{"description":"Documents matching 'security account does belong have'","count":4033,"total_pages":50,"next_page_url":"https://www.federalregister.gov/api/v1/documents?conditions%5Bterm%5D=security+account+does+belong+have&format=json&page=2","results":[{"title":"EDGAR Filer Access and Account Management","type":"Rule","abstract":"The Securities and Exchange Commission (\"Commission\") is adopting rule and form amendments concerning access to and management of accounts on the Commission's Electronic Data Gathering, Analysis, and Retrieval system (\"EDGAR\") that are related to certain technical changes to EDGAR (collectively referred to as \"EDGAR Next\"). EDGAR Next will improve the security of EDGAR, enhance filers' ability to manage their EDGAR accounts, and modernize connections to EDGAR. The amendments require electronic filers (\"filers\") to authorize and maintain designated individuals as account administrators and to take certain actions, through their account administrators, to manage their accounts on EDGAR. Further, pursuant to these amendments, filers may only authorize individuals as account administrators or in the other roles described herein if those individuals first obtain individual account credentials in the manner specified in the EDGAR Filer Manual. As part of the EDGAR Next changes, optional Application Programming Interfaces (\"APIs\") will be offered to filers for machine-to-machine communication with EDGAR. Moreover, we are amending Volume I of the EDGAR Filer Manual to accord with these changes. Filers will have 12 months from the issuance of this release to transition to EDGAR Next.","document_number":"2024-30494","html_url":"https://www.federalregister.gov/documents/2024/12/27/2024-30494/edgar-filer-access-and-account-management","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-12-27/pdf/2024-30494.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-30494.pdf?1734642915","publication_date":"2024-12-27","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"EDGAR Next will enhance the <span class=\"match\">security</span> of filers' <span class=\"match\">accounts</span> by requiring anyone seeking to make a submission on EDGAR on behalf of a filer to sign in with individual <span class=\"match\">account</span> credentials, complete multifactor authentication, be authorized by the filer or the filer's <span class=\"match\">account</span> administrator and enter the filer's EDGAR <span class=\"match\">account</span>/central index key number (“CIK”) and central index key confirmation code (“CCC”). \n \n Commenters generally agreed that requiring individual <span class=\"match\">account</span> credentials for EDGAR access would improve EDGAR <span class=\"match\">security</span>, provide individual accountability"},{"title":"Staff Report on the Definitions of “Security-Based Swap Dealer” and “Major Security-Based Swap Participant”","type":"Notice","abstract":"The Securities and Exchange Commission directed staff to prepare and is now publishing a report examining the effect and application of the definitions of \"security-based swap dealer\" and \"major security-based swap participant.\" Those definitions include an exception from designation as a security-based swap dealer for an entity that engages in a de minimis quantity of security-based swap dealing, as well as separate thresholds below which an entity would not become a major security-based swap participant. As provided in the Commission's rules, nine months after publication of this report and after considering any public comments received, the Commission may by order either terminate the phase-in period for the de minimis thresholds, thereby allowing thresholds of $3 billion for credit default swaps that constitute security-based swaps and $150 million for non-credit default swaps that constitute security-based swaps to take effect and replace the current phase-in thresholds of $8 billion and $400 million, respectively, or propose different thresholds through rulemaking; however, the Commission has issued an order providing a temporary exemption that has the effect of continuing to apply the phase-in thresholds of $8 billion and $400 million until May 8, 2028. The public is invited to comment on all aspects of this report, which may inform the Commission's consideration of potential changes to the de minimis exception and the rules further defining the terms \"security-based swap dealer\" and \"major security-based swap participant.\"","document_number":"2026-08558","html_url":"https://www.federalregister.gov/documents/2026/05/04/2026-08558/staff-report-on-the-definitions-of-security-based-swap-dealer-and-major-security-based-swap","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-05-04/pdf/2026-08558.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-08558.pdf?1777639507","publication_date":"2026-05-04","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"for comment. \n \n \n SUMMARY: \n The <span class=\"match\">Securities</span> and Exchange Commission directed staff to prepare and is now publishing a report examining the effect and application of the definitions of “<span class=\"match\">security</span>-based swap dealer” and “major <span class=\"match\">security</span>-based swap participant.” Those definitions include an exception from designation as a <span class=\"match\">security</span>-based swap dealer for an entity that engages in a de minimis quantity of <span class=\"match\">security</span>-based swap dealing, as well as separate thresholds below which an entity would not become a major <span class=\"match\">security</span>-based swap participant. As provided"},{"title":"Proposal To Provide Exemptive Relief To Facilitate Cross-Margining of Customer Positions Cleared at Chicago Mercantile Exchange, Inc. and Fixed Income Clearing Corporation","type":"Proposed Rule","abstract":"The Commodity Futures Trading Commission (\"CFTC\" or \"Commission\") is proposing to issue an order pursuant to the Commodity Exchange Act (\"CEA\") that would provide exemptive relief from the CEA and Commission regulations related to segregation and protection of futures customer funds. The order would permit joint clearing members of the Chicago Mercantile Exchange, Inc. (\"CME\") and the Fixed Income Clearing Corporation (\"FICC\") that are dually registered as broker-dealers with the Securities and Exchange Commission (\"SEC\") and futures commission merchants (\"FCMs\") with the Commission (\"BD-FCMs\") to hold futures customer funds in a commingled customer account at FICC.","document_number":"2025-23150","html_url":"https://www.federalregister.gov/documents/2025/12/17/2025-23150/proposal-to-provide-exemptive-relief-to-facilitate-cross-margining-of-customer-positions-cleared-at","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-12-17/pdf/2025-23150.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-23150.pdf?1765892727","publication_date":"2025-12-17","agencies":[{"raw_name":"COMMODITY FUTURES TRADING COMMISSION","name":"Commodity Futures Trading Commission","id":77,"url":"https://www.federalregister.gov/agencies/commodity-futures-trading-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/77","parent_id":null,"slug":"commodity-futures-trading-commission"}],"excerpts":"arrangement is a <span class=\"match\">securities</span> <span class=\"match\">account</span> is that the rules of [the NYUCC] apply.”).\n \n \n \n Under the NYUCC, with exceptions not relevant here, a person acquires a <span class=\"match\">security</span> entitlement if a <span class=\"match\">securities</span> intermediary either (1) indicates by book entry that a financial asset has been credited to the person's <span class=\"match\">securities</span> <span class=\"match\">account</span>, or (2) receives a financial asset from the person and accepts it for credit to the person's <span class=\"match\">securities</span> <span class=\"match\">account</span>.\n 47 \n \n A person who is either identified in the records of a <span class=\"match\">securities</span> intermediary as <span class=\"match\">having</span> a <span class=\"match\">security</span> entitlement against"},{"title":"Order Providing Exemptive Relief To Facilitate Cross-Margining of Customer Positions Cleared at Chicago Mercantile Exchange, Inc. and Fixed Income Clearing Corporation","type":"Rule","abstract":"The Commodity Futures Trading Commission (\"CFTC\" or \"Commission\") is issuing an order pursuant to the Commodity Exchange Act (\"CEA\") that provides exemptive relief from the CEA and Commission regulations related to segregation and protection of futures customer funds. The order permits joint clearing members of the Chicago Mercantile Exchange, Inc. (\"CME\") and the Fixed Income Clearing Corporation (\"FICC\") that are dually registered as broker-dealers with the Securities and Exchange Commission (\"SEC\") and futures commission merchants (\"FCMs\") with the Commission (\"BD-FCMs\") to hold futures customer funds in a commingled customer account at FICC.","document_number":"2026-07643","html_url":"https://www.federalregister.gov/documents/2026/04/20/2026-07643/order-providing-exemptive-relief-to-facilitate-cross-margining-of-customer-positions-cleared-at","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-04-20/pdf/2026-07643.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-07643.pdf?1776429916","publication_date":"2026-04-20","agencies":[{"raw_name":"COMMODITY FUTURES TRADING COMMISSION","name":"Commodity Futures Trading Commission","id":77,"url":"https://www.federalregister.gov/agencies/commodity-futures-trading-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/77","parent_id":null,"slug":"commodity-futures-trading-commission"}],"excerpts":"arrangement is a <span class=\"match\">securities</span> <span class=\"match\">account</span> is that the rules of [the NYUCC] apply.”).\n \n \n \n \n Under the NYUCC, with exceptions not relevant here, a person acquires a <span class=\"match\">security</span> entitlement if a <span class=\"match\">securities</span> intermediary either (1) indicates by book entry that a financial asset has been credited to the person's <span class=\"match\">securities</span> <span class=\"match\">account</span>, or (2) receives a financial asset from the person and accepts it for credit to the person's <span class=\"match\">securities</span> <span class=\"match\">account</span>.\n 69 \n \n A person who is either identified in the records of a <span class=\"match\">securities</span> intermediary as <span class=\"match\">having</span> a <span class=\"match\">security</span> entitlement against"},{"title":"Electronic Fund Transfers Through Accounts Established Primarily for Personal, Family, or Household Purposes Using Emerging Payment Mechanisms","type":"Proposed Rule","abstract":"In light of interest by electronic fund transfer system market participants to offer new types of products to transfer funds and make purchases through accounts established primarily for personal, family, or household purposes, the Consumer Financial Protection Bureau (CFPB) is proposing this interpretive rule to assist companies, investors, and other market participants evaluating existing statutory and regulatory requirements governing electronic fund transfers (EFTs).","document_number":"2025-00565","html_url":"https://www.federalregister.gov/documents/2025/01/15/2025-00565/electronic-fund-transfers-through-accounts-established-primarily-for-personal-family-or-household","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-01-15/pdf/2025-00565.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-00565.pdf?1736862326","publication_date":"2025-01-15","agencies":[{"raw_name":"Consumer Financial Protection Bureau","name":"Consumer Financial Protection Bureau","id":573,"url":"https://www.federalregister.gov/agencies/consumer-financial-protection-bureau","json_url":"https://www.federalregister.gov/api/v1/agencies/573","parent_id":null,"slug":"consumer-financial-protection-bureau"}],"excerpts":"cover more than checking or savings <span class=\"match\">accounts</span>, noting that EFTA's definition of “<span class=\"match\">account</span>” is intended to be broad enough “to assure that all persons who offer equivalent EFT services involving any type of asset <span class=\"match\">account</span> are subject to the same standards and consumers owning such <span class=\"match\">accounts</span> are assured of uniform protections.” \n 39 \n \n The legislative history also explained that the term “<span class=\"match\">account</span>” was intended to go beyond a consumer's checking or savings <span class=\"match\">account</span>. It provided several examples of nonbank asset <span class=\"match\">accounts</span> that were within EFTA's coverage because"},{"title":"Clarification of Discretionary Employment Authorization for Certain Aliens","type":"Proposed Rule","abstract":"The Department of Homeland Security proposes to limit and clarify eligibility for discretionary employment authorization for aliens paroled into the United States temporarily for urgent humanitarian reasons or significant public benefit, who have been granted deferred action, or against whom a final order of removal exists and who are temporarily released from custody on an order of supervision. DHS further proposes to specify that aliens applying for employment authorization who admit to committing, have been arrested for, or have been convicted of certain criminal acts do not warrant a favorable exercise of discretion unless there are significant countervailing public interests, which may include assisting law enforcement activity in the United States.","document_number":"2026-11285","html_url":"https://www.federalregister.gov/documents/2026/06/05/2026-11285/clarification-of-discretionary-employment-authorization-for-certain-aliens","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-05/pdf/2026-11285.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-11285.pdf?1780577111","publication_date":"2026-06-05","agencies":[{"raw_name":"DEPARTMENT OF HOMELAND SECURITY","name":"Homeland Security Department","id":227,"url":"https://www.federalregister.gov/agencies/homeland-security-department","json_url":"https://www.federalregister.gov/api/v1/agencies/227","parent_id":null,"slug":"homeland-security-department"}],"excerpts":"workers.\n \n Additionally, as stated previously, these proposed revisions are intended to serve as a disincentive for aliens paroled into the United States who <span class=\"match\">have</span> significant criminal history from remaining in the United States, as the aliens will not be able to lawfully work. If these aliens <span class=\"match\">do</span> not <span class=\"match\">have</span> other financial means of sustaining their lives in the United States and <span class=\"match\">do</span> not <span class=\"match\">have</span> pending immigration benefits which may lead to a more permanent status, the aliens may not find it possible or desirable to remain in the country. \n \n In addition"},{"title":"Notice of an Application of the Fixed Income Clearing Corporation and Chicago Mercantile Exchange Inc. for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 in Connection With the Cross-Margining of U.S. Treasury Securities and Related Futures","type":"Notice","abstract":null,"document_number":"2026-02177","html_url":"https://www.federalregister.gov/documents/2026/02/03/2026-02177/notice-of-an-application-of-the-fixed-income-clearing-corporation-and-chicago-mercantile-exchange","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-02-03/pdf/2026-02177.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-02177.pdf?1770039924","publication_date":"2026-02-03","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"Customer”) would be able to designate Eligible Positions that are <span class=\"match\">securities</span> (“XM <span class=\"match\">Securities</span> Positions”) and associated margin to be carried in a futures <span class=\"match\">account</span> that also contains Eligible Positions that are futures (together with XM <span class=\"match\">Securities</span> Positions, the “XM Customer Positions”) and associated margin on the books and records of an Eligible BD-FCM and generally subject to the requirements and protections of the CEA and the CFTC regulations, rather than in a <span class=\"match\">securities</span> <span class=\"match\">account</span> subject to the Exchange Act and the rules thereunder.\n 19 \n \n The"},{"title":"Termination of the Designation of Somalia for Temporary Protected Status","type":"Notice","abstract":"Through this notice, the Department of Homeland Security (DHS) announces that the Secretary of Homeland Security (Secretary) is terminating the designation of Somalia for Temporary Protected Status. The designation of Somalia is set to expire on March 17, 2026. After reviewing country conditions and consulting with appropriate U.S. Government agencies, the Secretary determined that Somalia no longer continues to meet the conditions for designation for Temporary Protected Status. The Secretary, therefore, is terminating the Temporary Protected Status designation of Somalia as required by statute. This termination is effective March 17, 2026. After March 17, 2026, nationals of Somalia (and aliens having no nationality who last habitually resided in Somalia) who have been granted Temporary Protected Status under Somalia's designation will no longer have Temporary Protected Status.","document_number":"2026-00596","html_url":"https://www.federalregister.gov/documents/2026/01/14/2026-00596/termination-of-the-designation-of-somalia-for-temporary-protected-status","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-01-14/pdf/2026-00596.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-00596.pdf?1768320909","publication_date":"2026-01-14","agencies":[{"raw_name":"DEPARTMENT OF HOMELAND SECURITY","name":"Homeland Security Department","id":227,"url":"https://www.federalregister.gov/agencies/homeland-security-department","json_url":"https://www.federalregister.gov/api/v1/agencies/227","parent_id":null,"slug":"homeland-security-department"},{"raw_name":"U.S. Citizenship and Immigration Services","name":"U.S. Citizenship and Immigration Services","id":499,"url":"https://www.federalregister.gov/agencies/u-s-citizenship-and-immigration-services","json_url":"https://www.federalregister.gov/api/v1/agencies/499","parent_id":227,"slug":"u-s-citizenship-and-immigration-services"}],"excerpts":"2026, nationals of Somalia (and aliens <span class=\"match\">having</span> no nationality who last habitually resided in Somalia) who <span class=\"match\">have</span> been granted Temporary Protected Status under Somalia's designation will no longer <span class=\"match\">have</span> Temporary Protected Status. \n \n \n DATES: \n The designation of Somalia for Temporary Protected Status is terminated, effective at 11:59 p.m., local time, on March 17, 2026. \n \n \n FOR FURTHER INFORMATION CONTACT: \n Office of Policy and Strategy, U.S. Citizenship and Immigration Services, Department of Homeland <span class=\"match\">Security</span>, (240) 721-3000. \n \n \n \n SUPPLEMENTARY"},{"title":"Proposal of Special Measure Regarding MBaer Merchant Bank AG as a Financial Institution Operating Outside of the United States of Primary Money Laundering Concern","type":"Proposed Rule","abstract":"FinCEN is issuing a notice of proposed rulemaking, pursuant to section 311 of the USA PATRIOT Act, that finds MBaer Merchant Bank AG (MBaer), a financial institution based in Switzerland, to be of primary money laundering concern, and proposes imposing a special measure to: (1) prohibit U.S. financial institutions from opening or maintaining a correspondent account for, or on behalf of, MBaer; (2) require U.S. financial institutions to take reasonable steps not to process a transaction for the correspondent account in the United States of a foreign banking institution if such a transaction involves MBaer; and (3) require U.S. financial institutions to apply special due diligence to their foreign correspondent accounts that is reasonably designed to guard against their use to process transactions involving MBaer.","document_number":"2026-04033","html_url":"https://www.federalregister.gov/documents/2026/03/02/2026-04033/proposal-of-special-measure-regarding-mbaer-merchant-bank-ag-as-a-financial-institution-operating","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-03-02/pdf/2026-04033.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-04033.pdf?1772199914","publication_date":"2026-03-02","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Financial Crimes Enforcement Network","name":"Financial Crimes Enforcement Network","id":194,"url":"https://www.federalregister.gov/agencies/financial-crimes-enforcement-network","json_url":"https://www.federalregister.gov/api/v1/agencies/194","parent_id":497,"slug":"financial-crimes-enforcement-network"}],"excerpts":"foreign correspondent <span class=\"match\">accounts</span> will be similar to the proportion for banks (approximately 0.8%). 0.8% of 2,036 active mutual funds is approximately 16 mutual funds assumed to <span class=\"match\">have</span> foreign correspondent <span class=\"match\">accounts</span>.\n \n \n e \n  0.8% of 65 active futures commission merchants is approximately one futures commission merchant assumed to <span class=\"match\">have</span> foreign correspondent <span class=\"match\">accounts</span>.\n \n \n f \n  0.8% of 899 active introducing brokers in commodities is approximately seven introducing brokers in commodities assumed to <span class=\"match\">have</span> foreign correspondent <span class=\"match\">accounts</span>.\n \n \n \n Estimated Average"},{"title":"Reducing Bureaucracy and Burden for Community Services Programs","type":"Rule","abstract":"This Final Rule amends the Block Grants regulations, the Individual Development Account Reserve Funds Established Pursuant to Grants for Assets for Independence regulations, and the Emergency Community Services Homeless Grant Program regulations to eliminate unnecessary or obsolete regulations. A plain language summary of this final rule is posted at https://www.regulations.gov.","document_number":"2026-11531","html_url":"https://www.federalregister.gov/documents/2026/06/09/2026-11531/reducing-bureaucracy-and-burden-for-community-services-programs","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-09/pdf/2026-11531.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-11531.pdf?1780922716","publication_date":"2026-06-09","agencies":[{"raw_name":"DEPARTMENT OF HEALTH AND HUMAN SERVICES","name":"Health and Human Services Department","id":221,"url":"https://www.federalregister.gov/agencies/health-and-human-services-department","json_url":"https://www.federalregister.gov/api/v1/agencies/221","parent_id":null,"slug":"health-and-human-services-department"},{"raw_name":"Administration for Children and Families","name":"Children and Families Administration","id":49,"url":"https://www.federalregister.gov/agencies/children-and-families-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/49","parent_id":221,"slug":"children-and-families-administration"}],"excerpts":"“Individual Development <span class=\"match\">Account</span> Reserve Funds Established Pursuant to Grants for Assets for Independence” is a focused regulation published on September 25, 2001, that governs the Assets for Independence (AFI) Program administered by ACF's OCS. This regulation establishes requirements for reserve funds that qualified entities must maintain when operating Individual Development <span class=\"match\">Account</span> (IDA) programs under federal AFI grants, which were last issued in FY 2016. \n \n Unfunded after FY 2016, IDAs were matched savings <span class=\"match\">accounts</span> that assisted low-income"},{"title":"Reducing Bureaucracy and Burden for Community Services Programs","type":"Proposed Rule","abstract":"The Department of Health and Human Services, Administration for Children and Families proposes to amend the Block Grants regulations, the Individual Development Account Reserve Funds Established Pursuant to Grants for Assets for Independence regulations, and the Emergency Community Services Homeless Grant Program regulations to eliminate unnecessary or obsolete regulations. The docket on https:/ /www.regulations.gov will include a plain language summary of the NPRM as required.","document_number":"2026-06760","html_url":"https://www.federalregister.gov/documents/2026/04/08/2026-06760/reducing-bureaucracy-and-burden-for-community-services-programs","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-04-08/pdf/2026-06760.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-06760.pdf?1775565916","publication_date":"2026-04-08","agencies":[{"raw_name":"DEPARTMENT OF HEALTH AND HUMAN SERVICES","name":"Health and Human Services Department","id":221,"url":"https://www.federalregister.gov/agencies/health-and-human-services-department","json_url":"https://www.federalregister.gov/api/v1/agencies/221","parent_id":null,"slug":"health-and-human-services-department"},{"raw_name":"Administration for Children and Families","name":"Children and Families Administration","id":49,"url":"https://www.federalregister.gov/agencies/children-and-families-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/49","parent_id":221,"slug":"children-and-families-administration"}],"excerpts":" “Individual Development <span class=\"match\">Account</span> Reserve Funds Established Pursuant to Grants for Assets for Independence” is a focused regulation published on September 25, 2001, that governs the Assets for Independence (AFI) Program administered by ACF's OCS. This regulation establishes requirements for reserve funds that qualified entities must maintain when operating Individual Development <span class=\"match\">Account</span> (IDA) programs under federal AFI grants, which were last issued in FY 2016. \n Unfunded after FY 2016, IDAs were matched savings <span class=\"match\">accounts</span> that assisted low-income"},{"title":"CME Securities Clearing, Inc.; Order Granting an Application for Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934","type":"Notice","abstract":null,"document_number":"2025-21908","html_url":"https://www.federalregister.gov/documents/2025/12/04/2025-21908/cme-securities-clearing-inc-order-granting-an-application-for-registration-as-a-clearing-agency","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-12-04/pdf/2025-21908.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-21908.pdf?1764769512","publication_date":"2025-12-04","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"amount of <span class=\"match\">securities</span> delivered; or (2) the Member or User that failed to deliver the <span class=\"match\">securities</span> will provide cash (instead of <span class=\"match\">securities</span>) as collateral to fully satisfy its delivery obligation. In a Clear to Deliver Transaction, a failure to deliver <span class=\"match\">securities</span> may be corrected if the original parties to the transaction agree to modify the transaction to reflect the amount of <span class=\"match\">securities</span> actually delivered. CMESC may buy-in a Member or User that has failed to deliver <span class=\"match\">securities</span> on the Start Leg of a transaction. After CMESC purchases the <span class=\"match\">securities</span>, the"},{"title":"Review of Submarine Cable Landing License Rules and Procedures To Assess Evolving National Security, Law Enforcement, Foreign Policy, and Trade Policy Risks; Schedule of Application Fees","type":"Proposed Rule","abstract":"The Federal Communications Commission (\"FCC\" or \"Commission\") takes another important step to protect the Nation's submarine cable infrastructure from threats in an evolving national security and law enforcement landscape by undertaking the first major comprehensive review of the Commission's submarine cable rules since 2001. This review seeks to develop forward-looking rules to better protect submarine cables, identify and mitigate harms affecting national security and law enforcement, and facilitate the deployment of submarine cables and capacity to the market. Among other things, the Commission proposes to adopt a three-year periodic reporting requirement for submarine cable landing licenses; in the alternative, the Commission seeks comment on shortening the current 25-year submarine cable license term or adopting a shorter license term in combination with periodic reporting. The Commission also proposes or seeks comment on codifying the Commission's legal jurisdiction and other legal requirements in its rules to provide regulatory certainty to submarine cable owners and operators. Additionally, the Commission proposes and seeks comment on appropriate applicant and application requirements to account for the evolution of technologies and facilities and changes in the national security landscape over the last two decades and to ensure the Commission has targeted and granular information regarding the ownership, control, use of a submarine cable system, and other things, which are critical to the Commission's review to assess potential national security risks and other important public interest factors. Further, the Commission seeks comment on improving the quality of the circuit capacity data and facilitating the sharing of such information with other Federal agencies. Through these proposals, the Commission seeks to ensure that the Commission is exercising appropriate oversight of submarine cables to safeguard U.S. communications networks.","document_number":"2025-03718","html_url":"https://www.federalregister.gov/documents/2025/03/13/2025-03718/review-of-submarine-cable-landing-license-rules-and-procedures-to-assess-evolving-national-security","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-03-13/pdf/2025-03718.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-03718.pdf?1741783507","publication_date":"2025-03-13","agencies":[{"raw_name":"FEDERAL COMMUNICATIONS COMMISSION","name":"Federal Communications Commission","id":161,"url":"https://www.federalregister.gov/agencies/federal-communications-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/161","parent_id":null,"slug":"federal-communications-commission"}],"excerpts":"national <span class=\"match\">security</span> of the \n \n United States or <span class=\"match\">security</span> and safety of United States persons and, therefore, constitute foreign adversaries solely for the purposes of the Executive Order, this rule, and any subsequent rule” promulgated pursuant to the Executive Order); \n see \n 15 CFR 7.2 (“Foreign adversary means any foreign government or foreign non-government person determined by the Secretary to <span class=\"match\">have</span> engaged in a long-term pattern or serious instances of conduct significantly adverse to the national <span class=\"match\">security</span> of the United States or <span class=\"match\">security</span> and safety"},{"title":"HIPAA Security Rule To Strengthen the Cybersecurity of Electronic Protected Health Information","type":"Proposed Rule","abstract":"The Department of Health and Human Services (HHS or \"Department\") is issuing this notice of proposed rulemaking (NPRM) to solicit comment on its proposal to modify the Security Standards for the Protection of Electronic Protected Health Information (\"Security Rule\") under the Health Insurance Portability and Accountability Act of 1996 (HIPAA) and the Health Information Technology for Economic and Clinical Health Act of 2009 (HITECH Act). The proposed modifications would revise existing standards to better protect the confidentiality, integrity, and availability of electronic protected health information (ePHI). The proposals in this NPRM would increase the cybersecurity for ePHI by revising the Security Rule to address: changes in the environment in which health care is provided; significant increases in breaches and cyberattacks; common deficiencies the Office for Civil Rights has observed in investigations into Security Rule compliance by covered entities and their business associates (collectively, \"regulated entities\"); other cybersecurity guidelines, best practices, methodologies, procedures, and processes; and court decisions that affect enforcement of the Security Rule.","document_number":"2024-30983","html_url":"https://www.federalregister.gov/documents/2025/01/06/2024-30983/hipaa-security-rule-to-strengthen-the-cybersecurity-of-electronic-protected-health-information","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-01-06/pdf/2024-30983.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-30983.pdf?1735334119","publication_date":"2025-01-06","agencies":[{"raw_name":"DEPARTMENT OF HEALTH AND HUMAN SERVICES","name":"Health and Human Services Department","id":221,"url":"https://www.federalregister.gov/agencies/health-and-human-services-department","json_url":"https://www.federalregister.gov/api/v1/agencies/221","parent_id":null,"slug":"health-and-human-services-department"},{"raw_name":"Office of the Secretary"}],"excerpts":"Memorandum on National <span class=\"match\">Security</span> Memorandum on Critical Infrastructure <span class=\"match\">Security</span> and Resilience, National <span class=\"match\">Security</span> Memorandum/NSM-22, The White House (Apr. 30, 2024), \n https://www.whitehouse.gov/briefing-room/presidential-actions/2024/04/30/national-<span class=\"match\">security</span>-memorandum-on-critical-infrastructure-<span class=\"match\">security</span>-and-resilience/ \n (“Critical infrastructure comprises the physical and virtual assets and systems so vital to the Nation that their incapacity or destruction would <span class=\"match\">have</span> a debilitating impact on national <span class=\"match\">security</span>, national economic <span class=\"match\">security</span>, or national public"},{"title":"Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report","type":"Rule","abstract":"The Securities and Exchange Commission (\"Commission\" or \"SEC\") is amending its rules to require electronic filing or submission of certain forms and other filings or submissions that are required to be filed with or submitted to the Commission under the Securities Exchange Act of 1934 (\"Exchange Act\") and the rules and regulations under the Exchange Act. The amendments require the electronic filing or submission on the Commission's Electronic Data Gathering, Analysis, and Retrieval (\"EDGAR\") system, using structured data where appropriate, for certain forms filed or submitted by self- regulatory organizations (\"SROs\"). The amendments require the information currently contained in Form 19b-4(e) to be publicly posted on the SRO's website and remove the manual signature requirements for SRO proposed rule change filings. The Commission is also requiring that a clearing agency post supplemental material to its website. In addition, the Commission is amending rules under the Exchange Act and the Securities Act of 1933 (\"Securities Act\") to require the electronic filing or submission on EDGAR, using structured data where appropriate, of certain forms, reports, and notices provided by broker- dealers, security-based swap dealers, and major security-based swap participants. The amendments also require withdrawal in certain circumstances of notices filed in connection with an exception to counting certain dealing transactions toward determining whether a person is a security-based swap dealer. Finally, the Commission is allowing electronic signatures in certain broker-dealer filings, and amending the Financial and Operational Combined Uniform Single Report (\"FOCUS Report\") to harmonize with other rules, make technical corrections, and provide clarifications.","document_number":"2024-30433","html_url":"https://www.federalregister.gov/documents/2025/01/21/2024-30433/electronic-submission-of-certain-materials-under-the-securities-exchange-act-of-1934-amendments","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-01-21/pdf/2024-30433.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-30433.pdf?1737121512","publication_date":"2025-01-21","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"Submitting <span class=\"match\">Security</span>-Based Swap Valuation Dispute Notices (available at \n https://www.sec.gov/tm/<span class=\"match\">Security</span>-Based-Swap-Valuation-Dispute-Notices \n ).\n \n \n \n \n 32 \n  \n See \n Frequently Asked Questions Regarding Chief Compliance Officer Annual Reports Submitted by <span class=\"match\">Security</span>-Based Swap Dealers and Major <span class=\"match\">Security</span>-Based Swap Participants (available at \n https://www.sec.gov/tm/faqs-cco-annual-reports-sbsd \n ).\n \n \n \n \n 33 \n  \n See \n Staff Statement on Submitting Notices, Statements, Applications, and Reports for <span class=\"match\">Security</span>-Based Swap Dealers and Major <span class=\"match\">Security</span>-Based"},{"title":"Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities","type":"Rule","abstract":"The Securities and Exchange Commission (\"Commission\") is adopting rules under the Securities Exchange Act of 1934 (\"Exchange Act\") to amend the standards applicable to covered clearing agencies for U.S. Treasury securities to require that such covered clearing agencies have written policies and procedures reasonably designed to require that every direct participant of the covered clearing agency submit for clearance and settlement all eligible secondary market transactions in U.S. Treasury securities to which it is a counterparty. In addition, the Commission is adopting additional amendments to the Covered Clearing Agency Standards with respect to risk management. These requirements are designed to protect investors, reduce risk, and increase operational efficiency. Finally, the Commission is amending the broker-dealer customer protection rule to permit margin required and on deposit with covered clearing agencies for U.S. Treasury securities to be included as a debit in the reserve formulas for accounts of customers and proprietary accounts of broker-dealers (\"PAB\"), subject to certain conditions.","document_number":"2023-27860","html_url":"https://www.federalregister.gov/documents/2024/01/16/2023-27860/standards-for-covered-clearing-agencies-for-us-treasury-securities-and-application-of-the","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-01-16/pdf/2023-27860.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2023-27860.pdf?1705067114","publication_date":"2024-01-16","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"purchases and sales of U.S. Treasury <span class=\"match\">securities</span> between a direct participant and a counterparty that is a registered broker-dealer, government <span class=\"match\">securities</span> dealer, or government <span class=\"match\">securities</span> broker, a hedge fund, or an <span class=\"match\">account</span> at a registered broker-dealer, government <span class=\"match\">securities</span> dealer, or government <span class=\"match\">securities</span> broker where such <span class=\"match\">account</span> may borrow an amount in excess of one-half of the value of the <span class=\"match\">account</span> or may <span class=\"match\">have</span> gross notional exposure of the transactions in the <span class=\"match\">account</span> that is more than twice the value of the <span class=\"match\">account</span>. \n \n The Commission is adopting"},{"title":"Joint Industry Plan; Order Approving an Amendment to the National Market System Plan Governing the Consolidated Audit Trail, as Modified by Amendment Nos. 1 and 2 and by the Commission, Regarding the Customer and Account Information System","type":"Notice","abstract":null,"document_number":"2026-00762","html_url":"https://www.federalregister.gov/documents/2026/01/16/2026-00762/joint-industry-plan-order-approving-an-amendment-to-the-national-market-system-plan-governing-the","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-01-16/pdf/2026-00762.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-00762.pdf?1768484707","publication_date":"2026-01-16","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"\n Id. \n Of the U.S. legal entity Customers, 37,627 <span class=\"match\">have</span> both LEIs and EINs; none <span class=\"match\">have</span> only an LEI; and 4,206,045 <span class=\"match\">have</span> only EINs. \n Id. \n With respect to foreign legal entity Customers, 2,391 <span class=\"match\">have</span> both an LEI and EIN, 33,730 <span class=\"match\">have</span> only an LEI, 169 <span class=\"match\">have</span> only an EIN, and 107,503 <span class=\"match\">have</span> neither an LEI nor EIN. \n Id. \n The Participants state that all such customers <span class=\"match\">have</span> a CCID in CAIS and it is anticipated that regulators will be able to continue to perform cross-market, cross broker, and cross-<span class=\"match\">account</span> surveillance of both U.S. and foreign legal entities"},{"title":"Rescission of Climate-Related Disclosure Rules","type":"Proposed Rule","abstract":"The Securities and Exchange Commission (\"Commission\") proposes to rescind amendments to its rules under the Securities Act of 1933 (\"Securities Act\") and Securities Exchange Act of 1934 (\"Exchange Act\") that require registrants to provide certain climate- related information in their registration statements and annual reports.","document_number":"2026-11091","html_url":"https://www.federalregister.gov/documents/2026/06/03/2026-11091/rescission-of-climate-related-disclosure-rules","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-03/pdf/2026-11091.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-11091.pdf?1780404317","publication_date":"2026-06-03","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"Exchange Act section 10A(m) (directing the Commission to adopt rules requiring national <span class=\"match\">securities</span> exchanges to prohibit the listing of any <span class=\"match\">security</span> of an issuer that <span class=\"match\">does</span> not meet certain specified requirements related to audit committee procedures and independence) [15 U.S.C. 78j-1(m)]; Exchange Act section 10C(f) (directing the Commission to adopt rules to direct national <span class=\"match\">securities</span> exchanges and national <span class=\"match\">securities</span> associations to prohibit the listing of any <span class=\"match\">security</span> of an issuer that is not in compliance with specified requirements related to compensation"},{"title":"Use of Electronic Payroll Data To Improve Program Administration","type":"Rule","abstract":"Section 824 of the Bipartisan Budget Act of 2015 (BBA) authorizes the Commissioner of Social Security to enter into information exchanges with payroll data providers to obtain wage and employment information. We use wage and employment information to administer the Old-Age, Survivors, and Disability Insurance (OASDI) disability and Supplemental Security Income (SSI) programs under titles II and XVI of the Social Security Act (Act). We are updating our rules pursuant to the BBA, which requires us to prescribe, by regulation, procedures for implementing the access to and use of the information held by payroll data providers. We expect this final rule will support proper use of information exchanges with payroll data providers that will help us administer our programs more efficiently, improve our customers' experience, and prevent improper payments under titles II and XVI of the Act, which can otherwise occur when we do not receive timely and accurate wage and employment information.","document_number":"2024-30593","html_url":"https://www.federalregister.gov/documents/2024/12/31/2024-30593/use-of-electronic-payroll-data-to-improve-program-administration","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-12-31/pdf/2024-30593.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-30593.pdf?1735566310","publication_date":"2024-12-31","agencies":[{"raw_name":"Social Security Administration","name":"Social Security Administration","id":470,"url":"https://www.federalregister.gov/agencies/social-security-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/470","parent_id":null,"slug":"social-security-administration"}],"excerpts":"own payroll service, without <span class=\"match\">having</span> them “work for the government.”\n \n \n Response: \n We are not mandating any employers to “work for the government,” nor <span class=\"match\">do</span> we <span class=\"match\">have</span> the authority to <span class=\"match\">do</span> so. Rather, we <span class=\"match\">have</span> exercised the authority in the BBA to enter into an information exchange arrangement with a payroll data provider. We will work directly with our contracted payroll data provider who has willingly entered into an information exchange with us.\n \n To the extent this comment applies to individual employees, anyone who <span class=\"match\">does</span> not want us to obtain their"},{"title":"Self-Regulatory Organizations; CME Securities Clearing Inc.; Notice of Filing of Proposed Rule Change To Support Members' Risk Management of and Enhance Their Ability To Authorize Persons as Users","type":"Notice","abstract":null,"document_number":"2026-11381","html_url":"https://www.federalregister.gov/documents/2026/06/08/2026-11381/self-regulatory-organizations-cme-securities-clearing-inc-notice-of-filing-of-proposed-rule-change","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-08/pdf/2026-11381.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-11381.pdf?1780663508","publication_date":"2026-06-08","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":" CMESC has a first priority and unencumbered <span class=\"match\">security</span> interest in and lien against the initial margin and other funds deposited in the Supported User <span class=\"match\">Account</span>. By providing that CMESC will maintain a Supported User <span class=\"match\">Account</span> as a “<span class=\"match\">securities</span> <span class=\"match\">account</span>” under Article 8 of the NY UCC and that CMESC is the <span class=\"match\">securities</span> intermediary in relation to the Member that establishes the Supported User <span class=\"match\">Account</span> for the benefit of the Supported User, the Member will be the entitlement holder for the Supported User <span class=\"match\">Account</span> and be entitled to the return of any excess margin"}]}