act) and corresponding changes proposed by the Office of the Comptroller of the Currency (OCC), Federal Deposit Insurance Corporation (FDIC), and the National Credit Union Administration (NCUA) (collectively, \"the Agencies\") on April 10, 2026.","document_number":"2026-13919","html_url":"https://www.federalregister.gov/documents/2026/07/09/2026-13919/anti-money-laundering-and-countering-the-financing-of-terrorism-programs","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-07-09/pdf/2026-13919.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-13919.pdf?1783514720","publication_date":"2026-07-09","agencies":[{"raw_name":"FEDERAL RESERVE SYSTEM","name":"Federal Reserve System","id":188,"url":"https://www.federalregister.gov/agencies/federal-reserve-system","json_url":"https://www.federalregister.gov/api/v1/agencies/188","parent_id":null,"slug":"federal-reserve-system"}],"excerpts":"and maintaining a program by implementing it in all material respects is particularly important under the <span class=\"match\">proposed</span> <span class=\"match\">rule</span> for potential <span class=\"match\">supervisory</span> and enforcement actions. The <span class=\"match\">proposed</span> <span class=\"match\">rule</span> would not limit enforcement or <span class=\"match\">supervisory</span> actions for failures to \n establish \n an AML/CFT program. However, once a Board-supervised bank has properly established an AML/CFT program, the <span class=\"match\">proposed</span> <span class=\"match\">rule</span> would raise the threshold for significant <span class=\"match\">supervisory</span> or enforcement actions based solely on \n implementation \n deficiencies. Only significant or systemic failures"},{"title":"Anti-Money Laundering and Countering the Financing of Terrorism Programs","type":"Proposed Rule","abstract":"Pursuant to the Department of the Treasury (Treasury) and FinCEN's efforts to modernize the Bank Secrecy Act (BSA) and to implement provisions of the Anti-Money Laundering Act of 2020 (AML Act), FinCEN is proposing a rule to fundamentally reform the requirements for financial institutions' anti-money laundering and countering the financing of terrorism (AML/CFT) programs. Among other changes, this proposed rule aims to ensure that financial institutions establish and maintain effective AML/CFT programs that better achieve the purposes of the BSA and lead to more effective outcomes for financial institutions as well as law enforcement and national security agencies. Through this rulemaking, consistent with its statutory authority as the administrator of the BSA, FinCEN is also proposing measures to modernize and reform Federal supervision of AML/CFT programs by enhancing FinCEN's role in AML/CFT supervision and enforcement in coordination with Federal banking regulators. In addition, FinCEN is proposing regulatory amendments to promote clarity and consistency across FinCEN's program rules for different types of financial institutions.","document_number":"2026-07033","html_url":"https://www.federalregister.gov/documents/2026/04/10/2026-07033/anti-money-laundering-and-countering-the-financing-of-terrorism-programs","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-04-10/pdf/2026-07033.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-07033.pdf?1775738723","publication_date":"2026-04-10","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Financial Crimes Enforcement Network","name":"Financial Crimes Enforcement Network","id":194,"url":"https://www.federalregister.gov/agencies/financial-crimes-enforcement-network","json_url":"https://www.federalregister.gov/api/v1/agencies/194","parent_id":497,"slug":"financial-crimes-enforcement-network"}],"excerpts":"established program.\n \n \n The distinction between establishing a program and implementing a program is particularly important under the <span class=\"match\">proposed</span> <span class=\"match\">rule</span> for potential <span class=\"match\">supervisory</span> and enforcement actions. The <span class=\"match\">proposed</span> <span class=\"match\">rule</span> would not limit enforcement or <span class=\"match\">supervisory</span> actions for failures to \n establish \n an AML/CFT program. However, with respect to banks, once a bank has properly established an AML/CFT program, the <span class=\"match\">proposed</span> <span class=\"match\">rule</span> would raise the threshold for significant actions based solely on \n implementation \n deficiencies so only significant or systemic"},{"title":"Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.24 To Allow a Retail Member Organization To Enter a Retail Order Onto the Exchange in a Principal Capacity","type":"Notice","abstract":null,"document_number":"2026-04895","html_url":"https://www.federalregister.gov/documents/2026/03/13/2026-04895/self-regulatory-organizations-cboe-byx-exchange-inc-notice-of-filing-and-immediate-effectiveness-of","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-03-13/pdf/2026-04895.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-04895.pdf?1773319508","publication_date":"2026-03-13","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":" \n See \n Order Competition <span class=\"match\">Rule</span> at 178.\n \n \n C. Self-Regulatory Organization's Statement on Comments on the <span class=\"match\">Proposed</span> <span class=\"match\">Rule</span> Change Received From Members, Participants, or Others \n The Exchange neither solicited nor received comments on the <span class=\"match\">proposed</span> <span class=\"match\">rule</span> change. \n III. Date of Effectiveness of the <span class=\"match\">Proposed</span> <span class=\"match\">Rule</span> Change and Timing for Commission Action \n \n The Exchange has filed the <span class=\"match\">proposed</span> <span class=\"match\">rule</span> change pursuant to Section 19(b)(3)(A)(iii) of the Act \n 51 \n \n and <span class=\"match\">Rule</span> 19b-4(f)(6) thereunder.\n 52 \n \n Because the <span class=\"match\">proposed</span> <span class=\"match\">rule</span> change does not: (i) significantly"},{"title":"The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS","type":"Proposed Rule","abstract":"The Securities and Exchange Commission (\"Commission\" or \"SEC\") is proposing amendments to Regulation NMS (\"Regulation NMS\") under the Securities Exchange Act of 1934 (\"Exchange Act\"). The proposed amendments would rescind the trade-through rule for NMS stocks, the provision regarding locking and crossing quotations for NMS stocks, and certain defined terms. The proposed amendments would also make conforming changes to other related provisions.","document_number":"2026-12163","html_url":"https://www.federalregister.gov/documents/2026/06/17/2026-12163/the-trade-through-rule-and-locked-and-crossed-markets-provisions-of-regulation-nms","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-17/pdf/2026-12163.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-12163.pdf?1781613912","publication_date":"2026-06-17","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"limit orders (<span class=\"match\">Rule</span> 604, previously Exchange Act <span class=\"match\">Rule</span> 11Ac1-4 and commonly referred to as the “Limit Order Display <span class=\"match\">Rule</span>”); public disclosure of order execution and routing information (<span class=\"match\">Rules</span> 605, previously Exchange Act <span class=\"match\">Rule</span> 11Ac1-5, and 606, previously Exchange Act <span class=\"match\">Rule</span> 11Ac1-6); customer account statements (<span class=\"match\">Rule</span> 607, previously Exchange Act <span class=\"match\">Rule</span> 11Ac1-3); national market system plans (<span class=\"match\">Rule</span> 608, previously Exchange Act <span class=\"match\">Rule</span> 11Aa3-2); and registration of securities information processors (“SIPs”) (<span class=\"match\">Rule</span> 609, previously Exchange Act <span class=\"match\">Rule</span> 11Ab2-1).\n "},{"title":"Resolution Submissions Required for Covered Insured Depository Institutions","type":"Proposed Rule","abstract":"The FDIC is seeking comment on a proposal to revise its regulations that require resolution submissions by insured depository institutions (IDIs) with at least $50 billion in total assets. The proposed rule would modify the current rule by raising and automatically updating the dollar threshold that determines the scope of applicability; reducing the requirements regarding the content of resolution submissions provided to the FDIC, with a focus on information that most directly supports the FDIC's resolution readiness in the event of material distress and failure of a covered IDI; and standardizing content requirements for covered IDIs. The proposed rule would also eliminate the FDIC's credibility assessment of submissions provided by IDIs, as well as expectations for capabilities testing under the current rule.","document_number":"2026-13191","html_url":"https://www.federalregister.gov/documents/2026/06/30/2026-13191/resolution-submissions-required-for-covered-insured-depository-institutions","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-30/pdf/2026-13191.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-13191.pdf?1782737120","publication_date":"2026-06-30","agencies":[{"raw_name":"FEDERAL DEPOSIT INSURANCE CORPORATION","name":"Federal Deposit Insurance Corporation","id":164,"url":"https://www.federalregister.gov/agencies/federal-deposit-insurance-corporation","json_url":"https://www.federalregister.gov/api/v1/agencies/164","parent_id":null,"slug":"federal-deposit-insurance-corporation"}],"excerpts":" \n • Implement a transition such that initial submissions under the final <span class=\"match\">rule</span> would be due no earlier than 270 days after the final <span class=\"match\">rule's</span> effective date. \n In finalizing the <span class=\"match\">proposed</span> <span class=\"match\">rule</span>, the FDIC <span class=\"match\">proposes</span> to supersede all prior guidance, frequently asked questions, and feedback related to the current <span class=\"match\">rule</span>. \n II. <span class=\"match\">Proposed</span> <span class=\"match\">Rule</span> \n A. Scope and Purpose \n \n The FDIC is <span class=\"match\">proposing</span> to update the dollar threshold that determines whether an IDI is a CIDI under the <span class=\"match\">proposed</span> <span class=\"match\">rule</span> to reflect historical inflation and other policy considerations, and to provide"},{"title":"Promoting Employee Accountability","type":"Proposed Rule","abstract":"The Office of Personnel Management (OPM) and Merit Systems Protection Board (MSPB or Board) are issuing proposed regulations governing performance-based reduction in grade and removal actions, non-disciplinary separations, and adverse actions, along with the MSPB's review of those actions, and proposing improved and additional training to supervisors. With this rule, OPM seeks to improve the accountability of employees for poor performance and misconduct by streamlining the administrative procedures used by agencies to take performance-based and adverse actions; and MSPB seeks to refocus its penalty review on a totality of the circumstances test rather than a rigid application of prescribed factors. The proposed rule also promotes transparency regarding employee poor performance and misconduct by restricting agencies' ability to engage in settlement agreements that remove official documentation of performance or conduct detrimental to the efficiency of the service.","document_number":"2026-13445","html_url":"https://www.federalregister.gov/documents/2026/07/02/2026-13445/promoting-employee-accountability","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-07-02/pdf/2026-13445.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-13445.pdf?1782909924","publication_date":"2026-07-02","agencies":[{"raw_name":"OFFICE OF PERSONNEL MANAGEMENT","name":"Personnel Management Office","id":406,"url":"https://www.federalregister.gov/agencies/personnel-management-office","json_url":"https://www.federalregister.gov/api/v1/agencies/406","parent_id":null,"slug":"personnel-management-office"},{"raw_name":"MERIT SYSTEMS PROTECTION BOARD","name":"Merit Systems Protection Board","id":285,"url":"https://www.federalregister.gov/agencies/merit-systems-protection-board","json_url":"https://www.federalregister.gov/api/v1/agencies/285","parent_id":null,"slug":"merit-systems-protection-board"}],"excerpts":"from non-<span class=\"match\">supervisory</span> employee to manager, or from manager to executive, the current requirements lack rigor and specificity. This <span class=\"match\">proposed</span> <span class=\"match\">rule</span> intends to improve the quality of such policies and programs. \n <span class=\"match\">Namely</span>, under the <span class=\"match\">proposed</span> <span class=\"match\">rule</span>, agencies would be required to design and implement training and development programs for supervisors, managers, and executives with improved focus on promoting high levels of performance and accountability and align with OPM guidance. The <span class=\"match\">proposed</span> <span class=\"match\">rule</span> also reduces the interval for training to <span class=\"match\">supervisory</span>, managerial"},{"title":"Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 11.21 To Allow an RMO To Enter a Retail Order Onto the Exchange in a Principal Capacity","type":"Notice","abstract":null,"document_number":"2025-17333","html_url":"https://www.federalregister.gov/documents/2025/09/10/2025-17333/self-regulatory-organizations-cboe-edgx-exchange-inc-notice-of-filing-of-amendment-no-1-and-order","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-09-10/pdf/2025-17333.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-17333.pdf?1757421908","publication_date":"2025-09-10","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"of the Securities Exchange Act of 1934 (“Act”),\n 1 \n \n and <span class=\"match\">Rule</span> 19b-4 thereunder,\n 2 \n \n a <span class=\"match\">proposed</span> <span class=\"match\">rule</span> change to (i) amend <span class=\"match\">Rule</span> 11.21(a)(2) to allow a Retail Member Organization to enter a Retail Order onto the Exchange in a principal capacity, provided the requirements of <span class=\"match\">proposed</span> <span class=\"match\">Rule</span> 11.21(g) are satisfied; (ii) codify in <span class=\"match\">proposed</span> new <span class=\"match\">Rule</span> 11.21(g) additional requirements a Retail Member Organization must comply with in order to enter Retail Orders as principal; and (iii) amend <span class=\"match\">Rule</span> 11.21(b)(6) to require that Retail Member Organizations have"},{"title":"Permitted Payment Stablecoin Issuer Anti-Money Laundering/Countering the Financing of Terrorism Program and Sanctions Compliance Program Requirements","type":"Proposed Rule","abstract":"The Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) and Office of Foreign Assets Control (OFAC) are jointly issuing this proposed rule to implement provisions of the Guiding and Establishing National Innovation for U.S. Stablecoins Act (GENIUS Act). Specifically, it implements the GENIUS Act's directive to treat permitted payment stablecoin issuers (PPSIs) as financial institutions for purposes of the Bank Secrecy Act, proposes anti-money laundering obligations for PPSIs, and proposes certain specific obligations required by the GENIUS Act for PPSIs. It also implements the GENIUS Act's directive to require PPSIs to maintain effective sanctions compliance programs.","document_number":"2026-06963","html_url":"https://www.federalregister.gov/documents/2026/04/10/2026-06963/permitted-payment-stablecoin-issuer-anti-money-launderingcountering-the-financing-of-terrorism","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-04-10/pdf/2026-06963.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-06963.pdf?1775738715","publication_date":"2026-04-10","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Office of Foreign Assets Control","name":"Foreign Assets Control Office","id":203,"url":"https://www.federalregister.gov/agencies/foreign-assets-control-office","json_url":"https://www.federalregister.gov/api/v1/agencies/203","parent_id":497,"slug":"foreign-assets-control-office"},{"raw_name":"Financial Crimes Enforcement Network","name":"Financial Crimes Enforcement Network","id":194,"url":"https://www.federalregister.gov/agencies/financial-crimes-enforcement-network","json_url":"https://www.federalregister.gov/api/v1/agencies/194","parent_id":497,"slug":"financial-crimes-enforcement-network"}],"excerpts":"outweigh the potential benefits. FinCEN requests comment on its <span class=\"match\">proposed</span> approach. \n C. Section-by-Section Analysis \n \n FinCEN is <span class=\"match\">proposing</span> changes to its existing regulations, as well as creation of a new part applicable to PPSIs, <span class=\"match\">proposed</span> part 1033.\n 137 \n \n Section VI.C.1 describes changes <span class=\"match\">proposed</span> to FinCEN's existing definitions as well as <span class=\"match\">proposes</span> new definitions. Section VI.C.2 describes FinCEN's <span class=\"match\">proposed</span> delegation of its examination authority. Section VI.C.3 describes FinCEN's <span class=\"match\">proposed</span> requirement for PPSIs to establish AML/CFT programs, to include"},{"title":"Reduction in Force Appeals","type":"Proposed Rule","abstract":"The Office of Personnel Management (OPM) is issuing a proposed rule to revise its regulations governing appeals of reduction-in-force (RIF) actions. OPM proposes to transfer appeal rights for employees who have been furloughed more than 30 days, separated, or demoted by a RIF action from the Merit Systems Protection Board (MSPB) to OPM. OPM expects this change will promote greater efficiency and reduce costs to agencies in effectuating RIF actions, which may be necessary in a variety of circumstances, such as to eliminate duplicative or unnecessary functions or align agency workforces with new technology, changing mission needs, or budgetary constraints.","document_number":"2026-02576","html_url":"https://www.federalregister.gov/documents/2026/02/10/2026-02576/reduction-in-force-appeals","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-02-10/pdf/2026-02576.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-02576.pdf?1770644712","publication_date":"2026-02-10","agencies":[{"raw_name":"OFFICE OF PERSONNEL MANAGEMENT","name":"Personnel Management Office","id":406,"url":"https://www.federalregister.gov/agencies/personnel-management-office","json_url":"https://www.federalregister.gov/api/v1/agencies/406","parent_id":null,"slug":"personnel-management-office"}],"excerpts":"extent not inconsistent with any Federal law or any Government-wide <span class=\"match\">rule</span> or regulation, extend to matters which are the subject of any <span class=\"match\">rule</span> or regulation only if the <span class=\"match\">rule</span> or regulation is not a Government-wide <span class=\"match\">rule</span> or regulation.” 5 U.S.C. 7117(a)(1). This would be such a government-wide <span class=\"match\">rule</span>. It is <span class=\"match\">proposed</span> to apply to any agency executing a RIF action. To that end, it would firmly and completely limit the flexibility of agencies to provide processes not contemplated by this <span class=\"match\">rule</span>, including grievance arbitration. \n See U.S. Dep't of Treasury, I.R"},{"title":"Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 3 to a Proposed Rule Change To List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)","type":"Notice","abstract":null,"document_number":"2025-05202","html_url":"https://www.federalregister.gov/documents/2025/03/27/2025-05202/self-regulatory-organizations-nyse-arca-inc-notice-of-filing-of-amendment-no-3-to-a-proposed-rule","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-03-27/pdf/2025-05202.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-05202.pdf?1742993116","publication_date":"2025-03-27","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"period within which to approve the <span class=\"match\">proposed</span> <span class=\"match\">rule</span> change, disapprove the <span class=\"match\">proposed</span> <span class=\"match\">rule</span> change, or institute proceedings to determine whether to disapprove the <span class=\"match\">proposed</span> <span class=\"match\">rule</span> change.\n 5 \n \n On November 22, 2024, the Exchange filed Amendment No. 1 to the <span class=\"match\">proposed</span> <span class=\"match\">rule</span> change, and on December 3, 2024, the Commission issued notice of filing of Amendment No. 1 to the <span class=\"match\">proposed</span> <span class=\"match\">rule</span> change and instituted proceedings pursuant to Section 19(b)(2)(B) of the Act \n 6 \n \n to determine whether to approve or disapprove the <span class=\"match\">proposed</span> <span class=\"match\">rule</span> change, as modified by Amendment"},{"title":"\"Small Business\" and \"Small Organization\" Definitions for Investment Companies and Investment Advisers for Purposes of the Regulatory Flexibility Act","type":"Proposed Rule","abstract":"The Securities and Exchange Commission (the \"Commission\" or the \"SEC\") is proposing to amend the rules under the Investment Company Act of 1940 (the \"Investment Company Act\") and under the Investment Advisers Act of 1940 (the \"Advisers Act\") that define the terms \"small business\" and \"small organization\" for purposes of the Regulatory Flexibility Act (the \"RFA\") to increase the asset-based thresholds used in those definitions. The Commission also is proposing a mechanism for periodic future inflation adjustments of the asset- based thresholds used in these definitions. The Commission further is proposing amendments to Form ADV and the rule providing continuing hardship exemptions from filing electronically for investment advisers in connection with the proposed amendments.","document_number":"2026-00316","html_url":"https://www.federalregister.gov/documents/2026/01/12/2026-00316/small-business-and-small-organization-definitions-for-investment-companies-and-investment-advisers","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-01-12/pdf/2026-00316.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-00316.pdf?1767966311","publication_date":"2026-01-12","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"Discussion \n A. <span class=\"match\">Proposed</span> Amendments to <span class=\"match\">Rule</span> 0-10 of the Investment Company Act \n 1. Raising the Net Asset Threshold \n 2. Group Definition Amendments \n B. <span class=\"match\">Proposed</span> Amendments to <span class=\"match\">Rule</span> 0-7 of the Advisers Act \n 1. The RAUM Threshold \n 2. The Total Assets Threshold \n 3. The Control Relationship Threshold \n 4. Form ADV Amendments \n C. Periodic Future Adjustments \n III. Economic Analysis \n IV. Paperwork Reduction Act \n A. Introduction \n B. <span class=\"match\">Proposed</span> Amendments to Form ADV \n C. <span class=\"match\">Proposed</span> Amendments to <span class=\"match\">Rule</span> 0-7 of the Advisers Act and <span class=\"match\">Rule</span> 0-10 of the Investment"},{"title":"Permitted Payment Stablecoin Issuer Customer Identification Program","type":"Proposed Rule","abstract":"The Financial Crimes Enforcement Network (FinCEN), together with the Office of the Comptroller of the Currency (OCC), the Board of Governors of the Federal Reserve System (Board), the Federal Deposit Insurance Corporation (FDIC), and the National Credit Union Administration (NCUA) are jointly issuing this proposed rule to implement certain provisions of the Guiding and Establishing National and Innovation for U.S. Stablecoins Act (GENIUS Act). Specifically, this rulemaking implements the GENIUS Act's directives to treat permitted payment stablecoin issuers as financial institutions under the Bank Secrecy Act and to require issuers to maintain an effective customer identification program.","document_number":"2026-12460","html_url":"https://www.federalregister.gov/documents/2026/06/22/2026-12460/permitted-payment-stablecoin-issuer-customer-identification-program","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-22/pdf/2026-12460.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-12460.pdf?1781786722","publication_date":"2026-06-22","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Financial Crimes Enforcement Network","name":"Financial Crimes Enforcement Network","id":194,"url":"https://www.federalregister.gov/agencies/financial-crimes-enforcement-network","json_url":"https://www.federalregister.gov/api/v1/agencies/194","parent_id":497,"slug":"financial-crimes-enforcement-network"}],"excerpts":"certified articles of incorporation, a government-issued business license, a partnership agreement, or a trust instrument. \n b. <span class=\"match\">Proposed</span> 31 CFR 1033.220(a)(2)(ii)(B)—Verification Through Non-Documentary <span class=\"match\">Methods</span> \n For a PPSI relying on non-documentary <span class=\"match\">methods</span> to verify a customer's identity, the <span class=\"match\">proposed</span> <span class=\"match\">rule</span> would require the CIP to contain procedures that set forth the non-documentary <span class=\"match\">methods</span> the PPSI will use. These <span class=\"match\">methods</span> may include contacting a customer; independently verifying the customer's identity through the comparison of information provided"},{"title":"Rules Governing Director Review of Patent Trial and Appeal Board Decisions","type":"Proposed Rule","abstract":"The United States Patent and Trademark Office (USPTO or Office) proposes new rules to govern the process for the review of Patent Trial and Appeal Board (PTAB or Board) decisions in America Invents Act (AIA) proceedings by the Under Secretary of Commerce for Intellectual Property and Director of the United States Patent and Trademark Office (Director). Specifically, the USPTO proposes these rules in light of stakeholder feedback received in response to a request for comments (RFC). The proposed rules promote the accuracy, consistency, and integrity of PTAB decision-making in Leahy-Smith America Invents Act of 2011 (AIA) proceedings.","document_number":"2024-07759","html_url":"https://www.federalregister.gov/documents/2024/04/16/2024-07759/rules-governing-director-review-of-patent-trial-and-appeal-board-decisions","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07759.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-07759.pdf?1713185117","publication_date":"2024-04-16","agencies":[{"raw_name":"DEPARTMENT OF COMMERCE","name":"Commerce Department","id":54,"url":"https://www.federalregister.gov/agencies/commerce-department","json_url":"https://www.federalregister.gov/api/v1/agencies/54","parent_id":null,"slug":"commerce-department"},{"raw_name":"Patent and Trademark Office","name":"Patent and Trademark Office","id":402,"url":"https://www.federalregister.gov/agencies/patent-and-trademark-office","json_url":"https://www.federalregister.gov/api/v1/agencies/402","parent_id":54,"slug":"patent-and-trademark-office"}],"excerpts":"Discussion of Specific <span class=\"match\">Rules</span> \n The USPTO <span class=\"match\">proposes</span> to add § 42.75, as follows: \n Section 42.75: <span class=\"match\">Proposed</span> § 42.75(a) would set forth the general availability of Director Review. \n <span class=\"match\">Proposed</span> § 42.75(b) would set forth the availability of sua sponte Director Review. \n <span class=\"match\">Proposed</span> § 42.75(c) would set forth the availability of requests for Director Review and request requirements. \n <span class=\"match\">Proposed</span> § 42.75(d) would set forth the finality of decisions subject to Director Review. \n <span class=\"match\">Proposed</span> § 42.75(e) would set forth the Director Review process. \n \n <span class=\"match\">Proposed</span> § 42.75(f) would"},{"title":"Protecting Against National Security Threats to the Communications Supply Chain Through the Equipment Authorization Program","type":"Proposed Rule","abstract":"In this document, the Federal Communications Commission (Commission or FCC) aims to further its actions in strengthening prohibitions on authorization of covered equipment and to clarify the rules and enforcement of such. The Commission seeks additional comment on modular transmitters and component parts in relation to covered equipment. The Commission addresses the partial court remand of the decision in its November 2022 EA Security R&O by proposing a definition of \"critical infrastructure\" as used on the Covered List and seeking comment on the implementation of that definition. The Commission also seeks comment on whether any modification to an authorized device by an entity identified on the Covered List should require a new application for certification. Finally, the Commission seeks comment on clarifying the scope of activities that constitute marketing of equipment and on measures to strengthen enforcement of marketing prohibitions.","document_number":"2025-21928","html_url":"https://www.federalregister.gov/documents/2025/12/04/2025-21928/protecting-against-national-security-threats-to-the-communications-supply-chain-through-the","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-12-04/pdf/2025-21928.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-21928.pdf?1764769515","publication_date":"2025-12-04","agencies":[{"raw_name":"FEDERAL COMMUNICATIONS COMMISSION","name":"Federal Communications Commission","id":161,"url":"https://www.federalregister.gov/agencies/federal-communications-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/161","parent_id":null,"slug":"federal-communications-commission"}],"excerpts":"ACTION: \n <span class=\"match\">Proposed</span> <span class=\"match\">rule</span>. \n \n \n SUMMARY: \n In this document, the Federal Communications Commission (Commission or FCC) aims to further its actions in strengthening prohibitions on authorization of covered equipment and to clarify the <span class=\"match\">rules</span> and enforcement of such. The Commission seeks additional comment on modular transmitters and component parts in relation to covered equipment. The Commission addresses the partial court remand of the decision in its November 2022 EA Security R&amp;O by <span class=\"match\">proposing</span> a definition of “critical infrastructure” as used"},{"title":"Review of Submarine Cable Landing License Rules and Procedures To Assess Evolving National Security, Law Enforcement, Foreign Policy, and Trade Policy Risks; Schedule of Application Fees","type":"Proposed Rule","abstract":"The Federal Communications Commission (\"FCC\" or \"Commission\") takes another important step to protect the Nation's submarine cable infrastructure from threats in an evolving national security and law enforcement landscape by undertaking the first major comprehensive review of the Commission's submarine cable rules since 2001. This review seeks to develop forward-looking rules to better protect submarine cables, identify and mitigate harms affecting national security and law enforcement, and facilitate the deployment of submarine cables and capacity to the market. Among other things, the Commission proposes to adopt a three-year periodic reporting requirement for submarine cable landing licenses; in the alternative, the Commission seeks comment on shortening the current 25-year submarine cable license term or adopting a shorter license term in combination with periodic reporting. The Commission also proposes or seeks comment on codifying the Commission's legal jurisdiction and other legal requirements in its rules to provide regulatory certainty to submarine cable owners and operators. Additionally, the Commission proposes and seeks comment on appropriate applicant and application requirements to account for the evolution of technologies and facilities and changes in the national security landscape over the last two decades and to ensure the Commission has targeted and granular information regarding the ownership, control, use of a submarine cable system, and other things, which are critical to the Commission's review to assess potential national security risks and other important public interest factors. Further, the Commission seeks comment on improving the quality of the circuit capacity data and facilitating the sharing of such information with other Federal agencies. Through these proposals, the Commission seeks to ensure that the Commission is exercising appropriate oversight of submarine cables to safeguard U.S. communications networks.","document_number":"2025-03718","html_url":"https://www.federalregister.gov/documents/2025/03/13/2025-03718/review-of-submarine-cable-landing-license-rules-and-procedures-to-assess-evolving-national-security","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-03-13/pdf/2025-03718.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-03718.pdf?1741783507","publication_date":"2025-03-13","agencies":[{"raw_name":"FEDERAL COMMUNICATIONS COMMISSION","name":"Federal Communications Commission","id":161,"url":"https://www.federalregister.gov/agencies/federal-communications-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/161","parent_id":null,"slug":"federal-communications-commission"}],"excerpts":"and whether the process it <span class=\"match\">proposes</span> herein would provide applicants and cable landing licensees with sufficient due process and notice and opportunity to respond. The Commission notes that the process that it <span class=\"match\">proposes</span> to apply in cases involving denial of cable landing license applications or revocation of cable landing licenses is distinct from the Commission's subpart B hearing <span class=\"match\">rules</span>, including the written hearing <span class=\"match\">rules</span> codified in §§ 1.371 through 1.377. The Commission has never applied its subpart B hearing <span class=\"match\">rules</span> to every adjudication,\n 26 "}]}