{"description":"Documents matching 'respect registered offering under securities'","count":10000,"total_pages":50,"next_page_url":"https://www.federalregister.gov/api/v1/documents?conditions%5Bterm%5D=respect+registered+offering+under+securities&format=json&page=2","results":[{"title":"Registered Offering Reform","type":"Proposed Rule","abstract":"The Securities and Exchange Commission (\"Commission\") is proposing amendments that are intended to facilitate capital formation in the public securities markets. Specifically, the proposed amendments would make Form S-3 and the ability to conduct shelf offerings available to significantly more issuers, extend certain benefits currently reserved for \"well-known seasoned issuers\" to a broader set of issuers, and modernize Form S-1 by expanding the ability to incorporate information by reference into that form. The proposed amendments also would make conforming changes to the registration, communication, and offering process for certain business development companies and registered closed-end investment companies that register securities on Form N-2. We also are proposing to amend the communication rules to permit broad-based advertising for certain insurance products. In addition, we are proposing certain other amendments that are intended to modernize certain rules. Finally, to mitigate the costs and complexity of conducting a registered offering, the proposed amendments would preempt State securities law registration and qualification requirements for all registered offerings.","document_number":"2026-10373","html_url":"https://www.federalregister.gov/documents/2026/05/26/2026-10373/registered-offering-reform","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-05-26/pdf/2026-10373.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-10373.pdf?1779453911","publication_date":"2026-05-26","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"the public markets rather than through \n \n exempt <span class=\"match\">offerings</span> conducted in the domestic and offshore markets. Investors in these companies will benefit by such companies' improved access to capital on more favorable terms.”); <span class=\"match\">Securities</span> <span class=\"match\">Offering</span> Reform Adopting Release at 44794 (“Typically, <span class=\"match\">registered</span> <span class=\"match\">securities</span> enjoy more liquid markets than unregistered <span class=\"match\">securities</span>. Therefore, <span class=\"match\">registered</span> <span class=\"match\">securities</span> are less likely to be subject to a liquidity discount. In addition, <span class=\"match\">registered</span> <span class=\"match\">securities</span> <span class=\"match\">offerings</span> provide a potentially larger investor base than that"},{"title":"Agency Information Collection Activities: Information Collection Renewal; Comment Request; Securities Offering Disclosure Rules","type":"Notice","abstract":"The OCC, as part of its continuing effort to reduce paperwork and respondent burden, invites comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995 (PRA). In accordance with the requirements of the PRA, the OCC may not conduct or sponsor, and the respondent is not required to respond to, an information collection unless it displays a currently valid Office of Management and Budget (OMB) control number. The OCC is soliciting comment concerning the renewal of its information collection titled, \"Securities Offering Disclosure Rules.\"","document_number":"2026-09641","html_url":"https://www.federalregister.gov/documents/2026/05/14/2026-09641/agency-information-collection-activities-information-collection-renewal-comment-request-securities","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-05-14/pdf/2026-09641.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-09641.pdf?1778676320","publication_date":"2026-05-14","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Office of the Comptroller of the Currency","name":"Comptroller of the Currency","id":80,"url":"https://www.federalregister.gov/agencies/comptroller-of-the-currency","json_url":"https://www.federalregister.gov/api/v1/agencies/80","parent_id":497,"slug":"comptroller-of-the-currency"}],"excerpts":"239) registration statement <span class=\"match\">under</span> the <span class=\"match\">Securities</span> Act of 1933 (<span class=\"match\">Securities</span> Act).\n \n \n Abbreviated Form for Registration. \n <span class=\"match\">Under</span> 12 CFR 16.6, a national bank or Federal savings association may be deemed in compliance with certain registration requirements of Part 16 for offers and sales of nonconvertible debt if such debt is offered and sold only to accredited investors meeting the conditions in 12 CFR 16.6. According to 12 CFR 16.6(a)(1), the national bank or Federal savings association must have <span class=\"match\">securities</span> <span class=\"match\">registered</span> <span class=\"match\">under</span> or be a subsidiary of a company"},{"title":"Concept Release on Residential Mortgage-Backed Securities Disclosures and Enhancements to Asset-Backed Securities Registration","type":"Proposed Rule","abstract":"The Securities and Exchange Commission (\"Commission\") is publishing this concept release to solicit comments on whether to amend the asset-level disclosure requirements for residential mortgage-backed securities in Item 1125 of Regulation AB and whether to revise generally the definition of \"asset-backed security\" and/or other definitions in Item 1101 of Regulation AB. The Commission is considering these steps to expand issuer and investor access to the registered asset-backed securities markets and facilitate enhanced capital formation and liquidity while maintaining appropriate investor protections.","document_number":"2025-19152","html_url":"https://www.federalregister.gov/documents/2025/10/01/2025-19152/concept-release-on-residential-mortgage-backed-securities-disclosures-and-enhancements-to","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-10-01/pdf/2025-19152.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-19152.pdf?1759236316","publication_date":"2025-10-01","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"discussed in this release. \n IV. Definition of Asset-Backed <span class=\"match\">Security</span> Generally \n A. Background \n \n When the Commission adopted Regulation AB in 2004, it defined “asset-backed <span class=\"match\">security</span>” to demarcate the <span class=\"match\">securities</span> and <span class=\"match\">offerings</span> to which the rules would apply for purposes of registration, disclosure, and reporting <span class=\"match\">under</span> the <span class=\"match\">Securities</span> Act and the Exchange Act.\n 80 \n \n Specifically, Item 1101(c) of Regulation AB (the “Regulation AB ABS Definition”) defines “asset-backed <span class=\"match\">security</span>” as a “<span class=\"match\">security</span> that is primarily serviced by the cash flows of a discrete"},{"title":"Registration for Index-Linked Annuities and Registered Market Value Adjustment Annuities; Amendments To Form N-4 for Index-Linked Annuities, Registered Market Value Adjustment Annuities, and Variable Annuities; Other Technical Amendments","type":"Rule","abstract":"The Securities and Exchange Commission (\"Commission\") is adopting rule and form amendments to provide a tailored form to register the offerings of registered index-linked annuities (\"RILAs\"). Specifically, the Commission is amending the form currently used by most variable annuity separate accounts, Form N-4, to require issuers of RILAs to register offerings on that form as well. To facilitate this amendment, the Commission is also amending certain filing rules and making other related amendments. These changes will implement the requirements relating to RILAs contained in the Consolidated Appropriations Act, 2023. The Commission is also extending the registration, filing, and disclosure requirements that the Commission is adopting for RILA offerings to the offerings of registered market value adjustment annuities. Further, the Commission is adopting other amendments to Form N-4 that will apply to all issuers that use that form. The Commission is applying to RILA and registered market value adjustment annuity advertisements and sales literature a current Commission rule that provides guidance as to when sales literature is materially misleading under the Federal securities laws. Finally, the Commission is adopting technical amendments to Forms N-6 and N-3 to correct errors from prior Commission rulemakings.","document_number":"2024-14925","html_url":"https://www.federalregister.gov/documents/2024/07/24/2024-14925/registration-for-index-linked-annuities-and-registered-market-value-adjustment-annuities-amendments","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-07-24/pdf/2024-14925.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-14925.pdf?1721738713","publication_date":"2024-07-24","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"form used to <span class=\"match\">register</span> most variable annuity contracts.\n \n \n \n \n 28 \n  \n See \n Proposing Release at Section I.B.\n \n \n \n <span class=\"match\">Registered</span> MVA annuities also are <span class=\"match\">securities</span> for purposes of the <span class=\"match\">Securities</span> Act. They are <span class=\"match\">securities</span> because the MVA feature imposes certain investment risks on purchasers.\n 29 \n \n Like RILA <span class=\"match\">offerings</span>, <span class=\"match\">offerings</span> of <span class=\"match\">registered</span> MVA annuities are currently <span class=\"match\">registered</span> on Forms S-1 or S-3. While this section of the Release discusses the registration requirements for RILAs, the current registration requirements for <span class=\"match\">registered</span> MVA annuities"},{"title":"Continuation of the National Emergency With Respect to the Threat From Securities Investments That Finance Certain Companies of the People's Republic of China","type":"Presidential Document","abstract":null,"document_number":"2025-19832","html_url":"https://www.federalregister.gov/documents/2025/11/07/2025-19832/continuation-of-the-national-emergency-with-respect-to-the-threat-from-securities-investments-that","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-11-07/pdf/2025-19832.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-19832.pdf?1762445706","publication_date":"2025-11-07","agencies":[{"raw_name":"EXECUTIVE OFFICE OF THE PRESIDENT","name":"Executive Office of the President","id":538,"url":"https://www.federalregister.gov/agencies/executive-office-of-the-president","json_url":"https://www.federalregister.gov/api/v1/agencies/538","parent_id":null,"slug":"executive-office-of-the-president"}],"excerpts":"raise capital by selling <span class=\"match\">securities</span> to United States investors that trade on public exchanges both here and abroad, lobbying United States index providers and funds to include these <span class=\"match\">securities</span> in market <span class=\"match\">offerings</span>, and engaging in other acts to ensure access to United States capital. \n The President further found that the PRC's military-industrial complex, by directly supporting the efforts of the PRC's military, intelligence, and other <span class=\"match\">security</span> apparatuses, constituted an unusual and extraordinary threat to the national <span class=\"match\">security</span>, foreign policy, and"},{"title":"Protecting Against National Security Threats in Domestic Telecommunications Service","type":"Proposed Rule","abstract":"The Secure and Trusted Communications Networks Act of 2019 (Pub. L. 116-124, 134 Stat. 158 (2020) (codified as amended at 47 U.S.C. 1601-1609)) mandates that the Federal Communications Commission (Commission) publish and maintain a list of communications equipment and services (i.e., the Covered List) that have been determined by agencies with national security responsibilities to pose an unacceptable risk to the national security of the United States or the security and safety of U.S. persons. In this document, the Commission adopted a Notice of Proposed Rulemaking (NPRM) that proposes to exclude entities identified on the \"Covered List\" from providing domestic interstate telecommunications services pursuant to blanket authority under section 214 of the Communications Act of 1934, as amended (47 U.S.C. 214). The NPRM also seeks comment on other potential exclusions from blanket authority under section 214 and other related measures.","document_number":"2026-09190","html_url":"https://www.federalregister.gov/documents/2026/05/08/2026-09190/protecting-against-national-security-threats-in-domestic-telecommunications-service","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-05-08/pdf/2026-09190.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-09190.pdf?1778157919","publication_date":"2026-05-08","agencies":[{"raw_name":"FEDERAL COMMUNICATIONS COMMISSION","name":"Federal Communications Commission","id":161,"url":"https://www.federalregister.gov/agencies/federal-communications-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/161","parent_id":null,"slug":"federal-communications-commission"}],"excerpts":"(\n i.e., \n the Covered List) that have been determined by agencies with national <span class=\"match\">security</span> responsibilities to pose an unacceptable risk to the national <span class=\"match\">security</span> of the United States or the <span class=\"match\">security</span> and safety of U.S. persons. In this document, the Commission adopted a Notice of Proposed Rulemaking (NPRM) that proposes to exclude entities identified on the “Covered List” from providing domestic interstate telecommunications services pursuant to blanket authority <span class=\"match\">under</span> section 214 of the Communications Act of 1934, as amended (47 U.S.C. 214). The NPRM"},{"title":"Application of the Federal Securities Laws to Certain Types of Crypto Assets and Certain Transactions Involving Crypto Assets","type":"Rule","abstract":"The Securities and Exchange Commission (\"Commission\" or \"SEC\") issues herein an interpretation regarding the application of the Federal securities laws to certain types of crypto assets and certain transactions involving crypto assets. The references in this release to \"we\" and \"our\" are to the Commission. The Commodity Futures Trading Commission (\"CFTC\") provides herein guidance relating to that interpretation.","document_number":"2026-05635","html_url":"https://www.federalregister.gov/documents/2026/03/23/2026-05635/application-of-the-federal-securities-laws-to-certain-types-of-crypto-assets-and-certain","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-03-23/pdf/2026-05635.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-05635.pdf?1774010720","publication_date":"2026-03-23","agencies":[{"raw_name":"COMMODITY FUTURES TRADING COMMISSION","name":"Commodity Futures Trading Commission","id":77,"url":"https://www.federalregister.gov/agencies/commodity-futures-trading-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/77","parent_id":null,"slug":"commodity-futures-trading-commission"},{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"definition of “<span class=\"match\">security</span>” as applied to crypto assets and transactions involving crypto assets as part of its efforts to provide greater clarity regarding the Commission's treatment of crypto assets <span class=\"match\">under</span> the Federal <span class=\"match\">securities</span> laws. We first discuss the definition of “<span class=\"match\">security</span>” <span class=\"match\">under</span> the Federal <span class=\"match\">securities</span> laws, including the term “investment contract.” We then classify crypto assets into categories based on their characteristics, uses, and functions, and analyze each category <span class=\"match\">under</span> the definition of “<span class=\"match\">security</span>.” We also address how a “non-<span class=\"match\">security</span> crypto"},{"title":"Staff Report on the Definitions of “Security-Based Swap Dealer” and “Major Security-Based Swap Participant”","type":"Notice","abstract":"The Securities and Exchange Commission directed staff to prepare and is now publishing a report examining the effect and application of the definitions of \"security-based swap dealer\" and \"major security-based swap participant.\" Those definitions include an exception from designation as a security-based swap dealer for an entity that engages in a de minimis quantity of security-based swap dealing, as well as separate thresholds below which an entity would not become a major security-based swap participant. As provided in the Commission's rules, nine months after publication of this report and after considering any public comments received, the Commission may by order either terminate the phase-in period for the de minimis thresholds, thereby allowing thresholds of $3 billion for credit default swaps that constitute security-based swaps and $150 million for non-credit default swaps that constitute security-based swaps to take effect and replace the current phase-in thresholds of $8 billion and $400 million, respectively, or propose different thresholds through rulemaking; however, the Commission has issued an order providing a temporary exemption that has the effect of continuing to apply the phase-in thresholds of $8 billion and $400 million until May 8, 2028. The public is invited to comment on all aspects of this report, which may inform the Commission's consideration of potential changes to the de minimis exception and the rules further defining the terms \"security-based swap dealer\" and \"major security-based swap participant.\"","document_number":"2026-08558","html_url":"https://www.federalregister.gov/documents/2026/05/04/2026-08558/staff-report-on-the-definitions-of-security-based-swap-dealer-and-major-security-based-swap","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-05-04/pdf/2026-08558.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-08558.pdf?1777639507","publication_date":"2026-05-04","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"these 13 <span class=\"match\">registered</span> SBSDs, as well as the 10 <span class=\"match\">registered</span> SBSDs with no CDS new trade activity during the review period, may already have been eligible to de-<span class=\"match\">register</span> on the measurement date <span class=\"match\">under</span> the current $8 billion threshold, provided that their aggregate SBS dealing activity also fell below the other applicable de minimis thresholds. Based on their estimated potential SBS dealing activity, any of these 23 <span class=\"match\">registered</span> SBSDs that were eligible to de-<span class=\"match\">register</span> <span class=\"match\">under</span> an $8 billion threshold also would have been eligible to de-<span class=\"match\">register</span> <span class=\"match\">under</span> a $3 billion"},{"title":"Transparency in Coverage","type":"Proposed Rule","abstract":"These proposed rules set forth proposed requirements that would amend the regulations under the Public Health Service Act, the Employee Retirement Income Security Act of 1974, and the Internal Revenue Code regarding price transparency reporting requirements for non-grandfathered group health plans and health insurance issuers offering non-grandfathered group and individual health insurance coverage. Specifically, these proposed rules would improve the standardization, accuracy, and accessibility of public pricing disclosures in line with the goals of the Executive Order 14221. With respect to the in-network rate and out-of-network allowed amount machine-readable files, these proposed rules would achieve these goals by adding new contextual files and additional data elements like product type, network name, and enrollment counts; changing the reporting level for aggregation of data; removing in-network rates for unlikely provider-to-service mappings; increasing the reporting period and lowering the claims threshold for out-of-network historical data; and reducing the reporting cadence. These proposed rules would also improve the findability of all of the publicly disclosed machine- readable files required under the Transparency in Coverage rules, including the prescription drug file, by requiring a text file and footer with website URLs and contact information for the files. These proposed rules would also require pricing information that is made available through an online consumer tool and paper (upon request), to also be made available by phone, and establish that the satisfaction of such requirement also satisfies the requirements of section 114 of the No Surprises Act (including for grandfathered group health plans and health insurance issuers offering grandfathered group and individual health insurance coverage that are not otherwise subject to these proposed rules).","document_number":"2025-23693","html_url":"https://www.federalregister.gov/documents/2025/12/23/2025-23693/transparency-in-coverage","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-12-23/pdf/2025-23693.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-23693.pdf?1766178909","publication_date":"2025-12-23","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Internal Revenue Service","name":"Internal Revenue Service","id":254,"url":"https://www.federalregister.gov/agencies/internal-revenue-service","json_url":"https://www.federalregister.gov/api/v1/agencies/254","parent_id":497,"slug":"internal-revenue-service"},{"raw_name":"DEPARTMENT OF LABOR","name":"Labor Department","id":271,"url":"https://www.federalregister.gov/agencies/labor-department","json_url":"https://www.federalregister.gov/api/v1/agencies/271","parent_id":null,"slug":"labor-department"},{"raw_name":"Employee Benefits Security Administration","name":"Employee Benefits Security Administration","id":131,"url":"https://www.federalregister.gov/agencies/employee-benefits-security-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/131","parent_id":271,"slug":"employee-benefits-security-administration"},{"raw_name":"DEPARTMENT OF HEALTH AND HUMAN SERVICES","name":"Health and Human Services Department","id":221,"url":"https://www.federalregister.gov/agencies/health-and-human-services-department","json_url":"https://www.federalregister.gov/api/v1/agencies/221","parent_id":null,"slug":"health-and-human-services-department"}],"excerpts":"files <span class=\"match\">under</span> redesignated paragraph (b)(4). With <span class=\"match\">respect</span> to the contextual files that related to the In-network Rate Files <span class=\"match\">under</span> paragraph (b)(1)(i), <span class=\"match\">under</span> proposed paragraph (b)(4)(iii), the Change-log File proposed at paragraph (b)(2)(i) would be required to be posted beginning on the first day of the calendar-year quarter following the date on which the first In-network Rate File is required to be posted <span class=\"match\">under</span> paragraph (b)(4)(i), and updated and posted quarterly whether or not there are changes to that file since it was last posted. <span class=\"match\">Under</span> proposed"},{"title":"Electronic Furnishing of Payee Statements Regarding Digital Asset Sales by Brokers","type":"Proposed Rule","abstract":"This document contains proposed regulations that would provide digital asset brokers that are required to furnish to their customers written statements reflecting information provided to the IRS with respect to digital asset sale transactions with an alternative process for obtaining consent from their customers to receive these statements in an electronic format without offering a paper delivery alternative.","document_number":"2026-04431","html_url":"https://www.federalregister.gov/documents/2026/03/06/2026-04431/electronic-furnishing-of-payee-statements-regarding-digital-asset-sales-by-brokers","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-03-06/pdf/2026-04431.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-04431.pdf?1772718312","publication_date":"2026-03-06","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Internal Revenue Service","name":"Internal Revenue Service","id":254,"url":"https://www.federalregister.gov/agencies/internal-revenue-service","json_url":"https://www.federalregister.gov/api/v1/agencies/254","parent_id":497,"slug":"internal-revenue-service"}],"excerpts":"paper if it has obtained consent from the customer <span class=\"match\">under</span> the applicable rules for consent for each of the statements to be included in the consolidated reporting statement. Therefore, to combine a 1099-B statement with <span class=\"match\">respect</span> to a sale of stock and a 1099-DA statement with <span class=\"match\">respect</span> to a sale of digital assets in an electronically furnished consolidated reporting statement, the broker would need to obtain consent from the customer with <span class=\"match\">respect</span> to the electronic furnishing of the 1099-B statement <span class=\"match\">under</span> the guidance set forth in section 4.6.2 of Publication"},{"title":"Joint Request for Comment on Further Implementation of Portfolio Margining and Cross-Margining of Securities and Derivatives","type":"Proposed Rule","abstract":"The Commodity Futures Trading Commission (\"CFTC\") and the Securities and Exchange Commission (\"SEC\") (together, the \"Commissions\") request public comment on potential ways to further implement portfolio and cross-margining of securities and derivatives that are subject to the jurisdiction of either the SEC or CFTC, or both Commissions.","document_number":"2026-13182","html_url":"https://www.federalregister.gov/documents/2026/06/30/2026-13182/joint-request-for-comment-on-further-implementation-of-portfolio-margining-and-cross-margining-of","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-30/pdf/2026-13182.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-13182.pdf?1782737118","publication_date":"2026-06-30","agencies":[{"raw_name":"COMMODITY FUTURES TRADING COMMISSION","name":"Commodity Futures Trading Commission","id":77,"url":"https://www.federalregister.gov/agencies/commodity-futures-trading-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/77","parent_id":null,"slug":"commodity-futures-trading-commission"},{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"requirements <span class=\"match\">under</span> Regulation T for “financial relations between a customer and a creditor” that comply with an SRO portfolio margin rule. 12 CFR 220.1(b)(3)(i). Eligible <span class=\"match\">securities</span> and derivatives <span class=\"match\">under</span> FINRA's portfolio margin rules (FINRA Rule 4210(g)) generally include a margin equity <span class=\"match\">security</span>, a listed option on an equity <span class=\"match\">security</span> or index of equity <span class=\"match\">securities</span>, a <span class=\"match\">securities</span> futures product, an unlisted derivative on an equity <span class=\"match\">security</span> or index of equity <span class=\"match\">securities</span>, a warrant on an equity <span class=\"match\">security</span> or index of equity <span class=\"match\">securities</span>, and a related"},{"title":"Modernizing Security Requirements","type":"Proposed Rule","abstract":"The U.S. Nuclear Regulatory Commission (NRC) is proposing to revise its regulations to modernize security and fitness-for-duty requirements to enhance efficiency, consistent with Executive Order 14300, \"Ordering the Reform of the Nuclear Regulatory Commission.\" The proposed revisions are intended to reduce regulatory burden, where appropriate, while continuing to provide reasonable assurance that safety and security will be adequately maintained at NRC-licensed facilities.","document_number":"2026-12989","html_url":"https://www.federalregister.gov/documents/2026/06/26/2026-12989/modernizing-security-requirements","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-26/pdf/2026-12989.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-12989.pdf?1782391523","publication_date":"2026-06-26","agencies":[{"raw_name":"NUCLEAR REGULATORY COMMISSION","name":"Nuclear Regulatory Commission","id":383,"url":"https://www.federalregister.gov/agencies/nuclear-regulatory-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/383","parent_id":null,"slug":"nuclear-regulatory-commission"}],"excerpts":"continue to apply to the small subset of licensee employees that perform critical safety and <span class=\"match\">security</span>-related functions (\n i.e., \n individuals licensed <span class=\"match\">under</span> 10 CFR part 55, “Operators' Licenses,” to operate a power reactor, <span class=\"match\">security</span> personnel <span class=\"match\">under</span> § 26.4(a)(5), FFD program personnel <span class=\"match\">under</span> § 26.4(g), and any supervisory personnel directing the operation or maintenance of safety- or <span class=\"match\">security</span>-related SSCs or directing the performance of <span class=\"match\">security</span> duties <span class=\"match\">under</span> § 26.4(a)(5)).\n \n (g) Random Testing—Use of Consortium/Third-Party Administrators \n The proposed"},{"title":"Registering NFA Firearms That Fall Out of Government Contract","type":"Proposed Rule","abstract":"The Bureau of Alcohol, Tobacco, Firearms, and Explosives (\"ATF\") proposes amending Department of Justice (\"Department\") regulations implementing a statutory exemption and a statutory authority to grant relief from certain National Firearms Act (\"NFA\") requirements to better distinguish between them. ATF also proposes to amend manufacturer registration requirements to include a provision granting relief to manufacturers from registering firearms they manufacture for the U.S. Government (\"USG\"). In conjunction with this, ATF is proposing a new provision permitting manufacturers to register such firearms \"late\"--after the existing regulatory window for registering manufactured firearms--if they fall out of USG contract.","document_number":"2026-13586","html_url":"https://www.federalregister.gov/documents/2026/07/06/2026-13586/registering-nfa-firearms-that-fall-out-of-government-contract","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-07-06/pdf/2026-13586.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-13586.pdf?1782996321","publication_date":"2026-07-06","agencies":[{"raw_name":"DEPARTMENT OF JUSTICE","name":"Justice Department","id":268,"url":"https://www.federalregister.gov/agencies/justice-department","json_url":"https://www.federalregister.gov/api/v1/agencies/268","parent_id":null,"slug":"justice-department"},{"raw_name":"Bureau of Alcohol, Tobacco, Firearms, and Explosives","name":"Alcohol, Tobacco, Firearms, and Explosives Bureau","id":19,"url":"https://www.federalregister.gov/agencies/alcohol-tobacco-firearms-and-explosives-bureau","json_url":"https://www.federalregister.gov/api/v1/agencies/19","parent_id":268,"slug":"alcohol-tobacco-firearms-and-explosives-bureau"}],"excerpts":"manufacturers to <span class=\"match\">register</span> USG NFA firearms late if they fall out of contract would be beneficial to industry and would not present a public safety risk. It simply permits <span class=\"match\">registering</span> these particular firearms, which were specially exempt <span class=\"match\">under</span> the NFA because they were for the USG, at a later \n \n time in the NFRTR. The firearms are subject thereafter to all the requirements for <span class=\"match\">registered</span> NFA firearms, just like other NFA firearms that were <span class=\"match\">registered</span> when first manufactured. Historically, as reflected in ATF crime gun data, <span class=\"match\">registered</span> NFA firearms"},{"title":"Implementing Certain Tariff-Related Elements of a Trade and Security Agreement Between the American Institute in Taiwan and the Taipei Economic and Cultural Representative Office in the United States","type":"Notice","abstract":"On September 5, 2025, President Trump issued Executive Order 14346 (Modifying the Scope of Reciprocal Tariffs and Establishing Procedures for Implementing Trade and Security Agreements). Executive Order 14346 directed and authorized the Secretary of Commerce (Secretary) and the United States Trade Representative (Trade Representative) to implement the terms of any framework trade and security agreement or final trade and security agreement concluded between the United States and a foreign trading partner that involve the national emergency declared in Executive Order 14257 of April 2, 2025 (Regulating Imports with a Reciprocal Tariff to Rectify Trade Practices that Contribute to Large and Persistent Annual United States Goods Trade Deficits), or threats to the national security found pursuant to Section 232 of the Trade Expansion Act of 1962 (Section 232). On January 15, 2026, the American Institute in Taiwan (AIT) and the Taipei Economic and Cultural Representative Office in the United States (TECRO) signed the Memorandum of Understanding Between the Taipei Economic and Cultural Representative Office in the United States and the American Institute in Taiwan Relating to Taiwan-U.S. Investment (MOU). In the MOU, the United States committed to, among other things, modify tariffs imposed under Section 232 in certain respects. On February 12, 2026, AIT and TECRO signed the Agreement Between the American Institute in Taiwan and the Taipei Economic and Cultural Representative Office in the United States on Reciprocal Trade Between the United States of America and Taiwan (ART or Agreement). Both the MOU and the ART qualify for implementation under Executive Order 14346. The Secretary and Trade Representative are taking necessary and appropriate action to implement the MOU at this time. The Secretary and Trade Representative are not implementing the ART at this time as it has not yet entered into force. This notice amends the Harmonized Tariff Schedule of the United States (HTSUS) to implement the terms of the MOU pertaining to the modification of certain Section 232 tariffs applied to automobile parts, timber, lumber, and wood derivative products of Taiwan. In addition, the MOU states that the United States will remove derivative Section 232 steel, aluminum, and copper tariffs from aircraft components that are products of Taiwan.","document_number":"2026-10571","html_url":"https://www.federalregister.gov/documents/2026/05/28/2026-10571/implementing-certain-tariff-related-elements-of-a-trade-and-security-agreement-between-the-american","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-05-28/pdf/2026-10571.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-10571.pdf?1779885911","publication_date":"2026-05-28","agencies":[{"raw_name":"DEPARTMENT OF COMMERCE","name":"Commerce Department","id":54,"url":"https://www.federalregister.gov/agencies/commerce-department","json_url":"https://www.federalregister.gov/api/v1/agencies/54","parent_id":null,"slug":"commerce-department"},{"raw_name":"International Trade Administration","name":"International Trade Administration","id":261,"url":"https://www.federalregister.gov/agencies/international-trade-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/261","parent_id":54,"slug":"international-trade-administration"},{"raw_name":"OFFICE OF THE UNITED STATES TRADE REPRESENTATIVE","name":"Trade Representative, Office of United States","id":491,"url":"https://www.federalregister.gov/agencies/trade-representative-office-of-united-states","json_url":"https://www.federalregister.gov/api/v1/agencies/491","parent_id":null,"slug":"trade-representative-office-of-united-states"}],"excerpts":"Executive Order 14257, monitor imports with <span class=\"match\">respect</span> to national <span class=\"match\">security</span> threats found by the President <span class=\"match\">under</span> Section 232, update the President on the status of these conditions, inform the President of any circumstance that, in their opinion, might indicate the need for further action, and recommend additional action that, in their opinion, will more effectively deal with the national emergency declared in Executive Order 14257 or more effectively address the national <span class=\"match\">security</span> threats found by the President <span class=\"match\">under</span> Section 232. Accordingly, the Annex to"},{"title":"Rescission of Climate-Related Disclosure Rules","type":"Proposed Rule","abstract":"The Securities and Exchange Commission (\"Commission\") proposes to rescind amendments to its rules under the Securities Act of 1933 (\"Securities Act\") and Securities Exchange Act of 1934 (\"Exchange Act\") that require registrants to provide certain climate- related information in their registration statements and annual reports.","document_number":"2026-11091","html_url":"https://www.federalregister.gov/documents/2026/06/03/2026-11091/rescission-of-climate-related-disclosure-rules","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-03/pdf/2026-11091.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-11091.pdf?1780404317","publication_date":"2026-06-03","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":" \n In the Federal <span class=\"match\">securities</span> laws, Congress required specific disclosures for registrants conducting public <span class=\"match\">offerings</span> in the United States or <span class=\"match\">registering</span> <span class=\"match\">securities</span> for trading on U.S. exchanges. When enacting the <span class=\"match\">Securities</span> Act and the Exchange Act, Congress explicitly called for disclosures of items central to an understanding of a registrant's business, operation and performance, financial condition, directors, management and control, capital structure, the rights of <span class=\"match\">security</span> holders, and the terms of a <span class=\"match\">registered</span> <span class=\"match\">offering</span>.\n 47 \n \n These disclosures"},{"title":"CME Securities Clearing, Inc.; Order Granting an Application for Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934","type":"Notice","abstract":null,"document_number":"2025-21908","html_url":"https://www.federalregister.gov/documents/2025/12/04/2025-21908/cme-securities-clearing-inc-order-granting-an-application-for-registration-as-a-clearing-agency","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-12-04/pdf/2025-21908.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-21908.pdf?1764769512","publication_date":"2025-12-04","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"2025. \n I. Introduction \n \n On December 13, 2024, CME <span class=\"match\">Securities</span> Clearing, Inc. (“CMESC”) filed with the <span class=\"match\">Securities</span> and Exchange Commission (“Commission”) an application on Form CA-1 (“Application”) <span class=\"match\">under</span> Section 17A of the <span class=\"match\">Securities</span> Exchange Act of 1934 (“Exchange Act”) seeking to <span class=\"match\">register</span> as a clearing agency to provide central counterparty (“CCP”) services for transactions involving U.S. Treasury <span class=\"match\">securities</span>.\n 1 \n \n Notice of the Application was published for comment in the \n Federal <span class=\"match\">Register</span> \n on January 22, 2025.\n \n 2 \n \n \n On April 18, 2025"},{"title":"Withdrawal of Proposed Regulatory Actions","type":"Proposed Rule","abstract":"The Securities and Exchange Commission (\"Commission\") is formally withdrawing certain notices of proposed rulemaking issued between March 2022 and November 2023. The Commission does not intend to issue final rules with respect to these proposals. If the Commission decides to pursue future regulatory action in any of these areas, it will issue a new proposed rule.","document_number":"2025-11110","html_url":"https://www.federalregister.gov/documents/2025/06/17/2025-11110/withdrawal-of-proposed-regulatory-actions","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-06-17/pdf/2025-11110.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-11110.pdf?1750077920","publication_date":"2025-06-17","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"Exchanges, <span class=\"match\">Security</span>-Based Swap Data Repositories, <span class=\"match\">Security</span>-Based Swap Dealers, and Transfer Agents \n \n On April 5, 2023, the Commission published a proposed new rule and form and amendments to existing rules to, among other things, require broker-dealers, clearing agencies, major <span class=\"match\">security</span>-based swap participants, the Municipal <span class=\"match\">Securities</span> Rulemaking Board, national <span class=\"match\">securities</span> associations, national <span class=\"match\">securities</span> exchanges, <span class=\"match\">security</span>-based swap data repositories, <span class=\"match\">security</span>-based swap dealers, and transfer agents to address cybersecurity risks through policies"},{"title":"Paxos Securities Settlement Company, LLC; Order Granting an Application for Temporary Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934","type":"Notice","abstract":null,"document_number":"2026-10808","html_url":"https://www.federalregister.gov/documents/2026/05/29/2026-10808/paxos-securities-settlement-company-llc-order-granting-an-application-for-temporary-registration-as","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-05-29/pdf/2026-10808.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-10808.pdf?1779972329","publication_date":"2026-05-29","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"Introduction \n \n On July 14, 2025, Paxos <span class=\"match\">Securities</span> Settlement Company, LLC (“PSSC”) filed with the <span class=\"match\">Securities</span> and Exchange Commission (“Commission”) an application on Form CA-1 (“Application”) <span class=\"match\">under</span> Section 17A of the <span class=\"match\">Securities</span> Exchange Act of 1934 (“Exchange Act”) seeking to <span class=\"match\">register</span> as a clearing agency to provide clearance and settlement services as a central <span class=\"match\">securities</span> depository (“CSD”) and <span class=\"match\">securities</span> settlement system.\n 1 \n \n Notice of the Application was published for comment in the \n Federal <span class=\"match\">Register</span> \n on August 6, 2025.\n 2 \n \n On November"},{"title":"Enhancing Coverage of Preventive Services Under the Affordable Care Act","type":"Proposed Rule","abstract":"This document withdraws a notice of proposed rulemaking that appeared in the Federal Register on October 28, 2024, regarding coverage of certain preventive services under the Affordable Care Act.","document_number":"2025-00774","html_url":"https://www.federalregister.gov/documents/2025/01/15/2025-00774/enhancing-coverage-of-preventive-services-under-the-affordable-care-act","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-01-15/pdf/2025-00774.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-00774.pdf?1736802922","publication_date":"2025-01-15","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Internal Revenue Service","name":"Internal Revenue Service","id":254,"url":"https://www.federalregister.gov/agencies/internal-revenue-service","json_url":"https://www.federalregister.gov/api/v1/agencies/254","parent_id":497,"slug":"internal-revenue-service"},{"raw_name":"DEPARTMENT OF LABOR","name":"Labor Department","id":271,"url":"https://www.federalregister.gov/agencies/labor-department","json_url":"https://www.federalregister.gov/api/v1/agencies/271","parent_id":null,"slug":"labor-department"},{"raw_name":"Employee Benefits Security Administration","name":"Employee Benefits Security Administration","id":131,"url":"https://www.federalregister.gov/agencies/employee-benefits-security-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/131","parent_id":271,"slug":"employee-benefits-security-administration"},{"raw_name":"DEPARTMENT OF HEALTH AND HUMAN SERVICES","name":"Health and Human Services Department","id":221,"url":"https://www.federalregister.gov/agencies/health-and-human-services-department","json_url":"https://www.federalregister.gov/api/v1/agencies/221","parent_id":null,"slug":"health-and-human-services-department"}],"excerpts":"ACTION: \n Withdrawal of notice of proposed rulemaking. \n \n \n SUMMARY: \n \n This document withdraws a notice of proposed rulemaking that appeared in the \n Federal <span class=\"match\">Register</span> \n on October 28, 2024, regarding coverage of certain preventive services <span class=\"match\">under</span> the Affordable Care Act.\n \n \n \n DATES: \n \n As of January 15, 2025, the notice of proposed rulemaking that appeared in the \n Federal <span class=\"match\">Register</span> \n on October 28, 2024, at 89 FR 85750 is withdrawn.\n \n \n \n ADDRESSES: \n \n Comments received on the proposed rule can be viewed at \n https://www.regulations.gov/"},{"title":"Continuation of the National Emergency With Respect to the Threat From Securities Investments That Finance Certain Companies of the People's Republic of China","type":"Presidential Document","abstract":null,"document_number":"2024-26227","html_url":"https://www.federalregister.gov/documents/2024/11/08/2024-26227/continuation-of-the-national-emergency-with-respect-to-the-threat-from-securities-investments-that","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-11-08/pdf/2024-26227.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-26227.pdf?1730996190","publication_date":"2024-11-08","agencies":[{"raw_name":"EXECUTIVE OFFICE OF THE PRESIDENT","name":"Executive Office of the President","id":538,"url":"https://www.federalregister.gov/agencies/executive-office-of-the-president","json_url":"https://www.federalregister.gov/api/v1/agencies/538","parent_id":null,"slug":"executive-office-of-the-president"}],"excerpts":"raise capital by selling <span class=\"match\">securities</span> to United States investors that trade on public exchanges both here and abroad, lobbying United States index providers and funds to include these <span class=\"match\">securities</span> in market <span class=\"match\">offerings</span>, and engaging in other acts to ensure access to United States capital. \n The President further found that the PRC's military-industrial complex, by directly supporting the efforts of the PRC's military, intelligence, and other <span class=\"match\">security</span> apparatuses, constituted an unusual and extraordinary threat to the national <span class=\"match\">security</span>, foreign policy, and"}]}