{"description":"Documents matching 'security account since just made aware requirements'","count":7522,"total_pages":50,"next_page_url":"https://www.federalregister.gov/api/v1/documents?conditions%5Bterm%5D=security+account+since+just+made+aware+requirements&format=json&page=2","results":[{"title":"Real Estate Lending Escrow Accounts","type":"Proposed Rule","abstract":"The OCC is issuing a notice of proposed rulemaking to codify longstanding powers of national banks and Federal savings associations (collectively, banks) to establish or maintain real estate lending escrow accounts and to exercise flexibility in making business judgment as to the terms and conditions of such accounts, including whether and to what extent to offer any compensation or to assess any fees related thereto.","document_number":"2025-23988","html_url":"https://www.federalregister.gov/documents/2025/12/30/2025-23988/real-estate-lending-escrow-accounts","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-12-30/pdf/2025-23988.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-23988.pdf?1767015917","publication_date":"2025-12-30","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Office of the Comptroller of the Currency","name":"Comptroller of the Currency","id":80,"url":"https://www.federalregister.gov/agencies/comptroller-of-the-currency","json_url":"https://www.federalregister.gov/api/v1/agencies/80","parent_id":497,"slug":"comptroller-of-the-currency"}],"excerpts":"annual escrow <span class=\"match\">account</span> statements,\n 28 \n \n requires amounts in escrow <span class=\"match\">accounts</span> be paid timely as they become due and any funds remaining in such <span class=\"match\">accounts</span> after the loan is repaid be promptly returned to the borrower,\n 29 \n \n and establishes proportional caps on the total amounts that may be collected from borrowers in escrow <span class=\"match\">accounts</span>.\n 30 \n \n RESPA does not, however, include any provisions related to the use of funds in escrow <span class=\"match\">accounts</span> or require lenders to pay compensation on such <span class=\"match\">accounts</span>. RESPA, in legislating a system of escrow <span class=\"match\">account</span> disclosures"},{"title":"Real Estate Lending Escrow Accounts","type":"Rule","abstract":"The OCC is issuing a final rule to codify longstanding and recognized powers of national banks and Federal savings associations (collectively, banks) to establish or maintain real estate lending escrow accounts and to exercise flexibility in making business judgments as to the terms and conditions of such accounts, including whether and to what extent to offer any compensation or to assess any fees related thereto.","document_number":"2026-10036","html_url":"https://www.federalregister.gov/documents/2026/05/19/2026-10036/real-estate-lending-escrow-accounts","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-05-19/pdf/2026-10036.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-10036.pdf?1779108318","publication_date":"2026-05-19","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"}],"excerpts":"escrow <span class=\"match\">accounts</span> are widely used. For example, approximately 80 percent of U.S. residential real estate mortgages to purchase a property use an escrow <span class=\"match\">account</span>.\n 5 \n \n While banks typically provide escrow <span class=\"match\">accounts</span> free of charge, banks nonetheless incur costs and assume risks related to administering these <span class=\"match\">accounts</span>, including the operational costs of building escrow systems, ensuring payments are timely <span class=\"match\">made</span> to the relevant parties, and complying with contractual terms and applicable law.\n 6 \n \n When banks establish and maintain escrow <span class=\"match\">accounts</span>, they"},{"title":"Proposed Revisions to the Federal Reserve Policy on Payment System Risk and the Guidelines for Account and Services Requests","type":"Notice","abstract":"The Board of Governors of the Federal Reserve System (Board) is issuing a notice and request for comment on proposed revisions to the Federal Reserve Policy on Payment System Risk (PSR Policy), including the proposed addition of a new Part IV, to accommodate the provision by Reserve Banks of special-purpose accounts that would clear and settle certain payment activity (Payment Accounts). The Board is also proposing updates to its guidelines for Federal Reserve Banks (Reserve Banks) to utilize in evaluating requests for access to Reserve Bank account and services (Account Access Guidelines or Guidelines) to accommodate requests for access to Payment Accounts. Finally, the Board is encouraging Reserve Banks to pause decisions on requests for Reserve Bank accounts and services from institutions that are Tier 3 under the Account Access Guidelines until the Board has completed its policy development process on the Payment Account proposal.","document_number":"2026-10375","html_url":"https://www.federalregister.gov/documents/2026/05/26/2026-10375/proposed-revisions-to-the-federal-reserve-policy-on-payment-system-risk-and-the-guidelines-for","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-05-26/pdf/2026-10375.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-10375.pdf?1779453911","publication_date":"2026-05-26","agencies":[{"raw_name":"FEDERAL RESERVE SYSTEM","name":"Federal Reserve System","id":188,"url":"https://www.federalregister.gov/agencies/federal-reserve-system","json_url":"https://www.federalregister.gov/api/v1/agencies/188","parent_id":null,"slug":"federal-reserve-system"}],"excerpts":"special-purpose <span class=\"match\">accounts</span> that would clear and settle certain payment activity (Payment <span class=\"match\">Accounts</span>). The Board is also proposing updates to its guidelines for Federal Reserve Banks (Reserve Banks) to utilize in evaluating requests for access to Reserve Bank <span class=\"match\">account</span> and services (<span class=\"match\">Account</span> Access Guidelines or Guidelines) to accommodate requests for access to Payment <span class=\"match\">Accounts</span>. Finally, the Board is encouraging Reserve Banks to pause decisions on requests for Reserve Bank <span class=\"match\">accounts</span> and services from institutions that are Tier 3 under the <span class=\"match\">Account</span> Access Guidelines"},{"title":"EDGAR Filer Access and Account Management","type":"Rule","abstract":"The Securities and Exchange Commission (\"Commission\") is adopting rule and form amendments concerning access to and management of accounts on the Commission's Electronic Data Gathering, Analysis, and Retrieval system (\"EDGAR\") that are related to certain technical changes to EDGAR (collectively referred to as \"EDGAR Next\"). EDGAR Next will improve the security of EDGAR, enhance filers' ability to manage their EDGAR accounts, and modernize connections to EDGAR. The amendments require electronic filers (\"filers\") to authorize and maintain designated individuals as account administrators and to take certain actions, through their account administrators, to manage their accounts on EDGAR. Further, pursuant to these amendments, filers may only authorize individuals as account administrators or in the other roles described herein if those individuals first obtain individual account credentials in the manner specified in the EDGAR Filer Manual. As part of the EDGAR Next changes, optional Application Programming Interfaces (\"APIs\") will be offered to filers for machine-to-machine communication with EDGAR. Moreover, we are amending Volume I of the EDGAR Filer Manual to accord with these changes. Filers will have 12 months from the issuance of this release to transition to EDGAR Next.","document_number":"2024-30494","html_url":"https://www.federalregister.gov/documents/2024/12/27/2024-30494/edgar-filer-access-and-account-management","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-12-27/pdf/2024-30494.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-30494.pdf?1734642915","publication_date":"2024-12-27","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"EDGAR Next will enhance the <span class=\"match\">security</span> of filers' <span class=\"match\">accounts</span> by requiring anyone seeking to make a submission on EDGAR on behalf of a filer to sign in with individual <span class=\"match\">account</span> credentials, complete multifactor authentication, be authorized by the filer or the filer's <span class=\"match\">account</span> administrator and enter the filer's EDGAR <span class=\"match\">account</span>/central index key number (“CIK”) and central index key confirmation code (“CCC”). \n \n Commenters generally agreed that requiring individual <span class=\"match\">account</span> credentials for EDGAR access would improve EDGAR <span class=\"match\">security</span>, provide individual accountability"},{"title":"Regulations To Address Margin Adequacy and To Account for the Treatment of Separate Accounts by Futures Commission Merchants","type":"Rule","abstract":"The Commodity Futures Trading Commission (Commission or CFTC) is amending its regulations, adopted under the Commodity Exchange Act (CEA), to require a futures commission merchant (FCM) to ensure a customer does not withdraw funds from its account with the FCM if the balance in the account after the withdrawal would be insufficient to meet the customer's initial margin requirements; and relatedly, to permit an FCM, subject to certain requirements, to treat the separate accounts of a single customer as accounts of separate entities for purposes of certain Commission regulations.","document_number":"2024-31177","html_url":"https://www.federalregister.gov/documents/2025/01/22/2024-31177/regulations-to-address-margin-adequacy-and-to-account-for-the-treatment-of-separate-accounts-by","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-01-22/pdf/2024-31177.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-31177.pdf?1736889332","publication_date":"2025-01-22","agencies":[{"raw_name":"COMMODITY FUTURES TRADING COMMISSION","name":"Commodity Futures Trading Commission","id":77,"url":"https://www.federalregister.gov/agencies/commodity-futures-trading-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/77","parent_id":null,"slug":"commodity-futures-trading-commission"}],"excerpts":"calculation <span class=\"match\">requirements</span> for FCMs with respect to <span class=\"match\">accounts</span> for which the FCM has elected separate treatment. Lastly, regulation § 1.44(h) articulates information and disclosure <span class=\"match\">requirements</span> for FCMs that engage in separate <span class=\"match\">account</span> treatment.\n \n \n \n 52 \n  Regulation § 1.44(a) defines “<span class=\"match\">account</span>” to include futures <span class=\"match\">accounts</span> and Cleared Swaps Customer <span class=\"match\">Accounts</span>, both of which terms are defined in regulation § 1.3, and 30.7 <span class=\"match\">accounts</span>. A 30.7 <span class=\"match\">account</span> means any <span class=\"match\">account</span> maintained by an FCM for or on behalf of 30.7 customers to hold money, <span class=\"match\">securities</span>, or other"},{"title":"Fingerprint and Photograph Requirements for Firearms Applications","type":"Proposed Rule","abstract":"The Bureau of Alcohol, Tobacco, Firearms, and Explosives (\"ATF\") proposes amending regulatory requirements to submit fingerprints and photographs with firearms applications. Currently, applicants must submit 2\" x 2\" passport-style photographs and either one or two fingerprint cards, depending on the application type. ATF proposes that all applicants, whether individuals or responsible persons (\"RPs\") for entity applicants, could instead submit a copy of a photo ID, and that individuals and Gun Control Act RPs would submit just one fingerprint card. RPs under the National Firearms Act would submit one fingerprint card only if needed to facilitate a background check.","document_number":"2026-13587","html_url":"https://www.federalregister.gov/documents/2026/07/06/2026-13587/fingerprint-and-photograph-requirements-for-firearms-applications","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-07-06/pdf/2026-13587.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-13587.pdf?1782996322","publication_date":"2026-07-06","agencies":[{"raw_name":"DEPARTMENT OF JUSTICE","name":"Justice Department","id":268,"url":"https://www.federalregister.gov/agencies/justice-department","json_url":"https://www.federalregister.gov/api/v1/agencies/268","parent_id":null,"slug":"justice-department"},{"raw_name":"Bureau of Alcohol, Tobacco, Firearms, and Explosives","name":"Alcohol, Tobacco, Firearms, and Explosives Bureau","id":19,"url":"https://www.federalregister.gov/agencies/alcohol-tobacco-firearms-and-explosives-bureau","json_url":"https://www.federalregister.gov/api/v1/agencies/19","parent_id":268,"slug":"alcohol-tobacco-firearms-and-explosives-bureau"}],"excerpts":"submit with Forms 1, 4, and 5 from two cards to one (Form 5630.7 already requires only one card). In addition, ATF is proposing to word the regulatory <span class=\"match\">requirement</span> for individuals to submit fingerprints as a reference to the statutory <span class=\"match\">requirement</span>, so that if that <span class=\"match\">requirement</span> is removed from the statute in the future, the regulations will align. Further, ATF is proposing to eliminate the <span class=\"match\">requirement</span> that RPs for a trust or other legal entity applying to make or transfer an NFA firearm submit their fingerprints with Form 23. Instead, such persons would"},{"title":"Medicare Program; Ensuring Safety Through Domestic Security With Made in America Personal Protective Equipment (PPE) and Essential Medicine Procurement by Medicare Participating Hospitals","type":"Proposed Rule","abstract":"This advance notice of proposed rulemaking solicits public comment on potential options we may consider for Medicare participating hospitals to help foster a more resilient supply chain for American- made personal protective equipment and essential medicines to secure our nation's health and safety and to reflect the additional resource costs incurred when procuring these domestically manufactured items. We seek input on a possible new \"Secure American Medical Supplies\" friendly designation that could be earned by hospitals that demonstrate their commitment to domestic procurement. In addition, we seek input on potential ways such a designation could facilitate the creation of new, streamlined payment policies to support hospitals in their efforts. We are also seeking input on a potential new structural quality measure as part of the Hospital Inpatient Quality Reporting (IQR) Program that could promote hospital commitments to invest in domestic procurement to secure our nation's health and safety.","document_number":"2026-01730","html_url":"https://www.federalregister.gov/documents/2026/01/29/2026-01730/medicare-program-ensuring-safety-through-domestic-security-with-made-in-america-personal-protective","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-01-29/pdf/2026-01730.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-01730.pdf?1769465709","publication_date":"2026-01-29","agencies":[{"raw_name":"DEPARTMENT OF HEALTH AND HUMAN SERVICES","name":"Health and Human Services Department","id":221,"url":"https://www.federalregister.gov/agencies/health-and-human-services-department","json_url":"https://www.federalregister.gov/api/v1/agencies/221","parent_id":null,"slug":"health-and-human-services-department"},{"raw_name":"Centers for Medicare & Medicaid Services","name":"Centers for Medicare & Medicaid Services","id":45,"url":"https://www.federalregister.gov/agencies/centers-for-medicare-medicaid-services","json_url":"https://www.federalregister.gov/api/v1/agencies/45","parent_id":221,"slug":"centers-for-medicare-medicaid-services"}],"excerpts":"domestic content <span class=\"match\">requirements</span> outlined in section 70953 of the Infrastructure Investment and Jobs Act (Pub. L. 117-58) would be an appropriate framework for determining if these types of PPE are wholly <span class=\"match\">made</span> in the U.S. Those statutory <span class=\"match\">requirements</span>, which apply to procurement of PPE by the U.S. Departments of Health and Human Services, Veterans Affairs, and Homeland <span class=\"match\">Security</span>, require the procurement of PPE, including the materials and components thereof, that is grown, reprocessed, reused, or produced in the U.S. These statutory <span class=\"match\">requirements</span> have become"},{"title":"Incarcerated People's Communication Services; Implementation of the Martha Wright-Reed Act; Rates for Interstate Inmate Calling Services","type":"Proposed Rule","abstract":"In this document, the Federal Communications Commission (Commission) seeks additional comment and data from stakeholders on adopting permanent audio and video IPCS rate caps and on whether and how the Commission should refine its IPCS data collections going forward to provide the data needed to ensure rate caps are just and reasonable and fairly compensate IPCS providers. It also seeks comment on how and when the Commission should structure a permanent rate additive to account for the recovery of correctional facility costs incurred in making IPCS available, including an additive that potentially varies by facility type and size. Finally, it proposes to retain the prohibition on ancillary service charges previously adopted by the Commission and seeks further comment on this proposal. In the alternative, it seeks comment on a request to reinstate automated payment fees and third-party financial transaction fees as permissible ancillary service charges.","document_number":"2025-22130","html_url":"https://www.federalregister.gov/documents/2025/12/05/2025-22130/incarcerated-peoples-communication-services-implementation-of-the-martha-wright-reed-act-rates-for","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-12-05/pdf/2025-22130.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-22130.pdf?1764855937","publication_date":"2025-12-05","agencies":[{"raw_name":"FEDERAL COMMUNICATIONS COMMISSION","name":"Federal Communications Commission","id":161,"url":"https://www.federalregister.gov/agencies/federal-communications-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/161","parent_id":null,"slug":"federal-communications-commission"}],"excerpts":"identify the relevant safety and <span class=\"match\">security</span> data and information necessary to set permanent IPCS audio and video rate caps, and should specify how the Commission should seek to have such information reported. To what extent have audio and video IPCS safety and <span class=\"match\">security</span> services changed over time, and how should any such change impact the adoption of permanent audio or video IPCS rate caps? Are there any trends in safety and <span class=\"match\">security</span> expenses in the IPCS provider or private business sectors, and if so, how should they be <span class=\"match\">accounted</span> for when adopting permanent"},{"title":"Recordkeeping for Custodial Accounts","type":"Proposed Rule","abstract":"The Federal Deposit Insurance Corporation (FDIC) is proposing requirements that would strengthen FDIC-insured depository institutions' (IDI) recordkeeping for custodial deposit accounts with transactional features and preserve beneficial owners' and depositors' entitlement to the protections afforded by Federal deposit insurance. The proposal is intended to promote the FDIC's ability to promptly make deposit insurance determinations and, if necessary, pay deposit insurance claims \"as soon as possible\" in the event of the failure of an IDI holding custodial accounts with transactional features. The proposed requirements also are expected to result in depositor and consumer protection benefits, such as promoting timely access by consumers to their funds, even in the absence of the failure of an IDI. The requirements described in this document would only apply to IDIs offering custodial accounts with transactional features and that are not specifically exempted as provided in this document.","document_number":"2024-22565","html_url":"https://www.federalregister.gov/documents/2024/10/02/2024-22565/recordkeeping-for-custodial-accounts","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-10-02/pdf/2024-22565.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-22565.pdf?1727786728","publication_date":"2024-10-02","agencies":[{"raw_name":"FEDERAL DEPOSIT INSURANCE CORPORATION","name":"Federal Deposit Insurance Corporation","id":164,"url":"https://www.federalregister.gov/agencies/federal-deposit-insurance-corporation","json_url":"https://www.federalregister.gov/api/v1/agencies/164","parent_id":null,"slug":"federal-deposit-insurance-corporation"}],"excerpts":"Transactional Features \n \n The proposed rule's <span class=\"match\">requirements</span> would apply to IDIs that hold “custodial deposit <span class=\"match\">accounts</span> with transactional features,” other than custodial deposit <span class=\"match\">accounts</span> specifically exempted by the rule as described below. The term “custodial deposit <span class=\"match\">accounts</span> with transactional features” would be defined as a deposit <span class=\"match\">account</span> that meets three <span class=\"match\">requirements</span>: (1) the <span class=\"match\">account</span> is established for the benefit of beneficial owner(s); (2) the <span class=\"match\">account</span> holds commingled deposits of multiple beneficial owners; and (3) a beneficial owner may authorize"},{"title":"Staff Report on the Definitions of “Security-Based Swap Dealer” and “Major Security-Based Swap Participant”","type":"Notice","abstract":"The Securities and Exchange Commission directed staff to prepare and is now publishing a report examining the effect and application of the definitions of \"security-based swap dealer\" and \"major security-based swap participant.\" Those definitions include an exception from designation as a security-based swap dealer for an entity that engages in a de minimis quantity of security-based swap dealing, as well as separate thresholds below which an entity would not become a major security-based swap participant. As provided in the Commission's rules, nine months after publication of this report and after considering any public comments received, the Commission may by order either terminate the phase-in period for the de minimis thresholds, thereby allowing thresholds of $3 billion for credit default swaps that constitute security-based swaps and $150 million for non-credit default swaps that constitute security-based swaps to take effect and replace the current phase-in thresholds of $8 billion and $400 million, respectively, or propose different thresholds through rulemaking; however, the Commission has issued an order providing a temporary exemption that has the effect of continuing to apply the phase-in thresholds of $8 billion and $400 million until May 8, 2028. The public is invited to comment on all aspects of this report, which may inform the Commission's consideration of potential changes to the de minimis exception and the rules further defining the terms \"security-based swap dealer\" and \"major security-based swap participant.\"","document_number":"2026-08558","html_url":"https://www.federalregister.gov/documents/2026/05/04/2026-08558/staff-report-on-the-definitions-of-security-based-swap-dealer-and-major-security-based-swap","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-05-04/pdf/2026-08558.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-08558.pdf?1777639507","publication_date":"2026-05-04","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"for comment. \n \n \n SUMMARY: \n The <span class=\"match\">Securities</span> and Exchange Commission directed staff to prepare and is now publishing a report examining the effect and application of the definitions of “<span class=\"match\">security</span>-based swap dealer” and “major <span class=\"match\">security</span>-based swap participant.” Those definitions include an exception from designation as a <span class=\"match\">security</span>-based swap dealer for an entity that engages in a de minimis quantity of <span class=\"match\">security</span>-based swap dealing, as well as separate thresholds below which an entity would not become a major <span class=\"match\">security</span>-based swap participant. As provided"},{"title":"Daily Computation of Customer and Broker-Dealer Reserve Requirements Under the Broker-Dealer Customer Protection Rule","type":"Rule","abstract":"The Securities and Exchange Commission (\"Commission\") is adopting amendments to the broker-dealer customer protection rule to require certain broker-dealers to perform their reserve computations for accounts of customers and proprietary accounts of broker-dealers and make any required deposits into their reserve bank accounts daily rather than weekly. The Commission also is adopting amendments to the broker-dealer net capital rule and customer protection rule to permit certain broker-dealers that perform a daily reserve computation for accounts of customers to reduce aggregate debit items (i.e., customer- related receivables) by 2% rather than 3% as part of the computation. Finally, the Commission is adopting technical amendments to the Financial and Operational Combined Uniform Single Report (\"FOCUS Report\") to conform it to the amendments with respect to the lowering of the debit reduction from 3% to 2%.","document_number":"2024-31178","html_url":"https://www.federalregister.gov/documents/2025/01/13/2024-31178/daily-computation-of-customer-and-broker-dealer-reserve-requirements-under-the-broker-dealer","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-01-13/pdf/2024-31178.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-31178.pdf?1736516722","publication_date":"2025-01-13","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"or control of <span class=\"match\">securities</span> carried for a PAB <span class=\"match\">account</span> holder unless the carrying broker-dealer has provided written notice to the PAB <span class=\"match\">account</span> holder that it may use those <span class=\"match\">securities</span> in the ordinary course of its <span class=\"match\">securities</span> business and has provided opportunity for the PAB <span class=\"match\">account</span> holder to object to such use. \n See \n paragraph (b)(5) of Rule 15c3-3. \n See \n Financial Responsibility Rules for Broker-Dealers, 78 FR at 51827-31 (adopting a PAB reserve computation and possession and control <span class=\"match\">requirements</span> for <span class=\"match\">securities</span> held in PAB <span class=\"match\">accounts</span> under Rule 15c3-3)"},{"title":"Review of Submarine Cable Landing License Rules and Procedures To Assess Evolving National Security, Law Enforcement, Foreign Policy, and Trade Policy Risks; Schedule of Application Fees","type":"Proposed Rule","abstract":"The Federal Communications Commission (\"FCC\" or \"Commission\") takes another important step to protect the Nation's submarine cable infrastructure from threats in an evolving national security and law enforcement landscape by undertaking the first major comprehensive review of the Commission's submarine cable rules since 2001. This review seeks to develop forward-looking rules to better protect submarine cables, identify and mitigate harms affecting national security and law enforcement, and facilitate the deployment of submarine cables and capacity to the market. Among other things, the Commission proposes to adopt a three-year periodic reporting requirement for submarine cable landing licenses; in the alternative, the Commission seeks comment on shortening the current 25-year submarine cable license term or adopting a shorter license term in combination with periodic reporting. The Commission also proposes or seeks comment on codifying the Commission's legal jurisdiction and other legal requirements in its rules to provide regulatory certainty to submarine cable owners and operators. Additionally, the Commission proposes and seeks comment on appropriate applicant and application requirements to account for the evolution of technologies and facilities and changes in the national security landscape over the last two decades and to ensure the Commission has targeted and granular information regarding the ownership, control, use of a submarine cable system, and other things, which are critical to the Commission's review to assess potential national security risks and other important public interest factors. Further, the Commission seeks comment on improving the quality of the circuit capacity data and facilitating the sharing of such information with other Federal agencies. Through these proposals, the Commission seeks to ensure that the Commission is exercising appropriate oversight of submarine cables to safeguard U.S. communications networks.","document_number":"2025-03718","html_url":"https://www.federalregister.gov/documents/2025/03/13/2025-03718/review-of-submarine-cable-landing-license-rules-and-procedures-to-assess-evolving-national-security","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-03-13/pdf/2025-03718.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-03718.pdf?1741783507","publication_date":"2025-03-13","agencies":[{"raw_name":"FEDERAL COMMUNICATIONS COMMISSION","name":"Federal Communications Commission","id":161,"url":"https://www.federalregister.gov/agencies/federal-communications-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/161","parent_id":null,"slug":"federal-communications-commission"}],"excerpts":"FOIA.\n \n \n 6. Regulatory Compliance Certifications \n \n 85. Given concerns about ensuring the <span class=\"match\">security</span> and integrity of this critical infrastructure, the Commission proposes new certifications to protect against national <span class=\"match\">security</span>, law enforcement, and other risks. The Commission tentatively \n \n concludes that such <span class=\"match\">requirements</span> would help mitigate national <span class=\"match\">security</span>, economic <span class=\"match\">security</span>, law enforcement, and other concerns associated with threats to the <span class=\"match\">security</span> of submarine cable infrastructure. The Commission also expects that requiring applicants to"},{"title":"Fiduciary Duties in Selecting Designated Investment Alternatives","type":"Proposed Rule","abstract":"This document contains a proposed regulation that clarifies, and provides a safe harbor for, a fiduciary's duty of prudence under the Employee Retirement Income Security Act of 1974 (ERISA) in connection with selecting designated investment alternatives for a participant-directed individual account plan, including asset allocation funds that include alternative assets. This proposal implements section 3(c) of President Trump's Executive Order 14330, Democratizing Access to Alternative Assets for 401(k) Investors.","document_number":"2026-06178","html_url":"https://www.federalregister.gov/documents/2026/03/31/2026-06178/fiduciary-duties-in-selecting-designated-investment-alternatives","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-03-31/pdf/2026-06178.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-06178.pdf?1774901707","publication_date":"2026-03-31","agencies":[{"raw_name":"DEPARTMENT OF LABOR","name":"Labor Department","id":271,"url":"https://www.federalregister.gov/agencies/labor-department","json_url":"https://www.federalregister.gov/api/v1/agencies/271","parent_id":null,"slug":"labor-department"},{"raw_name":"Employee Benefits Security Administration","name":"Employee Benefits Security Administration","id":131,"url":"https://www.federalregister.gov/agencies/employee-benefits-security-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/131","parent_id":271,"slug":"employee-benefits-security-administration"}],"excerpts":"publicly available information—will rely on the <span class=\"match\">security's</span> market price as an unbiased assessment of the <span class=\"match\">security's</span> value in light of all public information.” (emphasis added)).\n \n \n \n Paragraph (j)(2) of the proposed regulation provides an example involving a designated investment alternative that contains some <span class=\"match\">securities</span> that trade daily on a public exchange (\n i.e., \n publicly-traded <span class=\"match\">securities</span>) and some <span class=\"match\">securities</span> for which there is not a generally recognized market (\n i.e., \n non-publicly-traded <span class=\"match\">securities</span>). The named fiduciary in this example receives"},{"title":"Medicaid Program; Community Engagement Requirement for Certain Individuals","type":"Rule","abstract":"This interim final rule with comment period (IFC) interprets and implements the community engagement requirement in Medicaid under section 1902(xx) of the Social Security Act. States are required to implement the new requirement no later than January 1, 2027. This IFC specifies the requirements and expectations for States, including the Medicaid applicants and beneficiaries who must demonstrate community engagement as a condition of their eligibility, the types of qualifying activities that satisfy the community engagement requirement, the criteria to meet an exception from the requirement (that is, be deemed compliant), and the criteria to meet a specified exclusion from the requirement. It also specifies requirements for verification of qualifying activities, outreach to affected populations, steps States must take if they determine individuals are noncompliant, and additional operational considerations for States. Finally, this IFC specifies implementation timing and establishes new State reporting requirements.","document_number":"2026-11094","html_url":"https://www.federalregister.gov/documents/2026/06/03/2026-11094/medicaid-program-community-engagement-requirement-for-certain-individuals","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-03/pdf/2026-11094.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-11094.pdf?1780346707","publication_date":"2026-06-03","agencies":[{"raw_name":"DEPARTMENT OF HEALTH AND HUMAN SERVICES","name":"Health and Human Services Department","id":221,"url":"https://www.federalregister.gov/agencies/health-and-human-services-department","json_url":"https://www.federalregister.gov/api/v1/agencies/221","parent_id":null,"slug":"health-and-human-services-department"},{"raw_name":"Centers for Medicare & Medicaid Services","name":"Centers for Medicare & Medicaid Services","id":45,"url":"https://www.federalregister.gov/agencies/centers-for-medicare-medicaid-services","json_url":"https://www.federalregister.gov/api/v1/agencies/45","parent_id":221,"slug":"centers-for-medicare-medicaid-services"}],"excerpts":"implements the community engagement <span class=\"match\">requirement</span> in Medicaid under section 1902(xx) of the Social <span class=\"match\">Security</span> Act. States are required to implement the new <span class=\"match\">requirement</span> no later than January 1, 2027. This IFC specifies the <span class=\"match\">requirements</span> and expectations for States, including the Medicaid applicants and beneficiaries who must demonstrate community engagement as a condition of their eligibility, the types of qualifying activities that satisfy the community engagement <span class=\"match\">requirement</span>, the criteria to meet an exception from the <span class=\"match\">requirement</span> (that is, be deemed compliant)"},{"title":"Form PF; Reporting Requirements for All Filers","type":"Proposed Rule","abstract":"The Commodity Futures Trading Commission (the \"CFTC\") and the Securities and Exchange Commission (the \"SEC\") (collectively, \"we\" or the \"Commissions\") are proposing to amend Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds, including those that also are registered with the CFTC as a commodity pool operator (a \"CPO\") or a commodity trading advisor (a \"CTA\"). The proposed amendments would eliminate certain filing and reporting obligations, streamline certain requirements, and make corrections and other revisions. The proposed amendments are designed to eliminate certain burdens, among other things.","document_number":"2026-07993","html_url":"https://www.federalregister.gov/documents/2026/04/24/2026-07993/form-pf-reporting-requirements-for-all-filers","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-04-24/pdf/2026-07993.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-07993.pdf?1776948313","publication_date":"2026-04-24","agencies":[{"raw_name":"COMMODITY FUTURES TRADING COMMISSION","name":"Commodity Futures Trading Commission","id":77,"url":"https://www.federalregister.gov/agencies/commodity-futures-trading-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/77","parent_id":null,"slug":"commodity-futures-trading-commission"},{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":" \n Id. \n \n \n Third, we propose to eliminate certain <span class=\"match\">requirements</span>, including quarterly event reporting, certain current reporting, and other <span class=\"match\">requirements</span>, as well as streamline certain <span class=\"match\">requirements</span>, and make corrections and other revisions. \n Table 1a summarizes the proposed changes to the filing threshold for all Form PF filers and the reporting threshold for large hedge fund advisers: \n \n \n Table 1\n a \n —Proposal To Increase Certain Thresholds\n \n \n   \n   \n \n \n \n Eliminate filing <span class=\"match\">requirements</span> for smaller advisers \n \n We propose to increase the filing"},{"title":"Licensing Requirements for Microreactors and Other Reactors With Comparable Risk Profiles","type":"Proposed Rule","abstract":"The U.S. Nuclear Regulatory Commission (NRC) is proposing to amend its regulations to establish a risk-informed and performance- based regulatory framework for rapid licensing of new microreactors and other reactors with comparable risk profiles and for high-volume deployment of these reactors. The proposed rule would provide a flexible set of licensing pathways, reduce regulatory burden, and ensure that safety and security requirements remain commensurate with the potential hazards posed by these facilities.","document_number":"2026-08550","html_url":"https://www.federalregister.gov/documents/2026/05/01/2026-08550/licensing-requirements-for-microreactors-and-other-reactors-with-comparable-risk-profiles","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-05-01/pdf/2026-08550.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-08550.pdf?1777553125","publication_date":"2026-05-01","agencies":[{"raw_name":"NUCLEAR REGULATORY COMMISSION","name":"Nuclear Regulatory Commission","id":383,"url":"https://www.federalregister.gov/agencies/nuclear-regulatory-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/383","parent_id":null,"slug":"nuclear-regulatory-commission"}],"excerpts":"enriched uranium) in excess of 1 kilogram as being at least Category III material requiring material control and <span class=\"match\">accounting</span> and <span class=\"match\">security</span> <span class=\"match\">requirements</span>. Finally, the International Atomic Energy Agency's Nuclear <span class=\"match\">Security</span> Recommendation on Physical Protection of Nuclear Material and Nuclear Facilities states that a mass as small as 1 kilogram of uranium-235 (contained in enriched uranium) needs to be subject to physical <span class=\"match\">security</span> <span class=\"match\">requirements</span>. These examples are relevant to this proposed rule because all reactors that would be licensed under this proposed"},{"title":"Agricultural Foreign Investment Disclosure Act of 1978","type":"Proposed Rule","abstract":"The United States Department of Agriculture (USDA) is proposing to update its regulations regarding the Agricultural Foreign Investment Disclosure Act of 1978 (the AFIDA). The revisions would reflect Congressional directives to establish a streamlined process for electronic submission and retention of disclosures made under AFIDA, including the deployment of an internet database. It would also revise reporting requirements and strengthen enforcement measures. Through the implementation of modernization measures and expanded scope and depth of reporting, this proposed rule will help ensure the AFIDA regulations address foreign investment and ownership of American agricultural land, particularly as it might present a national security risk.","document_number":"2026-12808","html_url":"https://www.federalregister.gov/documents/2026/06/25/2026-12808/agricultural-foreign-investment-disclosure-act-of-1978","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-25/pdf/2026-12808.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-12808.pdf?1782305114","publication_date":"2026-06-25","agencies":[{"raw_name":"DEPARTMENT OF AGRICULTURE","name":"Agriculture Department","id":12,"url":"https://www.federalregister.gov/agencies/agriculture-department","json_url":"https://www.federalregister.gov/api/v1/agencies/12","parent_id":null,"slug":"agriculture-department"}],"excerpts":"Entity, Shell corporation, \n and \n Transfer. \n \n \n \n \n § 781.3 (Reporting <span class=\"match\">requirements</span>) \n § 5100.3 (Reporting <span class=\"match\">requirements</span>) \n \n • Revision to submission methods for AFIDA disclosure reports and references regarding such reports.\n • Revision to mandatory reporting <span class=\"match\">requirements</span> for foreign persons required to submit reports. \n • Revision to additional reporting <span class=\"match\">requirements</span> for foreign persons other than individuals and governments. \n • Revision to upon-request reporting <span class=\"match\">requirements</span> for foreign persons named in required reports. \n \n \n \n § 781.4 (Assessment"},{"title":"Flight Training Security Program","type":"Rule","abstract":"The Transportation Security Administration (TSA) is finalizing the 2004 interim final rule (IFR) that established the Flight Training Security Program (FTSP) (formerly known as the Alien Flight Student Program). The FTSP implements a statutory requirement under the Aviation and Transportation Security Act, as amended by the Vision 100- Century of Aviation Reauthorization Act, to prevent flight schools from providing flight training to any individuals who are not U.S. citizens or nationals, and who have not been vetted by the Federal Government to determine whether the flight training candidate is a security threat. The rule also requires security awareness training for certain flight training provider employees. In finalizing this rule, TSA addresses the comments on the IFR, recommendations from the Aviation Security Advisory Committee, and additional comments received during a reopened comment period. TSA also is eliminating years of programmatic guidance and clarifications by codifying current and relevant information into the regulatory text. Where possible, TSA is modifying the program to make it more effective and less burdensome. Finally, TSA is making other technical modifications to its regulations to consolidate in one location the agency's inspection authority.","document_number":"2024-08800","html_url":"https://www.federalregister.gov/documents/2024/05/01/2024-08800/flight-training-security-program","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-05-01/pdf/2024-08800.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-08800.pdf?1714481121","publication_date":"2024-05-01","agencies":[{"raw_name":"DEPARTMENT OF HOMELAND SECURITY","name":"Homeland Security Department","id":227,"url":"https://www.federalregister.gov/agencies/homeland-security-department","json_url":"https://www.federalregister.gov/api/v1/agencies/227","parent_id":null,"slug":"homeland-security-department"},{"raw_name":"Transportation Security Administration","name":"Transportation Security Administration","id":494,"url":"https://www.federalregister.gov/agencies/transportation-security-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/494","parent_id":227,"slug":"transportation-security-administration"}],"excerpts":"Training \n 5. STA <span class=\"match\">Requirements</span> \n a. General \n b. Frequency of <span class=\"match\">Security</span> Threat Assessment \n c. Portability of a Determination of Eligibility \n d. <span class=\"match\">Security</span> Threat Assessment Comparability \n e. <span class=\"match\">Security</span> Threat Assessment Application Process \n f. Immigration Checks \n g. Correction of Record \n 6. <span class=\"match\">Security</span> <span class=\"match\">Awareness</span> Training <span class=\"match\">Requirements</span> \n a. Flight Training Provider Employees \n b. Frequency of Training \n 7. Recordkeeping <span class=\"match\">Requirements</span> and the FTSP Portal \n a. Electronic Submission of Information and Recordkeeping \n b. Registration <span class=\"match\">Requirements</span> for Flight Training"},{"title":"Proposal of Special Measure Regarding MBaer Merchant Bank AG as a Financial Institution Operating Outside of the United States of Primary Money Laundering Concern","type":"Proposed Rule","abstract":"FinCEN is issuing a notice of proposed rulemaking, pursuant to section 311 of the USA PATRIOT Act, that finds MBaer Merchant Bank AG (MBaer), a financial institution based in Switzerland, to be of primary money laundering concern, and proposes imposing a special measure to: (1) prohibit U.S. financial institutions from opening or maintaining a correspondent account for, or on behalf of, MBaer; (2) require U.S. financial institutions to take reasonable steps not to process a transaction for the correspondent account in the United States of a foreign banking institution if such a transaction involves MBaer; and (3) require U.S. financial institutions to apply special due diligence to their foreign correspondent accounts that is reasonably designed to guard against their use to process transactions involving MBaer.","document_number":"2026-04033","html_url":"https://www.federalregister.gov/documents/2026/03/02/2026-04033/proposal-of-special-measure-regarding-mbaer-merchant-bank-ag-as-a-financial-institution-operating","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-03-02/pdf/2026-04033.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-04033.pdf?1772199914","publication_date":"2026-03-02","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Financial Crimes Enforcement Network","name":"Financial Crimes Enforcement Network","id":194,"url":"https://www.federalregister.gov/agencies/financial-crimes-enforcement-network","json_url":"https://www.federalregister.gov/api/v1/agencies/194","parent_id":497,"slug":"financial-crimes-enforcement-network"}],"excerpts":"on <span class=\"match\">Accounts</span> and Due Diligence <span class=\"match\">Requirements</span> for Covered Financial Institutions \n 1. Prohibition on Opening or Maintaining Correspondent <span class=\"match\">Accounts</span> \n Proposed section 1010.666(b)(1) prohibits covered financial institutions from opening or maintaining in the United States a correspondent <span class=\"match\">account</span> for, or on behalf of, MBaer. \n 2. Prohibition on Use of Correspondent <span class=\"match\">Accounts</span> Involving MBaer \n \n Proposed section 1010.666(b)(2) requires covered financial institutions to take reasonable steps not to process a transaction for the correspondent <span class=\"match\">account</span> of a"},{"title":"Conformance of Cost Accounting Standards to Generally Accepted Accounting Principles for Compensated Personal Absence and Depreciation of Tangible Capital Assets","type":"Proposed Rule","abstract":"The Office of Federal Procurement Policy (OFPP), Cost Accounting Standards Board (CAS Board or the Board), is releasing this advanced notice of proposed rulemaking (ANPRM) to elicit public comments on proposed changes to the Cost Accounting Standards (CAS) on conformance to Generally Accepted Accounting Principles (GAAP) related to CAS 408, Accounting for costs of compensated personal absence, and CAS 409, Cost accounting standard depreciation of tangible capital assets, to GAAP. This ANPRM follows issuance of an SDP 84 FR 9143 (March 13, 2019).","document_number":"2024-13805","html_url":"https://www.federalregister.gov/documents/2024/06/27/2024-13805/conformance-of-cost-accounting-standards-to-generally-accepted-accounting-principles-for-compensated","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-06-27/pdf/2024-13805.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-13805.pdf?1719405926","publication_date":"2024-06-27","agencies":[{"raw_name":"OFFICE OF MANAGEMENT AND BUDGET","name":"Management and Budget Office","id":280,"url":"https://www.federalregister.gov/agencies/management-and-budget-office","json_url":"https://www.federalregister.gov/api/v1/agencies/280","parent_id":null,"slug":"management-and-budget-office"},{"raw_name":"Office of Federal Procurement Policy","name":"Federal Procurement Policy Office","id":184,"url":"https://www.federalregister.gov/agencies/federal-procurement-policy-office","json_url":"https://www.federalregister.gov/api/v1/agencies/184","parent_id":280,"slug":"federal-procurement-policy-office"}],"excerpts":"each <span class=\"match\">requirement</span> in CAS 409, the Board identified that a comparable <span class=\"match\">requirement</span> existed in GAAP, Federal Acquisition Regulation (FAR), or other CAS Standard that would protect the Government's interests, with the exception of the <span class=\"match\">requirements</span> at CAS 409-50(e)(5), CAS 409-50(j)(1), and CAS 409-50(j)(4). The alignment is so close as to make CAS 409 nearly duplicative of GAAP. The Board reasoned that where such comparable <span class=\"match\">requirements</span> exist between CAS and GAAP, the CAS 409 <span class=\"match\">requirement</span> could be eliminated. With respect to the three <span class=\"match\">requirements</span> in CAS"}]}