{"description":"Documents matching 'security breach chase whom concern filing compliance'","count":131,"total_pages":7,"next_page_url":"https://www.federalregister.gov/api/v1/documents?conditions%5Bterm%5D=security+breach+chase+whom+concern+filing+compliance&format=json&page=2","results":[{"title":"Exemption From Certain Prohibited Transaction Restrictions Involving J.P. Morgan Securities LLC, J.P. Morgan Investment Management Inc., J.P. Morgan Advisors (Formerly, J.P. Morgan Securities; JPMS Brokerage), and Chase Wealth Management Located in New York, New York","type":"Notice","abstract":"This document contains a notice of exemption issued by the Department of Labor (the Department) from certain of the prohibited transaction restrictions of the Internal Revenue Code of 1986 (the Code). This exemption involves certain principal trades involving J.P. Morgan Securities LLC (JPMS), J.P. Morgan Investment Management Inc. (JPMIM), J.P. Morgan Advisors (formerly, J.P. Morgan Securities; JPMS Brokerage), and Chase Wealth Management (CWM) (collectively, the Applicants), and certain of their client plans that are subject to Code section 4975 but not covered by Title I of ERISA (the Non-ERISA Plan Clients).\\1\\ These principal transactions resulted in the Non-ERISA Plan Clients purchasing or selling securities from or to the Applicants. ---------------------------------------------------------------------------","document_number":"2023-16129","html_url":"https://www.federalregister.gov/documents/2023/07/31/2023-16129/exemption-from-certain-prohibited-transaction-restrictions-involving-jp-morgan-securities-llc-jp","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16129.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2023-16129.pdf?1690548331","publication_date":"2023-07-31","agencies":[{"raw_name":"DEPARTMENT OF LABOR","name":"Labor Department","id":271,"url":"https://www.federalregister.gov/agencies/labor-department","json_url":"https://www.federalregister.gov/api/v1/agencies/271","parent_id":null,"slug":"labor-department"},{"raw_name":"Employee Benefits Security Administration","name":"Employee Benefits Security Administration","id":131,"url":"https://www.federalregister.gov/agencies/employee-benefits-security-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/131","parent_id":271,"slug":"employee-benefits-security-administration"}],"excerpts":"with any of the aforementioned transactions, because the <span class=\"match\">securities</span> traded were liquid <span class=\"match\">securities</span> that JPMorgan and its affiliates regularly hold in inventory, deal in or make a market in. In this regard, because JPMorgan is a market \n \n maker in the liquid <span class=\"match\">securities</span> that were traded with the Non-ERISA Plan Clients, JPMorgan keeps a regular inventory of such <span class=\"match\">securities</span> to facilitate the purchase and sale of such <span class=\"match\">securities</span>, as well as other types of transactions involving such <span class=\"match\">securities</span>, with various counterparties. To illustrate, the Applicants"},{"title":"Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information","type":"Rule","abstract":"The Securities and Exchange Commission (\"Commission\" or \"SEC\") is adopting rule amendments that will require brokers and dealers (or \"broker-dealers\"), investment companies, investment advisers registered with the Commission (\"registered investment advisers\"), funding portals, and transfer agents registered with the Commission or another appropriate regulatory agency (\"ARA\") as defined in the Securities Exchange Act of 1934 (\"transfer agents\") to adopt written policies and procedures for incident response programs to address unauthorized access to or use of customer information, including procedures for providing timely notification to individuals affected by an incident involving sensitive customer information with details about the incident and information designed to help affected individuals respond appropriately. In addition, the amendments extend the application of requirements to safeguard customer records and information to transfer agents; broaden the scope of information covered by the requirements for safeguarding customer records and information and for properly disposing of consumer report information; impose requirements to maintain written records documenting compliance with the amended rules; and conform annual privacy notice delivery provisions to the terms of an exception provided by a statutory amendment to the Gramm-Leach-Bliley Act (\"GLBA\").","document_number":"2024-11116","html_url":"https://www.federalregister.gov/documents/2024/06/03/2024-11116/regulation-s-p-privacy-of-consumer-financial-information-and-safeguarding-customer-information","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-06-03/pdf/2024-11116.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-11116.pdf?1717159514","publication_date":"2024-06-03","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"municipal <span class=\"match\">securities</span> dealers, government <span class=\"match\">securities</span> brokers, or government <span class=\"match\">securities</span> dealers that differ from, or are in addition to, the requirements in those areas established under the Exchange Act.\n \n \n \n \n 23 \n  \n See infra \n section IV.D.1.b(3).\n \n \n \n \n 24 \n  \n See infra \n section IV.D.1.b(2).\n \n \n \n \n 25 \n  \n See infra \n section IV.D.1.b(4).\n \n \n \n Commenters also raised <span class=\"match\">concerns</span> with differences between the proposed amendments and other Federal regulators' safeguarding standards that also include a requirement for a data <span class=\"match\">breach</span> response"},{"title":"Procedures Governing the Filing and Processing of Prohibited Transaction Exemption Applications","type":"Rule","abstract":"The Department of Labor (the Department) is adopting amendments to its existing procedure governing the filing and processing of applications for administrative exemptions from the prohibited transaction provisions of the Employee Retirement Income Security Act of 1974 (ERISA), the Internal Revenue Code of 1986 (the Code), and the Federal Employees' Retirement System Act of 1986 (FERSA) (the Amendments). The Secretary of Labor (the Secretary) is authorized to grant exemptions from the prohibited transaction provisions of ERISA, the Code, and FERSA and to establish an exemption procedure to provide for such relief. The Amendments update and supersede the Department's existing prohibited transaction exemption procedures.","document_number":"2024-00586","html_url":"https://www.federalregister.gov/documents/2024/01/24/2024-00586/procedures-governing-the-filing-and-processing-of-prohibited-transaction-exemption-applications","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-01-24/pdf/2024-00586.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-00586.pdf?1706017513","publication_date":"2024-01-24","agencies":[{"raw_name":"DEPARTMENT OF LABOR","name":"Labor Department","id":271,"url":"https://www.federalregister.gov/agencies/labor-department","json_url":"https://www.federalregister.gov/api/v1/agencies/271","parent_id":null,"slug":"labor-department"},{"raw_name":"Employee Benefits Security Administration","name":"Employee Benefits Security Administration","id":131,"url":"https://www.federalregister.gov/agencies/employee-benefits-security-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/131","parent_id":271,"slug":"employee-benefits-security-administration"}],"excerpts":"2022-02 (87 FR 23245, April 19, 2022); Section III(h) of PTE 2022-03 (87 FR 54264, September 2, 2022); Section I(h) of PTE 2021-03 (86 FR 34054, June 28, 2021); Section III(n) of the Notice of Proposed Exemption Involving J.P. Morgan <span class=\"match\">Securities</span> LLC, J.P. Morgan Investment Management Inc., J.P. Morgan <span class=\"match\">Securities</span>, and <span class=\"match\">Chase</span> Wealth Management (86 FR 57446, October 15, 2021).\n \n \n \n However, the Department does recognize that there are certain limited situations, such as nuisance claims, \n \n where a contractual reimbursement provision may be appropriate"},{"title":"Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities","type":"Rule","abstract":"The Securities and Exchange Commission (\"Commission\") is adopting rules under the Securities Exchange Act of 1934 (\"Exchange Act\") to amend the standards applicable to covered clearing agencies for U.S. Treasury securities to require that such covered clearing agencies have written policies and procedures reasonably designed to require that every direct participant of the covered clearing agency submit for clearance and settlement all eligible secondary market transactions in U.S. Treasury securities to which it is a counterparty. In addition, the Commission is adopting additional amendments to the Covered Clearing Agency Standards with respect to risk management. These requirements are designed to protect investors, reduce risk, and increase operational efficiency. Finally, the Commission is amending the broker-dealer customer protection rule to permit margin required and on deposit with covered clearing agencies for U.S. Treasury securities to be included as a debit in the reserve formulas for accounts of customers and proprietary accounts of broker-dealers (\"PAB\"), subject to certain conditions.","document_number":"2023-27860","html_url":"https://www.federalregister.gov/documents/2024/01/16/2023-27860/standards-for-covered-clearing-agencies-for-us-treasury-securities-and-application-of-the","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-01-16/pdf/2023-27860.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2023-27860.pdf?1705067114","publication_date":"2024-01-16","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"settlement of <span class=\"match\">securities</span> transactions.\n 2 \n \n This responsibility includes the authority to regulate clearing agencies engaged in the clearance and settlement of government <span class=\"match\">securities</span> transactions, including U.S. Treasury <span class=\"match\">securities</span>.\n 3 \n \n This inclusion of government <span class=\"match\">securities</span>, including U.S. Treasury <span class=\"match\">securities</span>, within the Commission's authority for the national system of clearance and settlement underscores the importance of, among other things, the U.S. Treasury market.\n \n \n \n 2 \n  \n See \n 15 U.S.C. 78q-1.\n \n \n \n \n 3 \n  Government <span class=\"match\">Securities</span> Act of"},{"title":"Retirement Security Rule: Definition of an Investment Advice Fiduciary","type":"Rule","abstract":"The Department of Labor (Department) is adopting a final rule defining when a person renders \"investment advice for a fee or other compensation, direct or indirect\" with respect to any moneys or other property of an employee benefit plan, for purposes of the definition of a \"fiduciary\" in the Employee Retirement Income Security Act of 1974 (Title I of ERISA or the Act). The final rule also applies for purposes of Title II of ERISA to the definition of a fiduciary of a plan defined in Internal Revenue Code (Code), including an individual retirement account or other plan identified in the Code. The Department also is publishing elsewhere in this issue of the Federal Register amendments to Prohibited Transaction Exemption 2020-02 (Improving Investment Advice for Workers & Retirees) and to several other existing administrative exemptions from the prohibited transaction rules applicable to fiduciaries under Title I and Title II of ERISA.","document_number":"2024-08065","html_url":"https://www.federalregister.gov/documents/2024/04/25/2024-08065/retirement-security-rule-definition-of-an-investment-advice-fiduciary","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-04-25/pdf/2024-08065.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-08065.pdf?1713962724","publication_date":"2024-04-25","agencies":[{"raw_name":"DEPARTMENT OF LABOR","name":"Labor Department","id":271,"url":"https://www.federalregister.gov/agencies/labor-department","json_url":"https://www.federalregister.gov/api/v1/agencies/271","parent_id":null,"slug":"labor-department"},{"raw_name":"Employee Benefits Security Administration","name":"Employee Benefits Security Administration","id":131,"url":"https://www.federalregister.gov/agencies/employee-benefits-security-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/131","parent_id":271,"slug":"employee-benefits-security-administration"}],"excerpts":"4. Swaps and <span class=\"match\">Security</span>-Based Swaps \n \n Swaps and <span class=\"match\">security</span>-based swaps are a broad class of financial transactions defined and regulated under amendments to the Commodity Exchange Act and the <span class=\"match\">Securities</span> Exchange Act of 1934 (<span class=\"match\">Securities</span> Exchange Act) by the Dodd-Frank Act. Section 4s(h) of the Commodity Exchange Act \n 240 \n \n and section 15F of the <span class=\"match\">Securities</span> Exchange Act \n 241 \n \n establish similar business conduct standards for dealers and major participants in swaps or <span class=\"match\">security</span>-based swaps. Special rules apply for swap and <span class=\"match\">security</span>-based swap transactions"},{"title":"Defining Larger Participants of a Market for General-Use Digital Consumer Payment Applications","type":"Rule","abstract":"The Consumer Financial Protection Bureau (CFPB) issues this rule to define larger participants of a market for general-use digital consumer payment applications. Larger participants of this market will be subject to the CFPB's supervisory authority under the Consumer Financial Protection Act (CFPA). A nonbank covered person qualifies as a larger participant if it facilitates an annual covered consumer payment transaction volume of at least 50 million transactions as defined in the rule, and it is not a small business concern.","document_number":"2024-27836","html_url":"https://www.federalregister.gov/documents/2024/12/10/2024-27836/defining-larger-participants-of-a-market-for-general-use-digital-consumer-payment-applications","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-12-10/pdf/2024-27836.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-27836.pdf?1733751918","publication_date":"2024-12-10","agencies":[{"raw_name":"Consumer Financial Protection Bureau","name":"Consumer Financial Protection Bureau","id":573,"url":"https://www.federalregister.gov/agencies/consumer-financial-protection-bureau","json_url":"https://www.federalregister.gov/api/v1/agencies/573","parent_id":null,"slug":"consumer-financial-protection-bureau"}],"excerpts":"nonprofits, and an industry association stated that the Proposed Rule did not adequately assess the degree of existing <span class=\"match\">compliance</span> or otherwise explain how it would promote <span class=\"match\">compliance</span>. For example, one commenter criticized the statement in the proposal that CFPB supervision would incentivize <span class=\"match\">compliance</span> as circular, given what it viewed as inadequate discussion in the Proposed Rule of the level of existing non-<span class=\"match\">compliance</span> or risks of non-<span class=\"match\">compliance</span>.\n 63 \n \n In addition, several industry comments suggested that EFTA/Regulation E, GLBA/Regulation P, or both do"},{"title":"Protection of Federal Property","type":"Proposed Rule","abstract":"The Department of Homeland Security (DHS), in consultation with the U.S. General Services Administration (GSA), proposes to promulgate regulations for the protection of Federal property. Within DHS, Federal Protective Service (FPS) maintains responsibility for the protection of buildings, grounds, and property owned, occupied, or secured by the Federal government. The proposed rule would adopt and revise the language of related-GSA regulations, consistent with DHS' statutory authority, to provide charging options for violations occurring on and adjacent to Federal property, update prohibited conduct to incorporate advancing technology, provide clearer public notice, and apply the regulations uniformly to all Federal property.","document_number":"2024-31206","html_url":"https://www.federalregister.gov/documents/2025/01/15/2024-31206/protection-of-federal-property","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-01-15/pdf/2024-31206.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-31206.pdf?1736543718","publication_date":"2025-01-15","agencies":[{"raw_name":"DEPARTMENT OF HOMELAND SECURITY","name":"Homeland Security Department","id":227,"url":"https://www.federalregister.gov/agencies/homeland-security-department","json_url":"https://www.federalregister.gov/api/v1/agencies/227","parent_id":null,"slug":"homeland-security-department"}],"excerpts":"Protective <span class=\"match\">Security</span> Officer \n means a <span class=\"match\">security</span> guard employed by a private <span class=\"match\">security</span> contractor who provides contract <span class=\"match\">security</span> services to the Federal Protective Service (FPS). The contract <span class=\"match\">security</span> services provided by a Protective <span class=\"match\">Security</span> Officer include, but are not limited to, the performance of <span class=\"match\">security</span> screenings and inspections of persons, personal property, and vehicles entering federal property; confronting individuals who have violated or are suspected of violating building rules and regulations; and reporting all such <span class=\"match\">security</span>-related information"},{"title":"Protecting Americans From Harmful Data Broker Practices (Regulation V)","type":"Proposed Rule","abstract":"The Consumer Financial Protection Bureau (CFPB) is issuing a proposed rule for public comment to amend Regulation V, which implements the Fair Credit Reporting Act (FCRA). The proposed rule would implement the FCRA's definitions of consumer report and consumer reporting agency as well as certain of the FCRA's provisions governing when consumer reporting agencies may furnish, and users may obtain, consumer reports. The proposed rule is designed to, among other things, ensure that the FCRA's protections are applied to sensitive consumer information that the statute was enacted to protect, including information sold by data brokers.","document_number":"2024-28690","html_url":"https://www.federalregister.gov/documents/2024/12/13/2024-28690/protecting-americans-from-harmful-data-broker-practices-regulation-v","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-12-13/pdf/2024-28690.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-28690.pdf?1734011119","publication_date":"2024-12-13","agencies":[{"raw_name":"Consumer Financial Protection Bureau","name":"Consumer Financial Protection Bureau","id":573,"url":"https://www.federalregister.gov/agencies/consumer-financial-protection-bureau","json_url":"https://www.federalregister.gov/api/v1/agencies/573","parent_id":null,"slug":"consumer-financial-protection-bureau"}],"excerpts":" \n NationalPublicData.com Hack Exposes a Nation's Data, \n Krebs on <span class=\"match\">Security</span> (Aug. 15, 2024), \n https://krebsonsecurity.com/2024/08/nationalpublicdata-com-hack-exposes-a-nations-data/; \n Justin Sherman, Duke Sanford School of Public Policy, \n Data Brokers and Data <span class=\"match\">Breaches</span> \n (Sept. 27, 2022), \n https://techpolicy.sanford.duke.edu/blogroll/data-brokers-and-data-<span class=\"match\">breaches</span>; \n Brian Krebs, \n Hacked Data Broker Accounts Fueled Phone COVID Loans, Unemployment Claims, \n Krebs on <span class=\"match\">Security</span> (Aug. 6, 2020), \n https://krebsonsecurity.com/2020/08/hacked-data-"},{"title":"Retirement Security Rule: Definition of an Investment Advice Fiduciary","type":"Proposed Rule","abstract":"This document contains a proposed amendment to the regulation defining when a person renders \"investment advice for a fee or other compensation, direct or indirect\" with respect to any moneys or other property of an employee benefit plan, for purposes of the definition of a \"fiduciary\" in the Employee Retirement Income Security Act of 1974 (Title I of ERISA or the Act). The proposal also would amend the parallel regulation defining for purposes of Title II of ERISA, a \"fiduciary\" of a plan defined in Internal Revenue Code (Code) section 4975, including an individual retirement account. The Department also is publishing elsewhere in today's Federal Register proposed amendments to Prohibited Transaction Exemption 2020-02 (Improving Investment Advice for Workers & Retirees) and to several other existing administrative exemptions from the prohibited transaction rules applicable to fiduciaries under Title I and Title II of ERISA.","document_number":"2023-23779","html_url":"https://www.federalregister.gov/documents/2023/11/03/2023-23779/retirement-security-rule-definition-of-an-investment-advice-fiduciary","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2023-11-03/pdf/2023-23779.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2023-23779.pdf?1698929122","publication_date":"2023-11-03","agencies":[{"raw_name":"DEPARTMENT OF LABOR","name":"Labor Department","id":271,"url":"https://www.federalregister.gov/agencies/labor-department","json_url":"https://www.federalregister.gov/api/v1/agencies/271","parent_id":null,"slug":"labor-department"},{"raw_name":"Employee Benefits Security Administration","name":"Employee Benefits Security Administration","id":131,"url":"https://www.federalregister.gov/agencies/employee-benefits-security-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/131","parent_id":271,"slug":"employee-benefits-security-administration"}],"excerpts":" \n Swaps and <span class=\"match\">Security</span>-Based Swaps \n \n Swaps and <span class=\"match\">security</span>-based swaps are a broad class of financial transactions defined and regulated under amendments to the Commodity Exchange Act and the <span class=\"match\">Securities</span> Exchange Act of 1934 (<span class=\"match\">Securities</span> Exchange Act) by the Dodd-Frank Act. Section 4s(h) of the Commodity Exchange Act \n 124 \n \n and section 15F of the <span class=\"match\">Securities</span> Exchange Act \n 125 \n \n establish similar business conduct standards for dealers and major participants in swaps or <span class=\"match\">security</span>-based swaps. Special rules apply for swap and <span class=\"match\">security</span>-based swap transactions"},{"title":"Amendment to Prohibited Transaction Class Exemption 84-14 for Transactions Determined by Independent Qualified Professional Asset Managers (the QPAM Exemption)","type":"Rule","abstract":"This document gives notice of a granted amendment to prohibited transaction class exemption 84-14 (the QPAM Exemption). The QPAM Exemption provides relief from certain prohibited transaction restrictions of Title I of the Employee Retirement Income Security Act of 1974, as amended (ERISA) and Title II of ERISA, as codified in the Internal Revenue Code of 1986, as amended (the Code).","document_number":"2024-06059","html_url":"https://www.federalregister.gov/documents/2024/04/03/2024-06059/amendment-to-prohibited-transaction-class-exemption-84-14-for-transactions-determined-by-independent","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-04-03/pdf/2024-06059.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-06059.pdf?1712061914","publication_date":"2024-04-03","agencies":[{"raw_name":"DEPARTMENT OF LABOR","name":"Labor Department","id":271,"url":"https://www.federalregister.gov/agencies/labor-department","json_url":"https://www.federalregister.gov/api/v1/agencies/271","parent_id":null,"slug":"labor-department"},{"raw_name":"Employee Benefits Security Administration","name":"Employee Benefits Security Administration","id":131,"url":"https://www.federalregister.gov/agencies/employee-benefits-security-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/131","parent_id":271,"slug":"employee-benefits-security-administration"}],"excerpts":"that <span class=\"match\">filed</span> the Form 5500 Schedule C. Small Plans are not required to <span class=\"match\">file</span> Schedule C. The number of client-Plan relationships for small Plans is estimated as: 547,566 − 64,216 = 483,350.\n \n \n \n \n 163 \n  In the 2020 Form 5500, the Department found 25,230 Plans that used QPAM service providers of 87,559 Plans that <span class=\"match\">filed</span> the Form 5500 Schedule C. Small Plans are not required to <span class=\"match\">file</span> Schedule C. The number of client-Plan relationships for small Plans is estimated as: 215,135 − 25,230 = 189,905.\n \n \n Impacts of the Rule \n In analyzing <span class=\"match\">compliance</span> costs"},{"title":"Restoring Integrity to the Issuance of Non-Domiciled Commercial Drivers Licenses (CDL)","type":"Rule","abstract":"FMCSA amends the Federal regulations for State Driver's Licensing Agencies (SDLAs) issuing commercial driving credentials to non-domiciled individuals. This final rule reaffirms, with minor changes, the provisions of the interim final rule (IFR) published on September 29, 2025. Specifically, this final rule limits eligibility for non-domiciled Commercial Learner's Permits (CLPs) and Commercial Driver's Licenses (CDLs) for foreign-domiciled individuals to those who hold specific, verifiable employment-based nonimmigrant status. This rule reaffirms the IFR requirements, aligning the issuance of non- domiciled CDLs with FMCSA's statutory mandate to ensure the fitness of all drivers who operate a CMV. By limiting eligibility to statuses subject to enhanced consular vetting of driver history and interagency screening, FMCSA restores the integrity of the CDL system, closes a significant safety gap, and enhances the safety of the traveling public.","document_number":"2026-02965","html_url":"https://www.federalregister.gov/documents/2026/02/13/2026-02965/restoring-integrity-to-the-issuance-of-non-domiciled-commercial-drivers-licenses-cdl","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-02-13/pdf/2026-02965.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-02965.pdf?1770844509","publication_date":"2026-02-13","agencies":[{"raw_name":"DEPARTMENT OF TRANSPORTATION","name":"Transportation Department","id":492,"url":"https://www.federalregister.gov/agencies/transportation-department","json_url":"https://www.federalregister.gov/api/v1/agencies/492","parent_id":null,"slug":"transportation-department"},{"raw_name":"Federal Motor Carrier Safety Administration","name":"Federal Motor Carrier Safety Administration","id":181,"url":"https://www.federalregister.gov/agencies/federal-motor-carrier-safety-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/181","parent_id":492,"slug":"federal-motor-carrier-safety-administration"}],"excerpts":"requirement, data <span class=\"match\">security</span> and privacy safeguards appeared to be absent from the IFR and recommended incorporating baseline Federal standards and mandating annual third-party <span class=\"match\">security</span> audits of PII systems with <span class=\"match\">breach</span> reporting to FMCSA. Another individual recommended requiring SDLAs to document SAVE checks and record language-proficiency assessments. \n AAMVA urged FMCSA to clarify the mechanisms and protocols for data collection, retention, and sharing, specifically: data elements that will be shared between Federal agencies and States; <span class=\"match\">security</span> and privacy"},{"title":"Patient Protection and Affordable Care Act, HHS Notice of Benefit and Payment Parameters for 2027; and Basic Health Program","type":"Rule","abstract":"This final rule contains provisions to improve implementation of the Patient Protection and Affordable Care Act, including payment parameters and provisions related to the HHS-operated risk adjustment and risk adjustment data validation (HHS-RADV) programs, as well as 2027 user fee rates for issuers offering qualified health plans (QHPs) through Federally-facilitated Exchanges (FFEs) and State-based Exchanges on the Federal platform (SBE-FPs). This final rule also includes provisions related to civil money penalties (CMPs) for noncompliant issuers and other responsible entities; standards governing agents, brokers, and web-brokers; the expansion and codification of hardship exemption eligibility; implementation of the State Exchange Improper Payment Measurement (SEIPM); provider access standards and essential community provider standards for QHP certification; QHP certification of non-network plans; a prohibition on issuers from including routine non-pediatric dental services as an Essential Health Benefit (EHB); requirements related to defrayal for the cost of any State-required benefits in addition to the EHB; cost- sharing flexibilities for catastrophic and individual market bronze plans; establishment of catastrophic plans with plan terms of up to 10 consecutive plan years; QHP issuer quality improvement strategies (QISs); and revisions affecting which enrollees are included in Federal Basic Health Program (BHP) payment calculations to States. This final rule also includes amendments to implement certain provisions of the Working Families Tax Cut (WFTC) legislation.","document_number":"2026-10050","html_url":"https://www.federalregister.gov/documents/2026/05/20/2026-10050/patient-protection-and-affordable-care-act-hhs-notice-of-benefit-and-payment-parameters-for-2027-and","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-05-20/pdf/2026-10050.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-10050.pdf?1779135308","publication_date":"2026-05-20","agencies":[{"raw_name":"DEPARTMENT OF HEALTH AND HUMAN SERVICES","name":"Health and Human Services Department","id":221,"url":"https://www.federalregister.gov/agencies/health-and-human-services-department","json_url":"https://www.federalregister.gov/api/v1/agencies/221","parent_id":null,"slug":"health-and-human-services-department"},{"raw_name":"Centers for Medicare & Medicaid Services","name":"Centers for Medicare & Medicaid Services","id":45,"url":"https://www.federalregister.gov/agencies/centers-for-medicare-medicaid-services","json_url":"https://www.federalregister.gov/api/v1/agencies/45","parent_id":221,"slug":"centers-for-medicare-medicaid-services"},{"raw_name":"Office of the Secretary"}],"excerpts":"305(f)(4) so that in PY 2028 and beyond, all Exchanges may not determine a tax <span class=\"match\">filer</span> or their enrollee eligible for APTC if: (1) HHS notifies the Exchange that APTC were paid on behalf of the tax <span class=\"match\">filer</span>, or their spouse if the tax <span class=\"match\">filer</span> is a married couple, for 1 year for which tax data would be utilized for verification of household income and family size, and (2) the tax <span class=\"match\">filer</span>, or the tax <span class=\"match\">filer's</span> spouse if the tax <span class=\"match\">filer</span> <span class=\"match\">files</span> jointly, did not comply with the requirement to <span class=\"match\">file</span> a Federal income tax return and reconcile APTC for that year (referred to"},{"title":"Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To List and Trade Shares of the Hashdex Bitcoin ETF Under NYSE Arca Rule 8.500-E (Trust Units)","type":"Notice","abstract":null,"document_number":"2024-00498","html_url":"https://www.federalregister.gov/documents/2024/01/12/2024-00498/self-regulatory-organizations-nyse-arca-inc-notice-of-filing-of-amendment-no-1-to-a-proposed-rule","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-01-12/pdf/2024-00498.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-00498.pdf?1704980718","publication_date":"2024-01-12","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"11 \n  On July 21, 2023, the Trust, on behalf of the Fund, <span class=\"match\">filed</span> with the Commission a registration statement on Form S-1 under the <span class=\"match\">Securities</span> Act (<span class=\"match\">File</span> No. 333-2773364), as amended by a Pre-Effective Amendment No. 1 <span class=\"match\">filed</span> with the Commission on November 2, 2023 (“Form S-1”), for the continuous offering and sale of the Fund's Shares. On October 31, 2023, the Trust <span class=\"match\">filed</span> with the Commission a separate registration statement on Form S-4 (<span class=\"match\">File</span> No. 333-275227) (“Form S-4”) under the <span class=\"match\">Securities</span> Act to register 50,004 shares of the Fund, which was issued"},{"title":"Required Rulemaking on Personal Financial Data Rights","type":"Proposed Rule","abstract":"The Consumer Financial Protection Bureau (CFPB) is proposing a rule to implement personal financial data rights under the Consumer Financial Protection Act of 2010 (CFPA). The proposed rule would require depository and nondepository entities to make available to consumers and authorized third parties certain data relating to consumers' transactions and accounts; establish obligations for third parties accessing a consumer's data, including important privacy protections for that data; provide basic standards for data access; and promote fair, open, and inclusive industry standards.","document_number":"2023-23576","html_url":"https://www.federalregister.gov/documents/2023/10/31/2023-23576/required-rulemaking-on-personal-financial-data-rights","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2023-10-31/pdf/2023-23576.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2023-23576.pdf?1698669921","publication_date":"2023-10-31","agencies":[{"raw_name":"Consumer Financial Protection Bureau","name":"Consumer Financial Protection Bureau","id":573,"url":"https://www.federalregister.gov/agencies/consumer-financial-protection-bureau","json_url":"https://www.federalregister.gov/api/v1/agencies/573","parent_id":null,"slug":"consumer-financial-protection-bureau"}],"excerpts":"party. \n <span class=\"match\">Security</span> Program \n \n Proposed § 1033.311(d)(2) would address general data <span class=\"match\">security</span> requirements for the data provider's developer interface. Because the proposed definition of covered data includes transaction information, information for initiating payments to or from a consumer's account, and other sensitive financial information, poor data <span class=\"match\">security</span> measures would expose consumers to significant harm, such as fraud or identity theft. As the CFPB noted in a recent circular, information <span class=\"match\">security</span> weaknesses can result in data <span class=\"match\">breaches</span>, cyberattacks"},{"title":"Regulatory Capital Rule: Category I and II Banking Organizations, Banking Organizations With Significant Trading Activity, and Optional Adoption for Other Banking Organizations","type":"Proposed Rule","abstract":"The Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, and the Federal Deposit Insurance Corporation are proposing to modernize the capital requirements applicable to Category I and II depository institution holding companies and depository institutions, as well as revise the market risk capital framework for banking organizations with significant trading activity (the proposal). The proposal would improve the regulatory capital framework for covered banking organizations by enhancing its risk sensitivity and consistency and by simplifying core components of its design. The agencies expect the proposal would support the safety and soundness of covered banking organizations and U.S. financial stability while promoting lending and other financial intermediation activities in the banking system over a range of economic conditions.","document_number":"2026-05959","html_url":"https://www.federalregister.gov/documents/2026/03/27/2026-05959/regulatory-capital-rule-category-i-and-ii-banking-organizations-banking-organizations-with","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-03-27/pdf/2026-05959.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-05959.pdf?1774529111","publication_date":"2026-03-27","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Office of the Comptroller of the Currency","name":"Comptroller of the Currency","id":80,"url":"https://www.federalregister.gov/agencies/comptroller-of-the-currency","json_url":"https://www.federalregister.gov/api/v1/agencies/80","parent_id":497,"slug":"comptroller-of-the-currency"},{"raw_name":"FEDERAL RESERVE SYSTEM","name":"Federal Reserve System","id":188,"url":"https://www.federalregister.gov/agencies/federal-reserve-system","json_url":"https://www.federalregister.gov/api/v1/agencies/188","parent_id":null,"slug":"federal-reserve-system"},{"raw_name":"FEDERAL DEPOSIT INSURANCE CORPORATION","name":"Federal Deposit Insurance Corporation","id":164,"url":"https://www.federalregister.gov/agencies/federal-deposit-insurance-corporation","json_url":"https://www.federalregister.gov/api/v1/agencies/164","parent_id":null,"slug":"federal-deposit-insurance-corporation"}],"excerpts":"Another major category is <span class=\"match\">securities</span> (19 percent), which includes both held-to-maturity and available-for-sale debt <span class=\"match\">securities</span>, as well as equity <span class=\"match\">securities</span> not held for trading.\n 624 \n \n Debt \n \n <span class=\"match\">securities</span> holdings include primarily government and corporate bonds, and mortgage-backed <span class=\"match\">securities</span>. The trading assets category (19 percent), which includes <span class=\"match\">securities</span> that are in banking organizations' trading portfolios as well as derivatives and other financial instruments, is also a major asset category. Trading <span class=\"match\">securities</span> are generally substantial"},{"title":"United States et al. v. Live Nation Entertainment, Inc.; Proposed Final Judgment and Competitive Impact Statement","type":"Notice","abstract":null,"document_number":"2026-13623","html_url":"https://www.federalregister.gov/documents/2026/07/06/2026-13623/united-states-et-al-v-live-nation-entertainment-inc-proposed-final-judgment-and-competitive-impact","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-07-06/pdf/2026-13623.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-13623.pdf?1782996326","publication_date":"2026-07-06","agencies":[{"raw_name":"DEPARTMENT OF JUSTICE","name":"Justice Department","id":268,"url":"https://www.federalregister.gov/agencies/justice-department","json_url":"https://www.federalregister.gov/api/v1/agencies/268","parent_id":null,"slug":"justice-department"},{"raw_name":"Antitrust Division","name":"Antitrust Division","id":23,"url":"https://www.federalregister.gov/agencies/antitrust-division","json_url":"https://www.federalregister.gov/api/v1/agencies/23","parent_id":268,"slug":"antitrust-division"}],"excerpts":" XII. <span class=\"match\">Compliance</span> Obligations \n \n A. \n Antitrust <span class=\"match\">Compliance</span> Officer. \n Defendants must appoint an Antitrust <span class=\"match\">Compliance</span> Officer, who must be an internal employee or officer of Defendants, subject to the following responsibilities and obligations:\n \n 1. Defendants must appoint an Antitrust <span class=\"match\">Compliance</span> Officer within 21 days of entry of this Final Judgment and must identify to the United States the Antitrust <span class=\"match\">Compliance</span> Officer's name, business address, telephone number, and email address. Within 45 days of a vacancy in the Antitrust <span class=\"match\">Compliance</span> Officer"},{"title":"Supporting the Head Start Workforce and Consistent Quality Programming","type":"Rule","abstract":"This final rule makes regulatory changes to the Head Start Program Performance Standards (HSPPS) to support and stabilize the Head Start workforce and improve the quality of services Head Start programs provide to children and families. These changes include requirements for wages and benefits, breaks for staff, and enhanced support for staff health and wellness. The changes also include enhancements to mental health services to better integrate mental health into every aspect of program service delivery. Enhancements are also included in the areas of family service worker family assignments, identifying and meeting community needs, ensuring child safety, services for pregnant women and other pregnant people, and alignment with State early childhood systems. Finally, the changes include minor clarifications to promote better transparency and clarity of understanding for grant recipients.","document_number":"2024-18279","html_url":"https://www.federalregister.gov/documents/2024/08/21/2024-18279/supporting-the-head-start-workforce-and-consistent-quality-programming","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-08-21/pdf/2024-18279.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-18279.pdf?1723821314","publication_date":"2024-08-21","agencies":[{"raw_name":"DEPARTMENT OF HEALTH AND HUMAN SERVICES","name":"Health and Human Services Department","id":221,"url":"https://www.federalregister.gov/agencies/health-and-human-services-department","json_url":"https://www.federalregister.gov/api/v1/agencies/221","parent_id":null,"slug":"health-and-human-services-department"}],"excerpts":"\n \n Effective date: \n August 21, 2024.\n \n \n <span class=\"match\">Compliance</span> date: \n The <span class=\"match\">compliance</span> date for many of the requirements in this final rule is October 21, 2024, or 60 days after this final rule is published in the \n Federal Register \n . However, there is a subset of requirements where we expect programs may need more time to implement the regulatory changes. In these cases, we specify an alternate timeline for <span class=\"match\">compliance</span>. See further discussion of these dates in the section entitled \n Effective and <span class=\"match\">Compliance</span> Dates. \n \n \n \n FOR FURTHER INFORMATION CONTACT:"},{"title":"Small Business Lending Under the Equal Credit Opportunity Act (Regulation B)","type":"Rule","abstract":"The Consumer Financial Protection Bureau (CFPB or Bureau) is amending Regulation B to implement changes to the Equal Credit Opportunity Act (ECOA) made by section 1071 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). Consistent with section 1071, covered financial institutions are required to collect and report to the CFPB data on applications for credit for small businesses, including those that are owned by women or minorities. The final rule also addresses the CFPB's approach to privacy interests and the publication of data; shielding certain demographic data from underwriters and other persons; recordkeeping requirements; enforcement provisions; and the rule's effective and compliance dates.","document_number":"2023-07230","html_url":"https://www.federalregister.gov/documents/2023/05/31/2023-07230/small-business-lending-under-the-equal-credit-opportunity-act-regulation-b","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2023-05-31/pdf/2023-07230.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2023-07230.pdf?1685450721","publication_date":"2023-05-31","agencies":[{"raw_name":"Consumer Financial Protection Bureau","name":"Consumer Financial Protection Bureau","id":573,"url":"https://www.federalregister.gov/agencies/consumer-financial-protection-bureau","json_url":"https://www.federalregister.gov/api/v1/agencies/573","parent_id":null,"slug":"consumer-financial-protection-bureau"}],"excerpts":"assist institutions in diagnosing <span class=\"match\">compliance</span> weaknesses, to the extent that these institutions engaged in good faith <span class=\"match\">compliance</span> efforts.\n \n \n Effective and <span class=\"match\">compliance</span> dates, transitional provisions. \n This final rule will become effective 90 days after publication in the \n Federal Register \n . The CFPB is adopting a tiered <span class=\"match\">compliance</span> date schedule because it believes that smaller and mid-sized lenders would have particular difficulties complying within the single 18-month <span class=\"match\">compliance</span> period proposed in the NPRM. <span class=\"match\">Compliance</span> with the rule beginning October"},{"title":"Introduction to the Unified Agenda of Federal Regulatory and Deregulatory Actions-Fall 2023","type":"Proposed Rule","abstract":"Publication of the Fall 2023 Unified Agenda of Federal Regulatory and Deregulatory Actions represents a key component of the regulatory planning mechanism prescribed in Executive Order (\"E.O.\") 12866, \"Regulatory Planning and Review,\" (58 FR 51735, as amended) and reaffirmed in E.O. 13563, \"Improving Regulation and Regulatory Review,\" (76 FR 3821) and E.O. 14094, \"Modernizing Regulatory Review,\" (88 FR 21879). The Regulatory Flexibility Act requires that agencies publish semiannual regulatory agendas in the Federal Register describing regulatory actions they are developing that may have a significant economic impact on a substantial number of small entities (5 U.S.C. 602). The Unified Agenda of Federal Regulatory and Deregulatory Actions (Unified Agenda), published in the fall and spring, helps agencies fulfill all of these requirements. All Federal regulatory agencies have chosen to publish their regulatory agendas as part of this publication. The complete publication of the Fall 2023 Unified Agenda contains the Regulatory Plans of 29 Federal agencies and 69 Federal agency regulatory agendas available to the public at www.reginfo.gov. The Fall 2023 Unified Agenda publication appearing in the Federal Register includes the Regulatory Plan and agency Regulatory Flexibility Agendas, in accordance with the publication requirements of the Regulatory Flexibility Act. Agency Regulatory Flexibility Agendas contain only those Agenda entries for rules that are likely to have a significant economic impact on a substantial number of small entities and entries that have been selected for periodic review under section 610 of the Regulatory Flexibility Act.","document_number":"2024-00476","html_url":"https://www.federalregister.gov/documents/2024/02/09/2024-00476/introduction-to-the-unified-agenda-of-federal-regulatory-and-deregulatory-actions-fall-2023","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-02-09/pdf/2024-00476.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-00476.pdf?1707399919","publication_date":"2024-02-09","agencies":[{"raw_name":"REGULATORY INFORMATION SERVICE CENTER","name":"Regulatory Information Service Center","id":449,"url":"https://www.federalregister.gov/agencies/regulatory-information-service-center","json_url":"https://www.federalregister.gov/api/v1/agencies/449","parent_id":null,"slug":"regulatory-information-service-center"}],"excerpts":"and effectiveness of government.\n \n Cybersecurity and Infrastructure <span class=\"match\">Security</span> Agency \n The Cybersecurity and Infrastructure <span class=\"match\">Security</span> Agency (CISA) is responsible for leading the national effort to develop cybersecurity and critical infrastructure <span class=\"match\">security</span> programs, operations, and associated policy to enhance the <span class=\"match\">security</span> and resilience of physical and cyber infrastructure. \n \n Ammonium Nitrate <span class=\"match\">Security</span> Program. \n This rule implements a 2007 amendment to the Homeland <span class=\"match\">Security</span> Act. The amendment requires DHS to “regulate the sale and transfer of"},{"title":"Outsourcing by Investment Advisers","type":"Proposed Rule","abstract":"The Securities and Exchange Commission (\"Commission\" or \"SEC\") is proposing a new rule under the Investment Advisers Act of 1940 (\"Advisers Act\") to prohibit registered investment advisers (\"advisers\") from outsourcing certain services or functions without first meeting minimum requirements. The proposed rule would require advisers to conduct due diligence prior to engaging a service provider to perform certain services or functions. It would further require advisers to periodically monitor the performance and reassess the retention of the service provider in accordance with due diligence requirements to reasonably determine that it is appropriate to continue to outsource those services or functions to that service provider. We also are proposing corresponding amendments to the investment adviser registration form to collect census-type information about the service providers defined in the proposed rule. In addition, we are proposing related amendments to the Advisers Act books and records rule, including a new provision requiring advisers that rely on a third party to make and/or keep books and records to conduct due diligence and monitoring of that third party and obtain certain reasonable assurances that the third party will meet certain standards.","document_number":"2022-23694","html_url":"https://www.federalregister.gov/documents/2022/11/16/2022-23694/outsourcing-by-investment-advisers","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-23694.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2022-23694.pdf?1668519917","publication_date":"2022-11-16","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"portfolios to include or exclude, determining how to allocate a position among portfolios, and submitting the final orders to the broker. In order to provide investment advisory services in <span class=\"match\">compliance</span> with the Federal <span class=\"match\">securities</span> laws, an adviser might also seek to outsource its <span class=\"match\">compliance</span> functions, including outsourced chief <span class=\"match\">compliance</span> officers and other outsourced <span class=\"match\">compliance</span> functions such as making regulatory filings on behalf of the adviser, and valuation and pricing services.\n 39 \n \n Ensuring the adviser complies with the regulatory requirements applicable"}]}