{"description":"Documents matching 'security deposits collateralize liabilities'","count":2598,"total_pages":50,"next_page_url":"https://www.federalregister.gov/api/v1/documents?conditions%5Bterm%5D=security+deposits+collateralize+liabilities&format=json&page=2","results":[{"title":"Division of Longshore and Harbor Workers' Compensation Guidance for Insurance Carrier Security Deposit Requirements","type":"Proposed Rule","abstract":"The Office of Workers' Compensation Program is issuing this guidance to clarify the securitization requirements for insurance carriers authorized under the Longshore and Harbor Workers' Compensation Act (LHWCA) and its extensions. This guidance establishes a rubric which allows OWCP to adjust the insurance carriers' obligations based on their fiscal stability and performance within the Longshore industry and serves to establish a clear and standardized process for determining the amount of collateral an authorized insurance carrier must deposit to cover its potential liabilities. This clarification benefits insurance carriers by providing predictability which aids in capital planning and avoids arbitrary or unexpected security adjustments. This also helps to standardize compliance across the industry and ensures authorized carriers secure their critical obligations. This sub-regulatory guidance does not supersede existing regulations and is intended to provide insurance carriers (carriers) with clarification on the posting of security deposits to collateralize liabilities.","document_number":"2026-02537","html_url":"https://www.federalregister.gov/documents/2026/02/09/2026-02537/division-of-longshore-and-harbor-workers-compensation-guidance-for-insurance-carrier-security","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-02-09/pdf/2026-02537.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-02537.pdf?1770385516","publication_date":"2026-02-09","agencies":[{"raw_name":"DEPARTMENT OF LABOR","name":"Labor Department","id":271,"url":"https://www.federalregister.gov/agencies/labor-department","json_url":"https://www.federalregister.gov/api/v1/agencies/271","parent_id":null,"slug":"labor-department"},{"raw_name":"Office of Workers' Compensation Programs","name":"Workers' Compensation Programs Office","id":530,"url":"https://www.federalregister.gov/agencies/workers-compensation-programs-office","json_url":"https://www.federalregister.gov/api/v1/agencies/530","parent_id":271,"slug":"workers-compensation-programs-office"}],"excerpts":"CFR 703.201, <span class=\"match\">security</span> <span class=\"match\">deposits</span> provide compensation and medical \n \n benefit payments when a carrier defaults on obligations incurred under the Longshore and Harbor Workers' Compensation Act (LHWCA) and its extensions.\n 1 \n \n These <span class=\"match\">security</span> <span class=\"match\">deposits</span> also guarantee the payment of benefits to injured workers when a carrier becomes insolvent and its obligations are not otherwise fully secured by a State guaranty fund. As 20 CFR 703.201 provides, “any gap in State guaranty fund coverage will have a direct effect on the amount of <span class=\"match\">security</span>” the Office of"},{"title":"Suretyship and Guaranty; Segregated Deposit and Collateral","type":"Proposed Rule","abstract":"The NCUA Board (Board) seeks comment on a proposed rule to remove the segregated deposit and collateral requirements when a federally insured credit union (FICU) acts as a surety and guarantor. Removing this regulation will provide FICUs with greater flexibility to design products that meet member needs. FICUs would remain subject to the other requirements regarding surety and guaranty agreements.","document_number":"2025-23857","html_url":"https://www.federalregister.gov/documents/2025/12/29/2025-23857/suretyship-and-guaranty-segregated-deposit-and-collateral","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-12-29/pdf/2025-23857.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-23857.pdf?1766497517","publication_date":"2025-12-29","agencies":[{"raw_name":"NATIONAL CREDIT UNION ADMINISTRATION","name":"National Credit Union Administration","id":335,"url":"https://www.federalregister.gov/agencies/national-credit-union-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/335","parent_id":null,"slug":"national-credit-union-administration"}],"excerpts":" \n As part of its deregulatory initiative, the Board proposes to remove paragraphs (c)(3) and (d) of § 701.20, which impose segregated <span class=\"match\">deposit</span> and <span class=\"match\">collateral</span> requirements when FICUs act as a surety and guarantor. Under these provisions, depending on the nature of the <span class=\"match\">collateral</span>, an FCU must have a perfected <span class=\"match\">security</span> interest in <span class=\"match\">collateral</span> equal to 100 or 110 percent of the obligation. The 100 percent <span class=\"match\">collateral</span> category includes cash; obligations of the United States or its agencies; obligations fully guaranteed by the United States or its agencies"},{"title":"GENIUS Act Requirements and Standards for FDIC-Supervised Permitted Payment Stablecoin Issuers and Insured Depository Institutions","type":"Proposed Rule","abstract":"The Federal Deposit Insurance Corporation (FDIC) is soliciting comment on a proposal that would implement certain requirements pursuant to the Guiding and Establishing National Innovation for U.S. Stablecoins Act (GENIUS Act) applicable to FDIC-supervised permitted payment stablecoin issuers and insured depository institutions, clarify deposit insurance coverage for deposits held as reserve assets for payment stablecoins, and clarify the treatment of tokenized deposits.","document_number":"2026-06974","html_url":"https://www.federalregister.gov/documents/2026/04/10/2026-06974/genius-act-requirements-and-standards-for-fdic-supervised-permitted-payment-stablecoin-issuers-and","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-04-10/pdf/2026-06974.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-06974.pdf?1775738716","publication_date":"2026-04-10","agencies":[{"raw_name":"FEDERAL DEPOSIT INSURANCE CORPORATION","name":"Federal Deposit Insurance Corporation","id":164,"url":"https://www.federalregister.gov/agencies/federal-deposit-insurance-corporation","json_url":"https://www.federalregister.gov/api/v1/agencies/164","parent_id":null,"slug":"federal-deposit-insurance-corporation"}],"excerpts":"or recordkeeping utilized by an IDI to record its <span class=\"match\">deposit</span> <span class=\"match\">liabilities</span> does not affect whether those <span class=\"match\">liabilities</span> constitute “<span class=\"match\">deposits</span>.” The proposed amendment is intended to codify this principle. Thus, an IDI's tokenization of its <span class=\"match\">deposit</span> <span class=\"match\">liabilities</span> would not alter the legal status of those <span class=\"match\">liabilities</span> as “<span class=\"match\">deposits</span>.” Under the proposed rule, depositors with tokenized <span class=\"match\">deposits</span> would be entitled to the same benefits as depositors with more traditional forms of <span class=\"match\">deposits</span>, including the FDIC's <span class=\"match\">deposit</span> insurance coverage. \n \n The proposed rule also includes"},{"title":"Unsafe and Unsound Banking Practices: Brokered Deposits Restrictions","type":"Proposed Rule","abstract":"The Federal Deposit Insurance Corporation (FDIC) is inviting comment on proposed revisions to its regulations relating to the brokered deposits restrictions that apply to less than well-capitalized insured depository institutions. The proposed rule would revise the \"deposit broker\" definition and would amend the analysis of the \"primary purpose\" exception to the \"deposit broker\" definition. The proposed rule would also amend two of the designated business relationships under the primary purpose exception and make changes to the notice and application process for the primary purpose exception. In addition, the proposed rule would clarify when an insured depository institution can regain status as an \"agent institution\" under the limited exception for a capped amount of reciprocal deposits.","document_number":"2024-18214","html_url":"https://www.federalregister.gov/documents/2024/08/23/2024-18214/unsafe-and-unsound-banking-practices-brokered-deposits-restrictions","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-08-23/pdf/2024-18214.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-18214.pdf?1724330714","publication_date":"2024-08-23","agencies":[{"raw_name":"FEDERAL DEPOSIT INSURANCE CORPORATION","name":"Federal Deposit Insurance Corporation","id":164,"url":"https://www.federalregister.gov/agencies/federal-deposit-insurance-corporation","json_url":"https://www.federalregister.gov/api/v1/agencies/164","parent_id":null,"slug":"federal-deposit-insurance-corporation"}],"excerpts":" and provides that a “brokered <span class=\"match\">deposit</span>” is a <span class=\"match\">deposit</span> obtained, directly or indirectly, from or through the mediation or assistance of a <span class=\"match\">deposit</span> broker.\n 38 \n \n Thus, the meaning of the term “brokered <span class=\"match\">deposit</span>” turns upon the definition of “<span class=\"match\">deposit</span> broker.”\n \n \n \n 35 \n  12 U.S.C 1831f.\n \n \n \n \n 36 \n  12 U.S.C. 1831f(a). An “undercapitalized” depository institution is prohibited from accepting <span class=\"match\">deposits</span> from a <span class=\"match\">deposit</span> broker. An “adequately capitalized” insured depository institution may accept <span class=\"match\">deposits</span> from a <span class=\"match\">deposit</span> broker only if it has received"},{"title":"Application of the Federal Securities Laws to Certain Types of Crypto Assets and Certain Transactions Involving Crypto Assets","type":"Rule","abstract":"The Securities and Exchange Commission (\"Commission\" or \"SEC\") issues herein an interpretation regarding the application of the Federal securities laws to certain types of crypto assets and certain transactions involving crypto assets. The references in this release to \"we\" and \"our\" are to the Commission. The Commodity Futures Trading Commission (\"CFTC\") provides herein guidance relating to that interpretation.","document_number":"2026-05635","html_url":"https://www.federalregister.gov/documents/2026/03/23/2026-05635/application-of-the-federal-securities-laws-to-certain-types-of-crypto-assets-and-certain","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-03-23/pdf/2026-05635.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-05635.pdf?1774010720","publication_date":"2026-03-23","agencies":[{"raw_name":"COMMODITY FUTURES TRADING COMMISSION","name":"Commodity Futures Trading Commission","id":77,"url":"https://www.federalregister.gov/agencies/commodity-futures-trading-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/77","parent_id":null,"slug":"commodity-futures-trading-commission"},{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"an investment contract is not a tokenized <span class=\"match\">security</span>. \n See supra \n note 47. Further, a stablecoin that meets the definition of “<span class=\"match\">security</span>” based on its particular facts and circumstances is a tokenized <span class=\"match\">security</span>. \n See supra \n section III.D.\n \n \n \n A <span class=\"match\">security</span> is a <span class=\"match\">security</span> regardless of whether it is issued, or otherwise represented, offchain or onchain. All devices and instruments that have the \n \n economic characteristics of a <span class=\"match\">security</span> are <span class=\"match\">securities</span> regardless of format or label. Many digital <span class=\"match\">securities</span> convey the same legal rights with respect"},{"title":"Paxos Securities Settlement Company, LLC; Order Granting an Application for Temporary Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934","type":"Notice","abstract":null,"document_number":"2026-10808","html_url":"https://www.federalregister.gov/documents/2026/05/29/2026-10808/paxos-securities-settlement-company-llc-order-granting-an-application-for-temporary-registration-as","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-05-29/pdf/2026-10808.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-10808.pdf?1779972329","publication_date":"2026-05-29","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"J, at 12.\n \n \n (b) <span class=\"match\">Deposits</span> of Eligible <span class=\"match\">Securities</span> and Cash \n \n To facilitate settlement of obligations between CP Pair participants, each participant would be required to <span class=\"match\">deposit</span> eligible <span class=\"match\">securities</span> into its PSSC participant account by instructing DTC to move its <span class=\"match\">securities</span> from the PSSC participant's account at DTC to PSSC's account at DTC, which in turn would hold such <span class=\"match\">securities</span> for the benefit of the PSSC participant.\n 61 \n \n Upon receipt, PSSC, through a process called “<span class=\"match\">securities</span> digitization,” would create a <span class=\"match\">security</span> entitlement on the Paxos"},{"title":"Self-Regulatory Organizations; CME Securities Clearing Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the CME Securities Clearing Inc. Rules and Incorporate CME Securities Clearing Inc. Procedures Into the Rules","type":"Notice","abstract":null,"document_number":"2026-02800","html_url":"https://www.federalregister.gov/documents/2026/02/12/2026-02800/self-regulatory-organizations-cme-securities-clearing-inc-notice-of-filing-and-immediate","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-02-12/pdf/2026-02800.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-02800.pdf?1770817509","publication_date":"2026-02-12","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"language to Rule 1501(c) to reflect Procedure 15-1(a) to identify that only Repo Transactions and Cash Transactions involving Eligible <span class=\"match\">Securities</span> that are U.S. Treasury <span class=\"match\">securities</span> may be cleared through the Corporation's Interest Rate <span class=\"match\">Securities</span> Clearing Service, and providing that the Corporation may make information regarding the terms of Repo Transactions and a list of U.S. Treasury <span class=\"match\">securities</span> that are Eligible <span class=\"match\">Securities</span> for purposes of Cash Treasury Transactions available to Members and Users via an Advisory \n Incorporation of Procedure 15-1(a) to"},{"title":"Paxos Securities Settlement Company, LLC; Notice of Filing of an Application for Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934","type":"Notice","abstract":null,"document_number":"2025-14859","html_url":"https://www.federalregister.gov/documents/2025/08/06/2025-14859/paxos-securities-settlement-company-llc-notice-of-filing-of-an-application-for-registration-as-a","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-08-06/pdf/2025-14859.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-14859.pdf?1754397907","publication_date":"2025-08-06","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"participant would be required to <span class=\"match\">deposit</span> eligible <span class=\"match\">securities</span> \n 29 \n \n into its PSSC participant account by instructing DTC to move its <span class=\"match\">securities</span> from the PSSC participant's account at DTC to PSSC's account at DTC, which in turn would hold such <span class=\"match\">securities</span> for the benefit of the PSSC participant.\n 30 \n \n Upon receipt, PSSC, through a process it describes as “<span class=\"match\">securities</span> digitization,” would create a <span class=\"match\">security</span> entitlement on the Paxos Ledger credited to the relevant participant's account that is a representation of the eligible <span class=\"match\">security</span> held in PSSC's DTC account"},{"title":"Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Establish a New Collateral-in-Lieu Offering Within the Sponsored GC Service, and Expand the Sponsored GC Service To Allow a Sponsoring Member To Submit for Clearing a “Done-Away” Sponsored GC Trade","type":"Notice","abstract":null,"document_number":"2025-17729","html_url":"https://www.federalregister.gov/documents/2025/09/15/2025-17729/self-regulatory-organizations-fixed-income-clearing-corporation-notice-of-filing-of-proposed-rule","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-09-15/pdf/2025-17729.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-17729.pdf?1757681110","publication_date":"2025-09-15","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"holder” to mean “a person identified in the records of a <span class=\"match\">securities</span> intermediary as the person having a <span class=\"match\">security</span> entitlement against the <span class=\"match\">securities</span> intermediary”).\n \n \n \n \n 32 \n  See UCC 9-104(a)(3) (providing that a secured party has control of a <span class=\"match\">deposit</span> account if “the secured party becomes the bank's customer with respect to the <span class=\"match\">deposit</span> account”).\n \n \n \n \n 33 \n  \n See \n UCC 9-102(a)(29), \n supra \n note 29.\n \n \n \n \n 34 \n  \n See \n UCC 8-106(d)(1) (providing that a purchaser has “control” of a <span class=\"match\">security</span> entitlement if “the purchaser becomes the entitlement"},{"title":"Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, To Establish a New Collateral-in-Lieu Offering Within the Sponsored GC Service, and Expand the Sponsored GC Service To Allow a Sponsoring Member To Submit for Clearing a “Done-Away” Sponsored GC Trade","type":"Notice","abstract":null,"document_number":"2025-23285","html_url":"https://www.federalregister.gov/documents/2025/12/18/2025-23285/self-regulatory-organizations-fixed-income-clearing-corporation-order-approving-proposed-rule-change","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-12-18/pdf/2025-23285.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-23285.pdf?1765979127","publication_date":"2025-12-18","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"the same or a very similar repo rate. These <span class=\"match\">security</span> issues can therefore be substituted for one another without changing the repo rate. In other words, the buyer in a general <span class=\"match\">collateral</span> repo is indifferent to which of the general <span class=\"match\">collateral</span> <span class=\"match\">securities</span> she will receive. The basket of <span class=\"match\">security</span> issues that form a particular general <span class=\"match\">collateral</span> repo market belong to the same class (\n e.g., \n government bonds) or sub-class (\n e.g., \n government bonds with no more than five years remaining to maturity). \n See \n International Capital Market Association,"},{"title":"Self-Regulatory Organizations; CME Securities Clearing Inc.; Notice of Filing of Proposed Rule Change To Support Members' Risk Management of and Enhance Their Ability To Authorize Persons as Users","type":"Notice","abstract":null,"document_number":"2026-11381","html_url":"https://www.federalregister.gov/documents/2026/06/08/2026-11381/self-regulatory-organizations-cme-securities-clearing-inc-notice-of-filing-of-proposed-rule-change","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-08/pdf/2026-11381.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-11381.pdf?1780663508","publication_date":"2026-06-08","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"first priority and unencumbered <span class=\"match\">security</span> interest and lien against any property, cash, <span class=\"match\">securities</span>, or <span class=\"match\">collateral</span> <span class=\"match\">deposited</span> with, held by, pledged to, or otherwise available to, CMESC by such Member or User, and thus, CMESC has a first priority and unencumbered <span class=\"match\">security</span> interest in and lien against the initial margin and other funds <span class=\"match\">deposited</span> in the Supported User Account. By providing that CMESC will maintain a Supported User Account as a “<span class=\"match\">securities</span> account” under Article 8 of the NY UCC and that CMESC is the <span class=\"match\">securities</span> intermediary in relation to"},{"title":"Regulatory Capital Rules: Regulatory Capital and Standardized Approach for Risk-Weighted Assets","type":"Proposed Rule","abstract":"The Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, and the Federal Deposit Insurance Corporation are proposing to modify certain aspects of the regulatory capital rule (the proposal). The proposal would revise the risk-based capital treatment of certain exposure categories under the standardized approach, focusing on improving the calibration and risk sensitivity of risk weights that are particularly material to covered banking organizations' lending activities. The proposal would also modify the definition of regulatory capital by removing the threshold- based deduction for mortgage servicing assets for all banking organizations subject to the regulatory capital rule, including banking organizations subject to the community bank leverage ratio framework. In addition, the proposal would require Category III and IV banking organizations to recognize most elements of accumulated other comprehensive income in their regulatory capital. The agencies are concurrently publishing a separate proposal, which would require Category I and II banking organizations to use a new framework to calculate risk-weighted assets, called the expanded risk-based approach and would allow other banking organizations to elect to use the expanded risk-based approach.","document_number":"2026-05960","html_url":"https://www.federalregister.gov/documents/2026/03/27/2026-05960/regulatory-capital-rules-regulatory-capital-and-standardized-approach-for-risk-weighted-assets","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-03-27/pdf/2026-05960.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-05960.pdf?1774529110","publication_date":"2026-03-27","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Office of the Comptroller of the Currency","name":"Comptroller of the Currency","id":80,"url":"https://www.federalregister.gov/agencies/comptroller-of-the-currency","json_url":"https://www.federalregister.gov/api/v1/agencies/80","parent_id":497,"slug":"comptroller-of-the-currency"},{"raw_name":"FEDERAL RESERVE SYSTEM","name":"Federal Reserve System","id":188,"url":"https://www.federalregister.gov/agencies/federal-reserve-system","json_url":"https://www.federalregister.gov/api/v1/agencies/188","parent_id":null,"slug":"federal-reserve-system"},{"raw_name":"FEDERAL DEPOSIT INSURANCE CORPORATION","name":"Federal Deposit Insurance Corporation","id":164,"url":"https://www.federalregister.gov/agencies/federal-deposit-insurance-corporation","json_url":"https://www.federalregister.gov/api/v1/agencies/164","parent_id":null,"slug":"federal-deposit-insurance-corporation"}],"excerpts":"guarantee or eligible credit derivative). With respect to <span class=\"match\">collateralized</span> transactions, the current capital rule primarily looks to the liquidity profile and quality of the <span class=\"match\">collateral</span> received (such as the creditworthiness of the issuer of the <span class=\"match\">collateral</span>) and the nature of the banking organization's <span class=\"match\">security</span> interest to determine whether the <span class=\"match\">collateral</span> qualifies as financial <span class=\"match\">collateral</span> that may be recognized for purposes of risk-based capital.\n 60 \n \n \n \n \n 60 \n  \n See \n definition of financial <span class=\"match\">collateral</span> in § __.2 of the capital rule. 12 CFR 3.2 (OCC); 12"},{"title":"CME Securities Clearing, Inc.; Order Granting an Application for Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934","type":"Notice","abstract":null,"document_number":"2025-21908","html_url":"https://www.federalregister.gov/documents/2025/12/04/2025-21908/cme-securities-clearing-inc-order-granting-an-application-for-registration-as-a-clearing-agency","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-12-04/pdf/2025-21908.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-21908.pdf?1764769512","publication_date":"2025-12-04","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"obligation to deliver <span class=\"match\">securities</span> to CMESC on the Start Leg of a transaction, the Member or User will receive cash equal to the value of the <span class=\"match\">securities</span> it delivered, subject to the conditions set out in the Rules.\n 37 \n \n In a Clear to Hold Transaction, a failure to deliver <span class=\"match\">securities</span> may be corrected if: (1) the original parties to the transaction agree to modify the transaction to reflect the amount of <span class=\"match\">securities</span> delivered; or (2) the Member or User that failed to deliver the <span class=\"match\">securities</span> will provide cash (instead of <span class=\"match\">securities</span>) as <span class=\"match\">collateral</span> to fully satisfy"},{"title":"Regulatory Capital Rule: Category I and II Banking Organizations, Banking Organizations With Significant Trading Activity, and Optional Adoption for Other Banking Organizations","type":"Proposed Rule","abstract":"The Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, and the Federal Deposit Insurance Corporation are proposing to modernize the capital requirements applicable to Category I and II depository institution holding companies and depository institutions, as well as revise the market risk capital framework for banking organizations with significant trading activity (the proposal). The proposal would improve the regulatory capital framework for covered banking organizations by enhancing its risk sensitivity and consistency and by simplifying core components of its design. The agencies expect the proposal would support the safety and soundness of covered banking organizations and U.S. financial stability while promoting lending and other financial intermediation activities in the banking system over a range of economic conditions.","document_number":"2026-05959","html_url":"https://www.federalregister.gov/documents/2026/03/27/2026-05959/regulatory-capital-rule-category-i-and-ii-banking-organizations-banking-organizations-with","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-03-27/pdf/2026-05959.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-05959.pdf?1774529111","publication_date":"2026-03-27","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Office of the Comptroller of the Currency","name":"Comptroller of the Currency","id":80,"url":"https://www.federalregister.gov/agencies/comptroller-of-the-currency","json_url":"https://www.federalregister.gov/api/v1/agencies/80","parent_id":497,"slug":"comptroller-of-the-currency"},{"raw_name":"FEDERAL RESERVE SYSTEM","name":"Federal Reserve System","id":188,"url":"https://www.federalregister.gov/agencies/federal-reserve-system","json_url":"https://www.federalregister.gov/api/v1/agencies/188","parent_id":null,"slug":"federal-reserve-system"},{"raw_name":"FEDERAL DEPOSIT INSURANCE CORPORATION","name":"Federal Deposit Insurance Corporation","id":164,"url":"https://www.federalregister.gov/agencies/federal-deposit-insurance-corporation","json_url":"https://www.federalregister.gov/api/v1/agencies/164","parent_id":null,"slug":"federal-deposit-insurance-corporation"}],"excerpts":"credit derivative). With respect to <span class=\"match\">collateralized</span> transactions, the current capital rule primarily looks to the liquidity profile and quality of the <span class=\"match\">collateral</span> received (such as the creditworthiness of the issuer of the <span class=\"match\">collateral</span>) and the nature of the banking organization's <span class=\"match\">security</span> interest to determine whether the <span class=\"match\">collateral</span> qualifies as financial <span class=\"match\">collateral</span> that may be recognized for purposes of risk-based capital.\n 154 \n \n \n \n \n 154 \n  \n See \n 12 CFR 3.2, 217.2, and 324.2 for the definition of financial <span class=\"match\">collateral</span>.\n \n \n \n The proposal would largely"},{"title":"Assessments Thresholds, Rate Schedules, and Adjustments","type":"Proposed Rule","abstract":"The Federal Deposit Insurance Corporation (FDIC) invites public comment on a proposed rule that would amend the assessment regulations in 12 CFR part 327 to: update the $10 billion asset threshold in the definitions of small and large institutions to $30 billion and adjust the threshold every four years to reflect inflation, pursuant to a pre-determined indexing methodology; decrease initial base deposit insurance assessment rate schedules by 2 basis points for small institutions and by 1 basis point for large and highly complex institutions; provide a downward resolution readiness adjustment to assessment rates for large and highly complex institutions, including 0.5 basis points for passing virtual data room testing and 0.5 basis points for providing prescribed data access; and remove obsolete provisions.","document_number":"2026-13192","html_url":"https://www.federalregister.gov/documents/2026/06/30/2026-13192/assessments-thresholds-rate-schedules-and-adjustments","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-30/pdf/2026-13192.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-13192.pdf?1782737120","publication_date":"2026-06-30","agencies":[{"raw_name":"FEDERAL DEPOSIT INSURANCE CORPORATION","name":"Federal Deposit Insurance Corporation","id":164,"url":"https://www.federalregister.gov/agencies/federal-deposit-insurance-corporation","json_url":"https://www.federalregister.gov/api/v1/agencies/164","parent_id":null,"slug":"federal-deposit-insurance-corporation"}],"excerpts":"\n 1. The institution's consolidated and unconsolidated ledger; \n 2. Core data regarding the institution's <span class=\"match\">deposit</span> portfolio, including: \n a. Depositor and beneficiary information; \n b. <span class=\"match\">Deposit</span> account title; \n c. <span class=\"match\">Deposit</span> account type; \n d. <span class=\"match\">Deposit</span> account balances, including principal and accrued interest; \n e. <span class=\"match\">Deposit</span> account status; \n f. <span class=\"match\">Deposit</span> account rate terms; and \n g. Any other information about material characteristics of <span class=\"match\">deposits</span>; \n 3. Core data concerning the institution's loan portfolio, including: \n a. Borrower, co-borrower, and guarantor"},{"title":"ICE Clear Credit LLC; Order Granting an Application for Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934","type":"Notice","abstract":null,"document_number":"2026-02333","html_url":"https://www.federalregister.gov/documents/2026/02/06/2026-02333/ice-clear-credit-llc-order-granting-an-application-for-registration-as-a-clearing-agency-under","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-02-06/pdf/2026-02333.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-02333.pdf?1770299112","publication_date":"2026-02-06","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"Treasury <span class=\"match\">securities</span> at its accounts with the Federal Reserve Bank of Chicago.\n 45 \n \n For the Treasury Business, ICC will use four different accounts to legally segregate House <span class=\"match\">collateral</span>, Client-related <span class=\"match\">collateral</span>, and variation payments. ICC will hold <span class=\"match\">collateral</span> either in a bank <span class=\"match\">deposit</span> at a commercial bank or invest the <span class=\"match\">collateral</span> using reverse repurchase agreements backed by certain U.S. Treasury <span class=\"match\">securities</span>.\n \n \n \n 45 \n  \n See id. \n \n \n (f) Business Continuity Practices \n \n In Exhibit K, ICC describes how it provides for the <span class=\"match\">security</span> of the systems"},{"title":"Black Lung Benefits Act: Authorization of Self-Insurers","type":"Rule","abstract":"This final rule revises the regulations under the Black Lung Benefits Act (BLBA) governing authorization of self-insurers. The updated regulations determine the process for coal mine operators to apply for authorization to self-insure, the requirements operators must meet to qualify to self-insure, the amount of security self-insured operators must provide, and the process for operators to appeal determinations made by the Office of Workers' Compensation Programs (OWCP).","document_number":"2024-28848","html_url":"https://www.federalregister.gov/documents/2024/12/12/2024-28848/black-lung-benefits-act-authorization-of-self-insurers","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-12-12/pdf/2024-28848.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-28848.pdf?1733924724","publication_date":"2024-12-12","agencies":[{"raw_name":"DEPARTMENT OF LABOR","name":"Labor Department","id":271,"url":"https://www.federalregister.gov/agencies/labor-department","json_url":"https://www.federalregister.gov/api/v1/agencies/271","parent_id":null,"slug":"labor-department"},{"raw_name":"Office of Workers' Compensation Programs","name":"Workers' Compensation Programs Office","id":530,"url":"https://www.federalregister.gov/agencies/workers-compensation-programs-office","json_url":"https://www.federalregister.gov/api/v1/agencies/530","parent_id":271,"slug":"workers-compensation-programs-office"}],"excerpts":"current operations, but self-insure their legacy <span class=\"match\">liabilities</span>. Nine secure both their current and legacy <span class=\"match\">liabilities</span> through self-insurance. \n This final rule will apply to the 16 operators noted above. Table 1 lists the 16 operators' actuarially estimated <span class=\"match\">liabilities</span>, <span class=\"match\">securities</span> currently on <span class=\"match\">deposit</span>, the present <span class=\"match\">security</span> requirement under existing guidelines, and future <span class=\"match\">security</span> requirements under this final rule. \n \n Table 1—Self-Insured Coal Mine Operators Actuarial <span class=\"match\">Liabilities</span> and <span class=\"match\">Security</span> <span class=\"match\">Deposits</span> \n [All dollar amounts in thousands (,000)] \n \n"},{"title":"Guidance Regarding Certain Matters Relating to Nonrecognition of Gain or Loss in Corporate Separations, Incorporations, and Reorganizations","type":"Proposed Rule","abstract":"This document contains proposed regulations regarding certain matters relating to corporate separations, incorporations, and reorganizations qualifying, in whole or in part, for nonrecognition of gain or loss. These matters include distributions and retentions of controlled corporation stock, assumptions of liabilities by controlled corporations, exchanges of property between distributing corporations and controlled corporations, and distributions and transfers of consideration to distributing corporation shareholders and creditors. The proposed regulations would affect corporations and their shareholders and security holders. Proposed regulations modifying the reporting requirements for corporate separations are published elsewhere in the Proposed Rules section of this issue of the Federal Register.","document_number":"2025-00321","html_url":"https://www.federalregister.gov/documents/2025/01/16/2025-00321/guidance-regarding-certain-matters-relating-to-nonrecognition-of-gain-or-loss-in-corporate","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-01-16/pdf/2025-00321.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-00321.pdf?1736802922","publication_date":"2025-01-16","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Internal Revenue Service","name":"Internal Revenue Service","id":254,"url":"https://www.federalregister.gov/agencies/internal-revenue-service","json_url":"https://www.federalregister.gov/api/v1/agencies/254","parent_id":497,"slug":"internal-revenue-service"}],"excerpts":"agreed to, and is expected to, satisfy the <span class=\"match\">liability</span> (or portion thereof), whether or not the transferor has been relieved of the <span class=\"match\">liability</span> (or portion thereof). \n b. Nonrecourse <span class=\"match\">Liabilities</span> \n Proposed § 1.357-2(d)(1)(ii)(A) generally would provide that a nonrecourse <span class=\"match\">liability</span> of a transferor is treated as having been assumed by the transferee corporation to which any asset subject to that <span class=\"match\">liability</span> is transferred. However, proposed § 1.357-2(d)(1)(ii)(B) would provide that the amount of any nonrecourse <span class=\"match\">liability</span> of a transferor treated as assumed is"},{"title":"Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities","type":"Rule","abstract":"The Securities and Exchange Commission (\"Commission\") is adopting rules under the Securities Exchange Act of 1934 (\"Exchange Act\") to amend the standards applicable to covered clearing agencies for U.S. Treasury securities to require that such covered clearing agencies have written policies and procedures reasonably designed to require that every direct participant of the covered clearing agency submit for clearance and settlement all eligible secondary market transactions in U.S. Treasury securities to which it is a counterparty. In addition, the Commission is adopting additional amendments to the Covered Clearing Agency Standards with respect to risk management. These requirements are designed to protect investors, reduce risk, and increase operational efficiency. Finally, the Commission is amending the broker-dealer customer protection rule to permit margin required and on deposit with covered clearing agencies for U.S. Treasury securities to be included as a debit in the reserve formulas for accounts of customers and proprietary accounts of broker-dealers (\"PAB\"), subject to certain conditions.","document_number":"2023-27860","html_url":"https://www.federalregister.gov/documents/2024/01/16/2023-27860/standards-for-covered-clearing-agencies-for-us-treasury-securities-and-application-of-the","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-01-16/pdf/2023-27860.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2023-27860.pdf?1705067114","publication_date":"2024-01-16","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"reported as U.S. Government Agency Repurchase Agreements are typically <span class=\"match\">collateralized</span> by U.S. government agency <span class=\"match\">securities</span> and are also partially <span class=\"match\">collateralized</span> by Treasury <span class=\"match\">securities</span>.\n 117 \n \n <span class=\"match\">Collateral</span> management practices may evolve to better delineate <span class=\"match\">collateral</span> types in light of the definition of an eligible secondary market transaction.\n \n \n \n 116 \n  For example, money market fund filings of portfolio data show that, on average, Treasury <span class=\"match\">securities</span> account for around 3% of <span class=\"match\">collateral</span> backing investments in non-government repos.\n \n \n \n \n 117 \n  Money"},{"title":"Agency Information Collection Activities: Proposed Information Collection; Reporting Forms and Instructions for Permitted Payment Stablecoin Issuers Subject to the Jurisdiction of the Office of the Comptroller of the Currency; Comment Request","type":"Notice","abstract":"The OCC, as part of its continuing effort to reduce paperwork and respondent burden, invites comment on a new information collection, as required by the Paperwork Reduction Act of 1995 (PRA). In accordance with the requirements of the PRA, the OCC may not conduct or sponsor, and the respondent is not required to respond to, an information collection unless it displays a currently valid Office of Management and Budget (OMB) control number. The OCC is proposing a new information collection that would include weekly and quarterly reporting forms that must be completed by permitted payment stablecoin issuers and foreign payment stablecoin issuers. The OCC is seeking a new OMB control number for this information collection.","document_number":"2026-11856","html_url":"https://www.federalregister.gov/documents/2026/06/12/2026-11856/agency-information-collection-activities-proposed-information-collection-reporting-forms-and","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-12/pdf/2026-11856.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-11856.pdf?1781181917","publication_date":"2026-06-12","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Office of the Comptroller of the Currency","name":"Comptroller of the Currency","id":80,"url":"https://www.federalregister.gov/agencies/comptroller-of-the-currency","json_url":"https://www.federalregister.gov/api/v1/agencies/80","parent_id":497,"slug":"comptroller-of-the-currency"}],"excerpts":"include information on the repurchase agreements including counterparty, cash lent, agreement type and name of agent. Schedule F would also collect information on <span class=\"match\">securities</span> <span class=\"match\">collateralizing</span> the reverse repurchase transaction, such as <span class=\"match\">collateral</span> values, <span class=\"match\">collateral</span> maturity, <span class=\"match\">collateral</span> haircuts, WAM and WAL. \n Schedule G—Money Market Mutual Funds \n Schedule G would collect information on money market mutual funds held as reserve assets, including fund name and sponsor, CUSIP, net asset value, and effective interest rate, WAM, WAL as well as information"}]}