{"description":"Documents matching 'security adopts regulation govern protection'","count":10000,"total_pages":50,"next_page_url":"https://www.federalregister.gov/api/v1/documents?conditions%5Bterm%5D=security+adopts+regulation+govern+protection&format=json&page=2","results":[{"title":"Protection of Federal Property","type":"Rule","abstract":"The Department of Homeland Security (DHS) adopts this regulation to govern the protection of Federal property. DHS developed this regulation in consultation with the U.S. General Services Administration (GSA). Consistent with DHS' statutory authority, these regulations provide charging options for violations occurring on and adjacent to Federal property, update prohibited conduct to incorporate advancing technology, provide clearer public notice, and apply the regulations more uniformly to property owned, operated or secured by the Federal Government. This final rule makes no substantive changes from the proposed rule that was published in the Federal Register on January 15, 2025.","document_number":"2025-10223","html_url":"https://www.federalregister.gov/documents/2025/06/09/2025-10223/protection-of-federal-property","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-06-09/pdf/2025-10223.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-10223.pdf?1749213907","publication_date":"2025-06-09","agencies":[{"raw_name":"DEPARTMENT OF HOMELAND SECURITY","name":"Homeland Security Department","id":227,"url":"https://www.federalregister.gov/agencies/homeland-security-department","json_url":"https://www.federalregister.gov/api/v1/agencies/227","parent_id":null,"slug":"homeland-security-department"}],"excerpts":"Protective <span class=\"match\">Security</span> Officer \n means a <span class=\"match\">security</span> guard employed by a private <span class=\"match\">security</span> contractor who provides contract <span class=\"match\">security</span> services to the Federal Protective Service (FPS) The contract <span class=\"match\">security</span> services provided by a Protective <span class=\"match\">Security</span> Officer include, but are not limited to, the performance of <span class=\"match\">security</span> screenings and inspections of persons, personal property, and vehicles entering Federal property; confronting individuals who have violated or are suspected of violating building rules and <span class=\"match\">regulations</span>; and reporting all such <span class=\"match\">security</span>-related information"},{"title":"Concept Release on Residential Mortgage-Backed Securities Disclosures and Enhancements to Asset-Backed Securities Registration","type":"Proposed Rule","abstract":"The Securities and Exchange Commission (\"Commission\") is publishing this concept release to solicit comments on whether to amend the asset-level disclosure requirements for residential mortgage-backed securities in Item 1125 of Regulation AB and whether to revise generally the definition of \"asset-backed security\" and/or other definitions in Item 1101 of Regulation AB. The Commission is considering these steps to expand issuer and investor access to the registered asset-backed securities markets and facilitate enhanced capital formation and liquidity while maintaining appropriate investor protections.","document_number":"2025-19152","html_url":"https://www.federalregister.gov/documents/2025/10/01/2025-19152/concept-release-on-residential-mortgage-backed-securities-disclosures-and-enhancements-to","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-10-01/pdf/2025-19152.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-19152.pdf?1759236316","publication_date":"2025-10-01","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"discussed in this release. \n IV. Definition of Asset-Backed <span class=\"match\">Security</span> Generally \n A. Background \n \n When the Commission <span class=\"match\">adopted</span> <span class=\"match\">Regulation</span> AB in 2004, it defined “asset-backed <span class=\"match\">security</span>” to demarcate the <span class=\"match\">securities</span> and offerings to which the rules would apply for purposes of registration, disclosure, and reporting under the <span class=\"match\">Securities</span> Act and the Exchange Act.\n 80 \n \n Specifically, Item 1101(c) of <span class=\"match\">Regulation</span> AB (the “<span class=\"match\">Regulation</span> AB ABS Definition”) defines “asset-backed <span class=\"match\">security</span>” as a “<span class=\"match\">security</span> that is primarily serviced by the cash flows of a discrete"},{"title":"Modernizing Requirements Relating to Physical Protection of Category 1 and Category 2 Quantities of Radioactive Material","type":"Proposed Rule","abstract":"The U.S. Nuclear Regulatory Commission (NRC) is conducting a review and wholesale revision of its regulations. As part of this initiative, the NRC is proposing to revise its regulations relating to physical protection and security of category 1 and category 2 quantities of radioactive material.","document_number":"2026-06877","html_url":"https://www.federalregister.gov/documents/2026/04/09/2026-06877/modernizing-requirements-relating-to-physical-protection-of-category-1-and-category-2-quantities-of","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-04-09/pdf/2026-06877.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-06877.pdf?1775652318","publication_date":"2026-04-09","agencies":[{"raw_name":"NUCLEAR REGULATORY COMMISSION","name":"Nuclear Regulatory Commission","id":383,"url":"https://www.federalregister.gov/agencies/nuclear-regulatory-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/383","parent_id":null,"slug":"nuclear-regulatory-commission"}],"excerpts":"be risk-significant quantities of radioactive material. These quantities pertain to 16 specific radioactive materials listed in Appendix A to title 10 of the \n Code of Federal <span class=\"match\">Regulations</span> \n (10 CFR) part 37, “Physical <span class=\"match\">Protection</span> of Category 1 and Category 2 Quantities of Radioactive Materials.” The <span class=\"match\">regulations</span> in 10 CFR part 37 <span class=\"match\">govern</span> the physical <span class=\"match\">protection</span> and <span class=\"match\">security</span> requirements for these category 1 and category 2 quantities of radioactive material.\n \n In response to E.O. 14300, the NRC initiated a review of the 10 CFR part 37 requirements"},{"title":"Self-Regulatory Organizations; MX2 LLC; Order Granting Approval to a Proposed Rule Change To Adopt Rules To Govern the Trading of Options on the Exchange for a New Facility Called MX2 Options","type":"Notice","abstract":null,"document_number":"2025-19353","html_url":"https://www.federalregister.gov/documents/2025/10/02/2025-19353/self-regulatory-organizations-mx2-llc-order-granting-approval-to-a-proposed-rule-change-to-adopt","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-10-02/pdf/2025-19353.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-19353.pdf?1759322729","publication_date":"2025-10-02","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"MEMX Options.\n \n Options Order <span class=\"match\">Protection</span> and Locked/Crossed Market Plan Rules \n \n The Exchange will participate in the Options Order <span class=\"match\">Protection</span> and Locked/Crossed Market Plan (the “Plan”) and therefore will be required to comply with the obligations of the Plan. Similar to <span class=\"match\">Regulation</span> NMS, the Plan requires exchanges to <span class=\"match\">adopt</span> rules “reasonably designed to prevent Trade-Throughs,” while specifying certain exemptions from that prohibition, including for ISOs. The proposed rules in Chapter 27 (Options Order <span class=\"match\">Protection</span> and Locked and Crossed Markets"},{"title":"Rescission of the Management and Protection of the National Petroleum Reserve in Alaska Regulations, Issued May 7, 2024","type":"Rule","abstract":"Through this final rule, the Bureau of Land Management (BLM) rescinds and replaces the \"Management and Protection of the National Petroleum Reserve in Alaska\" final rule, issued on May 7, 2024, to restore regulatory clarity and align BLM's implementing regulations with statutory requirements and national energy policy.","document_number":"2025-19982","html_url":"https://www.federalregister.gov/documents/2025/11/17/2025-19982/rescission-of-the-management-and-protection-of-the-national-petroleum-reserve-in-alaska-regulations","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-11-17/pdf/2025-19982.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-19982.pdf?1763127918","publication_date":"2025-11-17","agencies":[{"raw_name":"DEPARTMENT OF THE INTERIOR","name":"Interior Department","id":253,"url":"https://www.federalregister.gov/agencies/interior-department","json_url":"https://www.federalregister.gov/api/v1/agencies/253","parent_id":null,"slug":"interior-department"},{"raw_name":"Bureau of Land Management","name":"Land Management Bureau","id":275,"url":"https://www.federalregister.gov/agencies/land-management-bureau","json_url":"https://www.federalregister.gov/api/v1/agencies/275","parent_id":253,"slug":"land-management-bureau"}],"excerpts":"80 Unauthorized use and occupancy. \n \n \n \n Subpart 2361—Management and <span class=\"match\">Protection</span> of the National Petroleum Reserve in Alaska \n 2361.1 Purpose \n \n The existing <span class=\"match\">regulation</span> states that the purpose of the <span class=\"match\">regulations</span> in this subpart is to provide procedures for <span class=\"match\">protection</span> and control of the environmental, fish and wildlife, and historical and scenic values of the NPR-A from significantly adverse effects of oil and gas activities on the surface resources of the NPR-A and assuring maximum <span class=\"match\">protection</span> of significant resource values in special areas pursuant to and"},{"title":"Modernizing Security Requirements","type":"Proposed Rule","abstract":"The U.S. Nuclear Regulatory Commission (NRC) is proposing to revise its regulations to modernize security and fitness-for-duty requirements to enhance efficiency, consistent with Executive Order 14300, \"Ordering the Reform of the Nuclear Regulatory Commission.\" The proposed revisions are intended to reduce regulatory burden, where appropriate, while continuing to provide reasonable assurance that safety and security will be adequately maintained at NRC-licensed facilities.","document_number":"2026-12989","html_url":"https://www.federalregister.gov/documents/2026/06/26/2026-12989/modernizing-security-requirements","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-26/pdf/2026-12989.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-12989.pdf?1782391523","publication_date":"2026-06-26","agencies":[{"raw_name":"NUCLEAR REGULATORY COMMISSION","name":"Nuclear Regulatory Commission","id":383,"url":"https://www.federalregister.gov/agencies/nuclear-regulatory-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/383","parent_id":null,"slug":"nuclear-regulatory-commission"}],"excerpts":"support innovation, reduce unnecessary regulatory burden, and maintain <span class=\"match\">protection</span> against credible threats.\n \n \n • \n Facility <span class=\"match\">Security</span> Clearance and Safeguarding of National <span class=\"match\">Security</span> Information and Restricted Data. \n The NRC is proposing to revise 10 CFR part 95, “Facility <span class=\"match\">Security</span> Clearance and Safeguarding of National <span class=\"match\">Security</span> Information and Restricted Data,” to remove requirements that are duplicative and to ensure alignment with 32 CFR part 117, “National Industrial <span class=\"match\">Security</span> Program Operating Manual (NISPOM).” These changes would provide references"},{"title":"Self-Regulatory Organizations; MX2 LLC; Notice of Filing of a Proposed Rule Change To Adopt Rules To Govern the Trading of Options on the Exchange for a New Facility Called MX2 Options","type":"Notice","abstract":null,"document_number":"2025-12517","html_url":"https://www.federalregister.gov/documents/2025/07/07/2025-12517/self-regulatory-organizations-mx2-llc-notice-of-filing-of-a-proposed-rule-change-to-adopt-rules-to","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-07-07/pdf/2025-12517.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-12517.pdf?1751546709","publication_date":"2025-07-07","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"participate in the Options Order <span class=\"match\">Protection</span> and Locked/Crossed Market Plan (the “Plan”) and therefore will be required to comply with the obligations of Participants under the Plan. The Plan essentially applies the <span class=\"match\">Regulation</span> NMS price-<span class=\"match\">protection</span> provisions to the options markets. Similar to <span class=\"match\">Regulation</span> NMS, the Plan requires the Plan Participants to <span class=\"match\">adopt</span> rules “reasonably designed to prevent Trade-Throughs”, while exempting ISOs from that prohibition. The Plan's definition of an ISO is essentially the same as under <span class=\"match\">Regulation</span> NMS. The remaining exceptions"},{"title":"Rescission of the Management and Protection of the National Petroleum Reserve in Alaska Regulations","type":"Proposed Rule","abstract":"The Bureau of Land Management (BLM) is proposing to rescind the \"Management and Protection of the National Petroleum Reserve in Alaska\" final rule, issued on May 7, 2024. We solicit comment on all aspects of this proposed rule.","document_number":"2025-10058","html_url":"https://www.federalregister.gov/documents/2025/06/03/2025-10058/rescission-of-the-management-and-protection-of-the-national-petroleum-reserve-in-alaska-regulations","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-06-03/pdf/2025-10058.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-10058.pdf?1748868319","publication_date":"2025-06-03","agencies":[{"raw_name":"DEPARTMENT OF THE INTERIOR","name":"Interior Department","id":253,"url":"https://www.federalregister.gov/agencies/interior-department","json_url":"https://www.federalregister.gov/api/v1/agencies/253","parent_id":null,"slug":"interior-department"},{"raw_name":"Bureau of Land Management","name":"Land Management Bureau","id":275,"url":"https://www.federalregister.gov/agencies/land-management-bureau","json_url":"https://www.federalregister.gov/api/v1/agencies/275","parent_id":253,"slug":"land-management-bureau"}],"excerpts":"authorizing the \n \n Secretary to “promulgate such rules and <span class=\"match\">regulations</span> as he deems necessary and appropriate for the <span class=\"match\">protection</span> of [environmental, fish and wildlife, and historical or scenic values] within the reserve.” 42 U.S.C. 6503(b), 6504(d).\n \n The NPRPA further directs the Secretary to “assure the maximum <span class=\"match\">protection</span> of areas containing significant subsistence, recreational, fish and wildlife, or historical or scenic value, as determined by the Secretary, but only insofar as that <span class=\"match\">protection</span> is consistent with the requirements of [the NPRPA] for"},{"title":"Joint Request for Comment on Swap and Security-Based Swap Data Reporting","type":"Proposed Rule","abstract":"The Commodity Futures Trading Commission (\"CFTC\") and the Securities and Exchange Commission (\"SEC\") (together, the \"Commissions\") request public comment on potential changes to the design, scope, and structure of swap and security-based swap data reporting requirements.","document_number":"2026-12742","html_url":"https://www.federalregister.gov/documents/2026/06/24/2026-12742/joint-request-for-comment-on-swap-and-security-based-swap-data-reporting","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-24/pdf/2026-12742.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-12742.pdf?1782218724","publication_date":"2026-06-24","agencies":[{"raw_name":"COMMODITY FUTURES TRADING COMMISSION","name":"Commodity Futures Trading Commission","id":77,"url":"https://www.federalregister.gov/agencies/commodity-futures-trading-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/77","parent_id":null,"slug":"commodity-futures-trading-commission"},{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"C. 1a(18)). The definition of the term “eligible contract participant” in the <span class=\"match\">Securities</span> Act of 1933 (“<span class=\"match\">Securities</span> Act”) refers to the definition of “eligible contract participant” in the CEA. \n See \n section 5(e) of the <span class=\"match\">Securities</span> Act, 15 U.S.C. 77e(e). The CFTC and SEC have <span class=\"match\">adopted</span> final rules further defining the term “eligible contract participant.” \n See \n Further Definition of “Swap Dealer,” “<span class=\"match\">Security</span>-Based Swap Dealer,” “Major Swap Participant,” “Major <span class=\"match\">Security</span>-Based Swap Participant” and “Eligible Contract Participant,” Release No. 34-66868"},{"title":"Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Amendment No. 3 to a Proposed Rule Change To Adopt Rules To Govern the Trading of Options on the Exchange for a New Facility Called IEX Options","type":"Notice","abstract":null,"document_number":"2025-11525","html_url":"https://www.federalregister.gov/documents/2025/06/24/2025-11525/self-regulatory-organizations-investors-exchange-llc-notice-of-filing-of-amendment-no-3-to-a","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-06-24/pdf/2025-11525.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-11525.pdf?1750682709","publication_date":"2025-06-24","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"The Exchange proposes to <span class=\"match\">adopt</span> rules relating to the Plan that are substantially similar to the rules in place on all of the options exchanges that are Participants to the Plan. The Plan essentially applies the <span class=\"match\">Regulation</span> NMS price-<span class=\"match\">protection</span> provisions to the options markets. Similar to <span class=\"match\">Regulation</span> NMS, the Plan requires the Plan Participants to <span class=\"match\">adopt</span> rules “reasonably designed to prevent Trade-Throughs”, while exempting ISOs from that prohibition. The Plan's definition of an ISO is essentially the same as under <span class=\"match\">Regulation</span> NMS. The remaining exceptions"},{"title":"Counter-UAS Authority for State, Local, Tribal, and Territorial Law Enforcement and Correctional Agencies","type":"Rule","abstract":"In this interim final rule (\"IFR\"), the Department of Justice (\"DOJ\") and the Department of Homeland Security (\"DHS\") (collectively, \"the Departments\") codify the framework for implementing the SAFER SKIES Act, which authorizes State, local, Tribal, and territorial law enforcement or correctional (\"SLTT\") agencies to conduct counter-unmanned aircraft system (\"C-UAS\") operations. This framework governs training and certification (including a two-tiered structure for detection and warning operations and for mitigation operations), authorized technologies, spectrum coordination, airspace approval, real-time air traffic control notification, mitigation reporting, privacy protections, and compliance requirements for SLTT agencies in relation to the exercise of C-UAS authority.","document_number":"2026-13609","html_url":"https://www.federalregister.gov/documents/2026/07/06/2026-13609/counter-uas-authority-for-state-local-tribal-and-territorial-law-enforcement-and-correctional","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-07-06/pdf/2026-13609.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-13609.pdf?1782936911","publication_date":"2026-07-06","agencies":[{"raw_name":"DEPARTMENT OF HOMELAND SECURITY","name":"Homeland Security Department","id":227,"url":"https://www.federalregister.gov/agencies/homeland-security-department","json_url":"https://www.federalregister.gov/api/v1/agencies/227","parent_id":null,"slug":"homeland-security-department"},{"raw_name":"DEPARTMENT OF JUSTICE","name":"Justice Department","id":268,"url":"https://www.federalregister.gov/agencies/justice-department","json_url":"https://www.federalregister.gov/api/v1/agencies/268","parent_id":null,"slug":"justice-department"}],"excerpts":"areas.\n \n \n (e) \n Parallel <span class=\"match\">regulations</span>. \n Consistent with section 8606(a)(1) of the Act, identical implementing <span class=\"match\">regulations</span> appear at 6 CFR part 124 and 28 CFR part 124. The Department of Homeland <span class=\"match\">Security</span> and Department of Justice administer and interpret their respective <span class=\"match\">regulations</span> with respect to their own programs, activities, and solely held authorities. Any description in these <span class=\"match\">regulations</span> of the other Department's programs, activities, or solely held authorities is provided for context and does not itself <span class=\"match\">govern</span> the other Department's exercise"},{"title":"Self-Regulatory Organizations; Investors Exchange LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 3, To Adopt Rules To Govern the Trading of Options on the Exchange for a New Facility Called IEX Options","type":"Notice","abstract":null,"document_number":"2025-18380","html_url":"https://www.federalregister.gov/documents/2025/09/23/2025-18380/self-regulatory-organizations-investors-exchange-llc-order-approving-a-proposed-rule-change-as","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-09-23/pdf/2025-18380.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-18380.pdf?1758545112","publication_date":"2025-09-23","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"dealers. \n D. Options Order <span class=\"match\">Protection</span>, Locked/Crossed Market Plan, and Outbound Routing Risk Monitoring and <span class=\"match\">Protection</span> \n \n The IEX Options rules are designed to comply with applicable federal <span class=\"match\">securities</span> laws and <span class=\"match\">regulations</span> and the obligations of the Options Order <span class=\"match\">Protection</span> and Locked/Crossed Market Plan. Specifically, the rules are designed to ensure that an order is not executed at a price that would trade through another options exchange. In this regard, IEX Options will be required under Rule 608(c) of <span class=\"match\">Regulation</span> NMS \n 345 \n \n to comply with"},{"title":"The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS","type":"Proposed Rule","abstract":"The Securities and Exchange Commission (\"Commission\" or \"SEC\") is proposing amendments to Regulation NMS (\"Regulation NMS\") under the Securities Exchange Act of 1934 (\"Exchange Act\"). The proposed amendments would rescind the trade-through rule for NMS stocks, the provision regarding locking and crossing quotations for NMS stocks, and certain defined terms. The proposed amendments would also make conforming changes to other related provisions.","document_number":"2026-12163","html_url":"https://www.federalregister.gov/documents/2026/06/17/2026-12163/the-trade-through-rule-and-locked-and-crossed-markets-provisions-of-regulation-nms","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-17/pdf/2026-12163.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-12163.pdf?1781613912","publication_date":"2026-06-17","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"trading of NMS <span class=\"match\">securities</span> (“CAT”) (<span class=\"match\">Securities</span> Exchange Act Release No. 67457 (July 18, 2012), 77 FR 45722 (Aug. 1, 2012) (“CAT <span class=\"match\">Adopting</span> Release”)); and Rule 614, relating to the registration and responsibilities of competing consolidators (<span class=\"match\">Securities</span> Exchange Act Release No. 90610 (Dec. 9, 2020), 86 FR 18596 (Apr. 9, 2021) (“Market Data Infrastructure <span class=\"match\">Adopting</span> Release”)). Currently, <span class=\"match\">Regulation</span> NMS consists of fourteen substantive rules. 17 CFR 242.600-614.\n \n \n \n Rule 611 (referred to in the NMS <span class=\"match\">Adopting</span> Release as the “order <span class=\"match\">protection</span> rule,” and referred"},{"title":"Regulation for Federal Financial Assistance","type":"Proposed Rule","abstract":"The Office of Management and Budget (OMB) proposes to revise the Guidance for Federal Financial Assistance to improve government- wide policies and requirements related to the management of grants, cooperative agreements, and other forms of assistance. OMB is proposing revisions that would improve transparency, accountability, and oversight for Federal awards across the Federal Government. This includes ensuring that American tax dollars are not wasted or misused, activities performed under Federal awards are consistent with law and policy, and recipients are held accountable when they fail to meet relevant standards. The revisions also aim to ensure that basic American principles of equality and equal opportunity are upheld throughout all stages of the award making process and that unlawful discrimination is no longer permitted. Proposed changes also include providing further clarification on the regulatory status of the OMB requirements and on the process for future updates to the government- wide requirements. Finally, OMB also proposes changes to reduce recipient burden. The listed Federal grant-making agencies propose conforming changes to their respective adopting regulations, or, in the case of some agencies and other entities, establishing new adopting regulations or policies. The proposed changes reflect the administration's commitment to transparency, accountability, and proper oversight for the Federal grantmaking process. The proposed regulations seek to ensure that American tax dollars are ultimately used to serve the needs of the American public.","document_number":"2026-10817","html_url":"https://www.federalregister.gov/documents/2026/05/29/2026-10817/regulation-for-federal-financial-assistance","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-05-29/pdf/2026-10817.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-10817.pdf?1779984020","publication_date":"2026-05-29","agencies":[{"raw_name":"OFFICE OF MANAGEMENT AND BUDGET","name":"Management and Budget Office","id":280,"url":"https://www.federalregister.gov/agencies/management-and-budget-office","json_url":"https://www.federalregister.gov/api/v1/agencies/280","parent_id":null,"slug":"management-and-budget-office"},{"raw_name":"DEPARTMENT OF HEALTH AND HUMAN SERVICES","name":"Health and Human Services Department","id":221,"url":"https://www.federalregister.gov/agencies/health-and-human-services-department","json_url":"https://www.federalregister.gov/api/v1/agencies/221","parent_id":null,"slug":"health-and-human-services-department"},{"raw_name":"DEPARTMENT OF AGRICULTURE","name":"Agriculture Department","id":12,"url":"https://www.federalregister.gov/agencies/agriculture-department","json_url":"https://www.federalregister.gov/api/v1/agencies/12","parent_id":null,"slug":"agriculture-department"},{"raw_name":"DEPARTMENT OF STATE","name":"State Department","id":476,"url":"https://www.federalregister.gov/agencies/state-department","json_url":"https://www.federalregister.gov/api/v1/agencies/476","parent_id":null,"slug":"state-department"},{"raw_name":"Agency for International Development","name":"Agency for International Development","id":6,"url":"https://www.federalregister.gov/agencies/agency-for-international-development","json_url":"https://www.federalregister.gov/api/v1/agencies/6","parent_id":null,"slug":"agency-for-international-development"},{"raw_name":"DEPARTMENT OF VETERANS AFFAIRS","name":"Veterans Affairs Department","id":520,"url":"https://www.federalregister.gov/agencies/veterans-affairs-department","json_url":"https://www.federalregister.gov/api/v1/agencies/520","parent_id":null,"slug":"veterans-affairs-department"},{"raw_name":"DEPARTMENT OF ENERGY","name":"Energy Department","id":136,"url":"https://www.federalregister.gov/agencies/energy-department","json_url":"https://www.federalregister.gov/api/v1/agencies/136","parent_id":null,"slug":"energy-department"},{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"DEPARTMENT OF DEFENSE","name":"Defense Department","id":103,"url":"https://www.federalregister.gov/agencies/defense-department","json_url":"https://www.federalregister.gov/api/v1/agencies/103","parent_id":null,"slug":"defense-department"},{"raw_name":"DEPARTMENT OF TRANSPORTATION","name":"Transportation Department","id":492,"url":"https://www.federalregister.gov/agencies/transportation-department","json_url":"https://www.federalregister.gov/api/v1/agencies/492","parent_id":null,"slug":"transportation-department"},{"raw_name":"DEPARTMENT OF COMMERCE","name":"Commerce Department","id":54,"url":"https://www.federalregister.gov/agencies/commerce-department","json_url":"https://www.federalregister.gov/api/v1/agencies/54","parent_id":null,"slug":"commerce-department"},{"raw_name":"DEPARTMENT OF THE INTERIOR","name":"Interior Department","id":253,"url":"https://www.federalregister.gov/agencies/interior-department","json_url":"https://www.federalregister.gov/api/v1/agencies/253","parent_id":null,"slug":"interior-department"},{"raw_name":"ENVIRONMENTAL PROTECTION AGENCY","name":"Environmental Protection Agency","id":145,"url":"https://www.federalregister.gov/agencies/environmental-protection-agency","json_url":"https://www.federalregister.gov/api/v1/agencies/145","parent_id":null,"slug":"environmental-protection-agency"},{"raw_name":"U.S. INTERNATIONAL DEVELOPMENT FINANCE CORPORATION","name":"U.S. International Development Finance Corporation","id":606,"url":"https://www.federalregister.gov/agencies/u-s-international-development-finance-corporation","json_url":"https://www.federalregister.gov/api/v1/agencies/606","parent_id":null,"slug":"u-s-international-development-finance-corporation"},{"raw_name":"NATIONAL AERONAUTICS AND SPACE ADMINISTRATION","name":"National Aeronautics and Space Administration","id":301,"url":"https://www.federalregister.gov/agencies/national-aeronautics-and-space-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/301","parent_id":null,"slug":"national-aeronautics-and-space-administration"},{"raw_name":"U.S. Agency for Global Media","name":"United States Agency for Global Media","id":608,"url":"https://www.federalregister.gov/agencies/united-states-agency-for-global-media","json_url":"https://www.federalregister.gov/api/v1/agencies/608","parent_id":null,"slug":"united-states-agency-for-global-media"},{"raw_name":"NUCLEAR REGULATORY COMMISSION","name":"Nuclear Regulatory Commission","id":383,"url":"https://www.federalregister.gov/agencies/nuclear-regulatory-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/383","parent_id":null,"slug":"nuclear-regulatory-commission"},{"raw_name":"CORPORATION FOR NATIONAL AND COMMUNITY SERVICE","name":"Corporation for National and Community Service","id":91,"url":"https://www.federalregister.gov/agencies/corporation-for-national-and-community-service","json_url":"https://www.federalregister.gov/api/v1/agencies/91","parent_id":null,"slug":"corporation-for-national-and-community-service"},{"raw_name":"Social Security Administration","name":"Social Security Administration","id":470,"url":"https://www.federalregister.gov/agencies/social-security-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/470","parent_id":null,"slug":"social-security-administration"},{"raw_name":"DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT","name":"Housing and Urban Development Department","id":228,"url":"https://www.federalregister.gov/agencies/housing-and-urban-development-department","json_url":"https://www.federalregister.gov/api/v1/agencies/228","parent_id":null,"slug":"housing-and-urban-development-department"},{"raw_name":"NATIONAL SCIENCE FOUNDATION","name":"National Science Foundation","id":366,"url":"https://www.federalregister.gov/agencies/national-science-foundation","json_url":"https://www.federalregister.gov/api/v1/agencies/366","parent_id":null,"slug":"national-science-foundation"},{"raw_name":"NATIONAL ARCHIVES AND RECORDS ADMINISTRATION","name":"National Archives and Records Administration","id":304,"url":"https://www.federalregister.gov/agencies/national-archives-and-records-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/304","parent_id":null,"slug":"national-archives-and-records-administration"},{"raw_name":"SMALL BUSINESS ADMINISTRATION","name":"Small Business Administration","id":468,"url":"https://www.federalregister.gov/agencies/small-business-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/468","parent_id":null,"slug":"small-business-administration"},{"raw_name":"DEPARTMENT OF JUSTICE","name":"Justice Department","id":268,"url":"https://www.federalregister.gov/agencies/justice-department","json_url":"https://www.federalregister.gov/api/v1/agencies/268","parent_id":null,"slug":"justice-department"},{"raw_name":"DEPARTMENT OF LABOR","name":"Labor Department","id":271,"url":"https://www.federalregister.gov/agencies/labor-department","json_url":"https://www.federalregister.gov/api/v1/agencies/271","parent_id":null,"slug":"labor-department"},{"raw_name":"DEPARTMENT OF HOMELAND SECURITY","name":"Homeland Security Department","id":227,"url":"https://www.federalregister.gov/agencies/homeland-security-department","json_url":"https://www.federalregister.gov/api/v1/agencies/227","parent_id":null,"slug":"homeland-security-department"},{"raw_name":"NATIONAL FOUNDATION ON THE ARTS AND THE HUMANITIES","name":"National Foundation on the Arts and the Humanities","id":342,"url":"https://www.federalregister.gov/agencies/national-foundation-on-the-arts-and-the-humanities","json_url":"https://www.federalregister.gov/api/v1/agencies/342","parent_id":null,"slug":"national-foundation-on-the-arts-and-the-humanities"},{"raw_name":"Institute of Museum and Library Services","name":"Institute of Museum and Library Services","id":591,"url":"https://www.federalregister.gov/agencies/institute-of-museum-and-library-services","json_url":"https://www.federalregister.gov/api/v1/agencies/591","parent_id":342,"slug":"institute-of-museum-and-library-services"},{"raw_name":"NATIONAL ENDOWMENT FOR THE ARTS","name":"National Endowment for the Arts","id":588,"url":"https://www.federalregister.gov/agencies/national-endowment-for-the-arts","json_url":"https://www.federalregister.gov/api/v1/agencies/588","parent_id":342,"slug":"national-endowment-for-the-arts"},{"raw_name":"National Endowment for the Humanities","name":"National Endowment for the Humanities","id":589,"url":"https://www.federalregister.gov/agencies/national-endowment-for-the-humanities","json_url":"https://www.federalregister.gov/api/v1/agencies/589","parent_id":342,"slug":"national-endowment-for-the-humanities"},{"raw_name":"DEPARTMENT OF EDUCATION","name":"Education Department","id":126,"url":"https://www.federalregister.gov/agencies/education-department","json_url":"https://www.federalregister.gov/api/v1/agencies/126","parent_id":null,"slug":"education-department"},{"raw_name":"EXPORT IMPORT BANK","name":"Export-Import Bank","id":151,"url":"https://www.federalregister.gov/agencies/export-import-bank","json_url":"https://www.federalregister.gov/api/v1/agencies/151","parent_id":null,"slug":"export-import-bank"},{"raw_name":"EXECUTIVE OFFICE OF THE PRESIDENT","name":"Executive Office of the President","id":538,"url":"https://www.federalregister.gov/agencies/executive-office-of-the-president","json_url":"https://www.federalregister.gov/api/v1/agencies/538","parent_id":null,"slug":"executive-office-of-the-president"},{"raw_name":"OFFICE OF NATIONAL DRUG CONTROL POLICY","name":"Office of National Drug Control Policy","id":390,"url":"https://www.federalregister.gov/agencies/office-of-national-drug-control-policy","json_url":"https://www.federalregister.gov/api/v1/agencies/390","parent_id":538,"slug":"office-of-national-drug-control-policy"},{"raw_name":"PEACE CORPS","name":"Peace Corps","id":403,"url":"https://www.federalregister.gov/agencies/peace-corps","json_url":"https://www.federalregister.gov/api/v1/agencies/403","parent_id":null,"slug":"peace-corps"},{"raw_name":"ELECTION ASSISTANCE COMMISSION","name":"Election Assistance Commission","id":127,"url":"https://www.federalregister.gov/agencies/election-assistance-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/127","parent_id":null,"slug":"election-assistance-commission"},{"raw_name":"GULF COAST ECOSYSTEM RESTORATION COUNCIL","name":"Gulf Coast Ecosystem Restoration Council","id":583,"url":"https://www.federalregister.gov/agencies/gulf-coast-ecosystem-restoration-council","json_url":"https://www.federalregister.gov/api/v1/agencies/583","parent_id":null,"slug":"gulf-coast-ecosystem-restoration-council"},{"raw_name":"FEDERAL COMMUNICATIONS COMMISSION","name":"Federal Communications Commission","id":161,"url":"https://www.federalregister.gov/agencies/federal-communications-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/161","parent_id":null,"slug":"federal-communications-commission"},{"raw_name":"CONSUMER PRODUCT SAFETY COMMISSION","name":"Consumer Product Safety Commission","id":84,"url":"https://www.federalregister.gov/agencies/consumer-product-safety-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/84","parent_id":null,"slug":"consumer-product-safety-commission"},{"raw_name":"Delta Regional Authority","name":"Delta Regional Authority","id":624,"url":"https://www.federalregister.gov/agencies/delta-regional-authority","json_url":"https://www.federalregister.gov/api/v1/agencies/624","parent_id":null,"slug":"delta-regional-authority"},{"raw_name":"Appraisal Subcommittee of the Federal Financial Institutions Examination Council","name":"Appraisal Subcommittee of the Federal Financial Institutions Examination Council","id":621,"url":"https://www.federalregister.gov/agencies/appraisal-subcommittee-of-the-federal-financial-institutions-examination-council","json_url":"https://www.federalregister.gov/api/v1/agencies/621","parent_id":null,"slug":"appraisal-subcommittee-of-the-federal-financial-institutions-examination-council"},{"raw_name":"MARINE MAMMAL COMMISSION","name":"Marine Mammal Commission","id":281,"url":"https://www.federalregister.gov/agencies/marine-mammal-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/281","parent_id":null,"slug":"marine-mammal-commission"},{"raw_name":"Millennium Challenge Corporation","name":"Millennium Challenge Corporation","id":287,"url":"https://www.federalregister.gov/agencies/millennium-challenge-corporation","json_url":"https://www.federalregister.gov/api/v1/agencies/287","parent_id":null,"slug":"millennium-challenge-corporation"},{"raw_name":"NATIONAL CREDIT UNION ADMINISTRATION","name":"National Credit Union Administration","id":335,"url":"https://www.federalregister.gov/agencies/national-credit-union-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/335","parent_id":null,"slug":"national-credit-union-administration"}],"excerpts":"types of instruments that are subject to the <span class=\"match\">regulations</span> in this subtitle vary from one portion of the <span class=\"match\">regulations</span> to another. All portions of the <span class=\"match\">regulations</span> apply to grants and cooperative agreements, and some portions also apply to other types of Federal financial assistance. \n \n \n § 1.210 \n \n (a) This subtitle contains <span class=\"match\">regulations</span> that directly apply only to Federal agencies. \n (b) The <span class=\"match\">regulations</span> in this subtitle may affect other entities through each Federal agency's implementation of the <span class=\"match\">regulations</span>, portions of which may apply to: \n (1) The"},{"title":"Publication or Submission of Quotations Without Specified Information","type":"Proposed Rule","abstract":"The Securities and Exchange Commission (\"Commission\") is proposing amendments to revise a rule that governs certain information gathering and review requirements that brokers and dealers must satisfy before initiating (or resuming) any quotation for a security in a quotation medium other than a national securities exchange. The proposed amendments would revise the rule to refer to only equity securities.","document_number":"2026-05401","html_url":"https://www.federalregister.gov/documents/2026/03/19/2026-05401/publication-or-submission-of-quotations-without-specified-information","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-03-19/pdf/2026-05401.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-05401.pdf?1773837917","publication_date":"2026-03-19","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"“equity <span class=\"match\">security</span>” to mean “any stock or similar <span class=\"match\">security</span>; or any <span class=\"match\">security</span> future on any such <span class=\"match\">security</span>; or any <span class=\"match\">security</span> convertible, with or without consideration, into such a <span class=\"match\">security</span>, or carrying any warrant or right to subscribe to or purchase such a <span class=\"match\">security</span>; or any such warrant or right; or any other <span class=\"match\">security</span> which the Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules and <span class=\"match\">regulations</span> as it may prescribe in the public interest or for the <span class=\"match\">protection</span> of investors, to treat as an equity <span class=\"match\">security</span>.”\n \n"},{"title":"Daily Computation of Customer and Broker-Dealer Reserve Requirements Under the Broker-Dealer Customer Protection Rule","type":"Rule","abstract":"The Securities and Exchange Commission (\"Commission\") is adopting amendments to the broker-dealer customer protection rule to require certain broker-dealers to perform their reserve computations for accounts of customers and proprietary accounts of broker-dealers and make any required deposits into their reserve bank accounts daily rather than weekly. The Commission also is adopting amendments to the broker-dealer net capital rule and customer protection rule to permit certain broker-dealers that perform a daily reserve computation for accounts of customers to reduce aggregate debit items (i.e., customer- related receivables) by 2% rather than 3% as part of the computation. Finally, the Commission is adopting technical amendments to the Financial and Operational Combined Uniform Single Report (\"FOCUS Report\") to conform it to the amendments with respect to the lowering of the debit reduction from 3% to 2%.","document_number":"2024-31178","html_url":"https://www.federalregister.gov/documents/2025/01/13/2024-31178/daily-computation-of-customer-and-broker-dealer-reserve-requirements-under-the-broker-dealer","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-01-13/pdf/2024-31178.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-31178.pdf?1736516722","publication_date":"2025-01-13","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"the commenter stated requiring a daily computation for <span class=\"match\">security</span>-based swap activity would have virtually no benefit.\n 253 \n \n \n \n \n 251 \n  \n See \n Proposing Release, 88 FR at 45847. In 2019, the Commission <span class=\"match\">adopted</span> customer segregation requirements for broker-dealers and <span class=\"match\">security</span>-based swap dealers (“SBSDs”) with respect to customer money, <span class=\"match\">securities</span>, and property related to <span class=\"match\">security</span>-based swaps. \n See Capital, Margin, and Segregation Requirements for <span class=\"match\">Security</span>-Based Swap Dealers and Major-<span class=\"match\">Security</span>-Based Swap Participants and Capital and Segregation"},{"title":"Department of Health and Human Services Policy for the Protection of Human Research Subjects: Update to the Additional Protections for Specific Populations","type":"Rule","abstract":"In this final rule, the Department of Health and Human Services (HHS) is amending its regulations that govern the protection of human subjects for conformity with 2018 revisions made to the Federal policy for protection of human research subjects (the \"Common Rule\"), as well as to maintain consistency with the prior version of the Common Rule for research that remains subject to those requirements. Amendments include updating citations that were renumbered, adding updated descriptions of the applicability of exemptions, and correcting a technical error. No substantive amendments are included in this final rule.","document_number":"2024-24399","html_url":"https://www.federalregister.gov/documents/2024/10/24/2024-24399/department-of-health-and-human-services-policy-for-the-protection-of-human-research-subjects-update","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-10-24/pdf/2024-24399.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-24399.pdf?1729687517","publication_date":"2024-10-24","agencies":[{"raw_name":"DEPARTMENT OF HEALTH AND HUMAN SERVICES","name":"Health and Human Services Department","id":221,"url":"https://www.federalregister.gov/agencies/health-and-human-services-department","json_url":"https://www.federalregister.gov/api/v1/agencies/221","parent_id":null,"slug":"health-and-human-services-department"}],"excerpts":"ACTION: \n Final rule. \n \n \n SUMMARY: \n In this final rule, the Department of Health and Human Services (HHS) is amending its <span class=\"match\">regulations</span> that <span class=\"match\">govern</span> the <span class=\"match\">protection</span> of human subjects for conformity with 2018 revisions made to the Federal policy for <span class=\"match\">protection</span> of human research subjects (the “Common Rule”), as well as to maintain consistency with the prior version of the Common Rule for research that remains subject to those requirements. Amendments include updating citations that were renumbered, adding updated descriptions of the applicability of"},{"title":"Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Adopt Rules To Govern the Trading of Options on the Exchange for a New Facility Called IEX Options","type":"Notice","abstract":null,"document_number":"2025-04515","html_url":"https://www.federalregister.gov/documents/2025/03/19/2025-04515/self-regulatory-organizations-investors-exchange-llc-notice-of-filing-of-amendment-no-1-to-a","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-03-19/pdf/2025-04515.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-04515.pdf?1742301918","publication_date":"2025-03-19","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"The Exchange proposes to <span class=\"match\">adopt</span> rules relating to the Plan that are substantially similar to the rules in place on all of the options exchanges that are Participants to the Plan. The Plan essentially applies the <span class=\"match\">Regulation</span> NMS price-<span class=\"match\">protection</span> provisions to the options markets. Similar to <span class=\"match\">Regulation</span> NMS, the Plan requires the Plan Participants to <span class=\"match\">adopt</span> rules “reasonably designed to prevent Trade-Throughs”, while exempting ISOs from that prohibition. The Plan's definition of an ISO is essentially the same as under <span class=\"match\">Regulation</span> NMS. The remaining exceptions"},{"title":"Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of a Proposed Rule Change to Adopt Rules to Govern the Trading of Options on the Exchange for a New Facility Called IEX Options","type":"Notice","abstract":null,"document_number":"2025-01290","html_url":"https://www.federalregister.gov/documents/2025/01/21/2025-01290/self-regulatory-organizations-investors-exchange-llc-notice-of-filing-of-a-proposed-rule-change-to","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-01-21/pdf/2025-01290.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-01290.pdf?1737121522","publication_date":"2025-01-21","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"The Exchange proposes to <span class=\"match\">adopt</span> rules relating to the Plan that are substantially similar to the rules in place on all of the options exchanges that are Participants to the Plan. The Plan essentially applies the <span class=\"match\">Regulation</span> NMS price-<span class=\"match\">protection</span> provisions to the options markets. Similar to <span class=\"match\">Regulation</span> NMS, the Plan requires the Plan Participants to <span class=\"match\">adopt</span> rules “reasonably designed to prevent Trade-Throughs”, while exempting ISOs from that prohibition. The Plan's definition of an ISO is essentially the same as under <span class=\"match\">Regulation</span> NMS. The remaining exceptions"},{"title":"Privacy Act Regulations","type":"Proposed Rule","abstract":"The Commodity Futures Trading Commission (CFTC or Commission) is establishing a new Insider Risk Program, the records of which are included in a new Privacy Act system of records, CFTC-59, Insider Risk Program Records (CFTC-59), published concurrently in this Federal Register. The Commission proposes here to update its regulations to exempt CFTC-59 from certain provisions of the Privacy Act in accordance with the requirements of the Privacy Act and the guidance contained in Office of Management and Budget (OMB) Circular A-108, Federal Agency Responsibilities for Review, Reporting, and Publication Under the Privacy Act (OMB A-108) in order to maintain the integrity of insider risk investigations and to keep confidential the identity of confidential sources. If the Commission adopts this proposal, the records in CFTC-59 will be exempt from those provisions of the Privacy Act pertaining to an individual's right to access and request amendment of their records.","document_number":"2026-08979","html_url":"https://www.federalregister.gov/documents/2026/05/06/2026-08979/privacy-act-regulations","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-05-06/pdf/2026-08979.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-08979.pdf?1777985137","publication_date":"2026-05-06","agencies":[{"raw_name":"COMMODITY FUTURES TRADING COMMISSION","name":"Commodity Futures Trading Commission","id":77,"url":"https://www.federalregister.gov/agencies/commodity-futures-trading-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/77","parent_id":null,"slug":"commodity-futures-trading-commission"}],"excerpts":" 552a(j) and (k).\n \n \n \n Part 146 of the Commission's <span class=\"match\">regulations</span>,\n 8 \n \n entitled “Records Maintained on Individuals,” contains the rules of the Commission implementing the Privacy Act. Commission <span class=\"match\">regulation</span> § 146.12 \n 9 \n \n (the Privacy Act <span class=\"match\">regulation</span>) currently asserts exemptions for certain of the Commission's systems of records that contain records relating to the Commission's investigatory mission and personal <span class=\"match\">security</span> obligations. The Commission proposes to amend Commission <span class=\"match\">regulation</span> § 146.12 to add new subsection (h) identifying CFTC-59"}]}