{"description":"Documents matching 'security enumerated list commonly known'","count":2224,"total_pages":50,"next_page_url":"https://www.federalregister.gov/api/v1/documents?conditions%5Bterm%5D=security+enumerated+list+commonly+known&format=json&page=2","results":[{"title":"Application of the Federal Securities Laws to Certain Types of Crypto Assets and Certain Transactions Involving Crypto Assets","type":"Rule","abstract":"The Securities and Exchange Commission (\"Commission\" or \"SEC\") issues herein an interpretation regarding the application of the Federal securities laws to certain types of crypto assets and certain transactions involving crypto assets. The references in this release to \"we\" and \"our\" are to the Commission. The Commodity Futures Trading Commission (\"CFTC\") provides herein guidance relating to that interpretation.","document_number":"2026-05635","html_url":"https://www.federalregister.gov/documents/2026/03/23/2026-05635/application-of-the-federal-securities-laws-to-certain-types-of-crypto-assets-and-certain","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-03-23/pdf/2026-05635.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-05635.pdf?1774010720","publication_date":"2026-03-23","agencies":[{"raw_name":"COMMODITY FUTURES TRADING COMMISSION","name":"Commodity Futures Trading Commission","id":77,"url":"https://www.federalregister.gov/agencies/commodity-futures-trading-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/77","parent_id":null,"slug":"commodity-futures-trading-commission"},{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"order to provide further clarity regarding the Commission's treatment of crypto assets under the Federal securities laws. \n II. Definition of “Security” \n \n In delineating the scope of the Federal securities laws, Congress “enacted a broad definition of `security,' sufficient to encompass virtually any instrument that might be sold as an investment.” \n 26 \n \n While the definition of “security” includes an enumerated list of “the commonly known documents traded for speculation or investment,” including “stock,” “bond,” and “note,” it also includes"},{"title":"Prediction Markets; Public Interest Determinations","type":"Proposed Rule","abstract":"The Commodity Futures Trading Commission (Commission or CFTC) is proposing amendments to its rules concerning event contract derivatives. The markets for these event contracts are commonly referred to as \"prediction markets.\" In particular, the Commission is proposing amendments to further specify the types of event contracts that may be subject to a determination that they are contrary to the public interest, such that they may not be listed for trading or accepted for clearing on or through a CFTC-registered entity, as provided in the Commodity Exchange Act (CEA). The proposed amendments set out factors the Commission would apply in that determination and conform the process by which the determination would be made to the CEA. The Commission also is proposing amendments to the procedure for the Commission's determination to enhance clarity and organization, as well as a definition of the term \"gaming\" and a rule regarding when event contracts \"involve\" an underlying activity.","document_number":"2026-11854","html_url":"https://www.federalregister.gov/documents/2026/06/12/2026-11854/prediction-markets-public-interest-determinations","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-12/pdf/2026-11854.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-11854.pdf?1781181917","publication_date":"2026-06-12","agencies":[{"raw_name":"COMMODITY FUTURES TRADING COMMISSION","name":"Commodity Futures Trading Commission","id":77,"url":"https://www.federalregister.gov/agencies/commodity-futures-trading-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/77","parent_id":null,"slug":"commodity-futures-trading-commission"}],"excerpts":"U.S.C. 1a(9).\n \n \n \n \n 13 \n The CEA includes a savings clause providing that the CFTC's jurisdiction does not apply to securities, other than security futures. \n See, e.g., \n CEA sec. 2a(1)(A) and (H), 7 U.S.C. 2(a)(1)(A) and (H). Thus, the CFTC's exclusive jurisdiction does not extend to security-based swaps or other securities, and the CFTC shares jurisdiction with the Securities and Exchange Commission (SEC) over security futures.\n \n \n \n Under the plain language of the CEA, certain event contracts are implicated by the “swap” definition.\n 14"},{"title":"Registered Offering Reform","type":"Proposed Rule","abstract":"The Securities and Exchange Commission (\"Commission\") is proposing amendments that are intended to facilitate capital formation in the public securities markets. Specifically, the proposed amendments would make Form S-3 and the ability to conduct shelf offerings available to significantly more issuers, extend certain benefits currently reserved for \"well-known seasoned issuers\" to a broader set of issuers, and modernize Form S-1 by expanding the ability to incorporate information by reference into that form. The proposed amendments also would make conforming changes to the registration, communication, and offering process for certain business development companies and registered closed-end investment companies that register securities on Form N-2. We also are proposing to amend the communication rules to permit broad-based advertising for certain insurance products. In addition, we are proposing certain other amendments that are intended to modernize certain rules. Finally, to mitigate the costs and complexity of conducting a registered offering, the proposed amendments would preempt State securities law registration and qualification requirements for all registered offerings.","document_number":"2026-10373","html_url":"https://www.federalregister.gov/documents/2026/05/26/2026-10373/registered-offering-reform","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-05-26/pdf/2026-10373.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-10373.pdf?1779453911","publication_date":"2026-05-26","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":" resales of outstanding securities can be registered on Form S-3 if the securities are listed on a national securities exchange or quoted on the automated quotation system of a national securities association.\n 64 \n \n \n \n \n 64 \n The reference in General Instruction I.B.3 to securities being “quoted on the automated quotation system of a national securities association” is a reference to The Nasdaq Stock Market LLC (“Nasdaq”) before Nasdaq became a national securities exchange. Because Nasdaq is now a national securities exchange, this language"},{"title":"Revised Medical Criteria for Evaluating Cardiovascular Disorders","type":"Rule","abstract":"We are revising the criteria in the Listing of Impairments (listings) that we use to evaluate claims involving cardiovascular disorders in adults and children under titles II and XVI of the Social Security Act (Act). The revisions reflect our adjudicative experience, advances in medical knowledge, and comments we received from the public in response to a notice of proposed rulemaking (NPRM).","document_number":"2026-13420","html_url":"https://www.federalregister.gov/documents/2026/07/02/2026-13420/revised-medical-criteria-for-evaluating-cardiovascular-disorders","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-07-02/pdf/2026-13420.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-13420.pdf?1782909921","publication_date":"2026-07-02","agencies":[{"raw_name":"Social Security Administration","name":"Social Security Administration","id":470,"url":"https://www.federalregister.gov/agencies/social-security-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/470","parent_id":null,"slug":"social-security-administration"}],"excerpts":"cardiovascular disorder listing or functionally equaling the listings.\n 51 \n \n \n \n \n 51 \n 20 CFR 416.924.\n \n \n \n Comment: \n One commenter suggested we retain the listing for rheumatic heart disease (current listing 104.13).\n \n \n Response: \n We did not adopt this suggestion. As we state in final paragraph 104.00F6 (\n How do we evaluate chronic rheumatic fever or rheumatic heart disease? \n ), we evaluate the manifestations of rheumatic heart disease under other criteria, such as listing 104.02 (\n Chronic heart failure \n ) or listing 104.05 (\n Recurrent"},{"title":"William D. Ford Federal Direct Loan (Direct Loan) Program","type":"Rule","abstract":"The Secretary establishes new regulations on the Public Service Loan Forgiveness (PSLF) program in the William D. Ford Federal Direct Loan (Direct Loan) program under 34 CFR 685.219 by adding or clarifying provisions to exclude employers that engage in specific enumerated illegal activities such that they have a substantial illegal purpose, including defining obligations and processes tied to making such a determination of an employer, clarifying that borrowers will receive full credit for work performed, until the effective date of the Secretary's determination that an employer is no longer a qualifying employer under the rule; and establishing methods for an employer to regain eligibility following a determination of ineligibility by the Secretary. These regulations ensure that taxpayer dollars are not misused by preventing PSLF benefits from going to individuals employed by organizations that have a substantial illegal purpose. The revisions strengthen accountability, enhance program integrity, and protect hardworking taxpayers from shouldering the cost of improper subsidies granted to employees of organizations that undermine national security and American values through criminal activity.","document_number":"2025-19729","html_url":"https://www.federalregister.gov/documents/2025/10/31/2025-19729/william-d-ford-federal-direct-loan-direct-loan-program","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-10-31/pdf/2025-19729.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-19729.pdf?1761828307","publication_date":"2025-10-31","agencies":[{"raw_name":"DEPARTMENT OF EDUCATION","name":"Education Department","id":126,"url":"https://www.federalregister.gov/agencies/education-department","json_url":"https://www.federalregister.gov/api/v1/agencies/126","parent_id":null,"slug":"education-department"}],"excerpts":"iterations of 34 CFR 685.219 provided a list of public services that, if provided by a private organization, allowed it to qualify as a “public service organization,” but did not offer any definition for the enumerated public services (except for certain public health roles, which relied on definitions provided by the Bureau of Labor Statistics). This list aligned closely with section 455(m)(3)(B) of the HEA, which defines “public service job.” Although the 2022 rule incorporated the bulk of previous version's list of public services into the definition"},{"title":"International Traffic in Arms Regulations: U.S. Munitions List Targeted Revisions","type":"Rule","abstract":"The Department of State (the Department) amends the International Traffic in Arms Regulations (ITAR) to remove from the U.S. Munitions List (USML) items that no longer warrant inclusion, add to the USML items that warrant inclusion, and clarify certain entries. With these amendments, the Department also supersedes and thus terminates the temporary modification to USML Category VIII that was published on December 4, 2023, and extended on November 26, 2024.","document_number":"2025-01313","html_url":"https://www.federalregister.gov/documents/2025/01/17/2025-01313/international-traffic-in-arms-regulations-us-munitions-list-targeted-revisions","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-01-17/pdf/2025-01313.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-01313.pdf?1737035142","publication_date":"2025-01-17","agencies":[{"raw_name":"DEPARTMENT OF STATE","name":"State Department","id":476,"url":"https://www.federalregister.gov/agencies/state-department","json_url":"https://www.federalregister.gov/api/v1/agencies/476","parent_id":null,"slug":"state-department"}],"excerpts":"the Export Administration Regulations (EAR, 15 CFR parts 730 through 774, which includes the Commerce Control List (CCL) in Supplement No. 1 to part 774). The EAR is administered by the Bureau of Industry and Security (BIS), U.S. Department of Commerce. This rule does not modify the list of defense articles and defense services controlled for purposes of permanent import by the Attorney General, as enumerated on the U.S. Munitions Import List (USMIL) at 27 CFR 447.21. \n Section 38 of the Arms Export Control Act (AECA) (22 U.S.C. 2778), the authority"},{"title":"Provisions Pertaining to U.S. Investments in Certain National Security Technologies and Products in Countries of Concern","type":"Rule","abstract":"This final rule sets forth the regulations that implement Executive Order 14105 of August 9, 2023, \"Addressing United States Investments in Certain National Security Technologies and Products in Countries of Concern,\" which declares a national emergency to address the threat to the United States posed by countries of concern that seek to develop and exploit sensitive technologies or products critical for military, intelligence, surveillance, or cyber-enabled capabilities. The final rule requires United States persons to provide notification to the U.S. Department of the Treasury regarding certain transactions involving persons of a country of concern that are engaged in activities involving certain national security technologies and products that may contribute to the threat to the national security of the United States; and prohibits United States persons from engaging in certain other transactions involving persons of a country of concern that are engaged in activities involving certain other national security technologies and products that pose a particularly acute national security threat to the United States.","document_number":"2024-25422","html_url":"https://www.federalregister.gov/documents/2024/11/15/2024-25422/provisions-pertaining-to-us-investments-in-certain-national-security-technologies-and-products-in","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-11-15/pdf/2024-25422.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-25422.pdf?1730996188","publication_date":"2024-11-15","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Office of Investment Security","name":"Investment Security Office","id":603,"url":"https://www.federalregister.gov/agencies/investment-security-office","json_url":"https://www.federalregister.gov/api/v1/agencies/603","parent_id":497,"slug":"investment-security-office"}],"excerpts":"Traded Security; Derivative; Equity Compensation \n \n Section 850.501(a)(1)(i) of the Proposed Rule defined as an \n excepted transaction \n an investment into a “publicly traded security,” with “security” as defined in section 3(a)(10) of the Securities Exchange Act of 1934, as amended. As noted in the Proposed Rule, this included a security traded on a non-U.S. exchange, or a security traded “over-the-counter,” in addition to a security traded on a U.S. exchange. The Treasury Department assessed that a \n U.S. person' \n s purchase of securities traded"},{"title":"International Traffic in Arms Regulations (ITAR): U.S. Munitions List Categories IV and XV","type":"Proposed Rule","abstract":"The Department of State (the Department) proposes to amend the International Traffic in Arms Regulations (ITAR) to revise U.S. Munitions List (USML) Categories IV and XV and related sections of the ITAR to clarify and standardize the regulatory text, add items that warrant designation on the USML, and remove those items that no longer warrant designation on the USML. The Department further proposes to add three new license exemptions to the ITAR.","document_number":"2024-24091","html_url":"https://www.federalregister.gov/documents/2024/10/23/2024-24091/international-traffic-in-arms-regulations-itar-us-munitions-list-categories-iv-and-xv","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-10-23/pdf/2024-24091.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-24091.pdf?1729196120","publication_date":"2024-10-23","agencies":[{"raw_name":"DEPARTMENT OF STATE","name":"State Department","id":476,"url":"https://www.federalregister.gov/agencies/state-department","json_url":"https://www.federalregister.gov/api/v1/agencies/476","parent_id":null,"slug":"state-department"}],"excerpts":"Export Administration Regulations (EAR, 15 CFR parts 730 through 774, which includes the Commerce Control List (CCL) in supplement no. 1 to part 774). The EAR is administered and enforced by the Bureau of Industry and Security (BIS), U.S. Department of Commerce. This rule does not modify the list of defense articles and defense services controlled for purposes of permanent import by the Attorney General, as enumerated on the U.S. Munitions Import List (USMIL) at 27 CFR 447.21. \n Section 38 of the Arms Export Control Act (AECA) (22 U.S.C. 2778), the authority"},{"title":"Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; and National Securities Clearing Corporation; Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, Relating to a Participant System Disruption","type":"Notice","abstract":null,"document_number":"2025-20384","html_url":"https://www.federalregister.gov/documents/2025/11/20/2025-20384/self-regulatory-organizations-the-depository-trust-company-fixed-income-clearing-corporation-and","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-11-20/pdf/2025-20384.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-20384.pdf?1763559917","publication_date":"2025-11-20","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"The Depository Trust Company (“DTC”), Fixed Income Clearing Corporation (“FICC”) and National Securities Clearing Corporation (“NSCC,” and together with DTC and FICC, the “Clearing Agencies,” or “Clearing Agency” when referring to one of the three Clearing Agencies) filed with the Securities and Exchange Commission (“Commission”) the proposed rule changes SR-DTC-2025-003, SR-FICC-2025-006, and SR-NSCC-2025-003 pursuant to Section 19(b) of the Securities Exchange Act of 1934 (“Exchange Act”) \n 1 \n \n and Rule 19b-4 \n 2 \n \n thereunder. The proposed"},{"title":"Special Purpose Acquisition Companies, Shell Companies, and Projections","type":"Rule","abstract":"The Securities and Exchange Commission (\"Commission\") is adopting rules intended to enhance investor protections in initial public offerings by special purpose acquisition companies (commonly known as SPACs) and in subsequent business combination transactions between SPACs and private operating companies (commonly known as de- SPAC transactions). Specifically, we are adopting disclosure requirements with respect to, among other things, compensation paid to sponsors, conflicts of interest, dilution, and the determination, if any, of the board of directors (or similar governing body) of a SPAC regarding whether a de-SPAC transaction is advisable and in the best interests of the SPAC and its security holders. We are adopting rules that require a minimum dissemination period for the distribution of security holder communication materials in connection with de-SPAC transactions. We are adopting rules that require the re-determination of smaller reporting company (\"SRC\") status in connection with de- SPAC transactions. We are also adopting rules that address the scope of the safe harbor for forward-looking statements under the Private Securities Litigation Reform Act of 1995. Further, we are adopting a rule that would deem any business combination transaction involving a reporting shell company, including a SPAC, to be a sale of securities to the reporting shell company's shareholders and are adopting amendments to a number of financial statement requirements applicable to transactions involving shell companies. In addition, we are providing guidance on the status of potential underwriters in de-SPAC transactions and adopting updates to our guidance regarding the use of projections in Commission filings as well as requiring additional disclosure regarding projections when used in connection with business combination transactions involving SPACs. Finally, we are providing guidance for SPACs to consider when analyzing their status under the Investment Company Act of 1940.","document_number":"2024-01853","html_url":"https://www.federalregister.gov/documents/2024/02/26/2024-01853/special-purpose-acquisition-companies-shell-companies-and-projections","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-02-26/pdf/2024-01853.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-01853.pdf?1708695913","publication_date":"2024-02-26","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"permitting listing, shells commonly referred to as SPACs were not exchange-listed. \n See \n Securities Exchange Act Release Nos. 58228 (July 25, 2008) [73 FR 44794 (July 31, 2008)] (Order Granting Approval to Proposed Rule Change, as modified by Amendment No. 1, to Adopt Additional Initial Listing Standards to list Securities of Special Purpose Acquisition Companies) (NASDAQ-2008-013); 57785 (May 6, 2008) [73 FR 27597 (May 13, 2008)] (Order Approving Proposed Rule Change to Adopt New Initial and Continued Listing Standards to List Securities of Special"},{"title":"Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Initial and Continued Listing Standards","type":"Notice","abstract":null,"document_number":"2026-13525","html_url":"https://www.federalregister.gov/documents/2026/07/06/2026-13525/self-regulatory-organizations-nyse-texas-inc-notice-of-filing-and-immediate-effectiveness-of","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-07-06/pdf/2026-13525.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-13525.pdf?1782996314","publication_date":"2026-07-06","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"Tier II Listing Requirements \n Existing Rule 18 sets forth listing requirements for the listing of common stock, preferred stock, bonds and debentures and warrants on the Exchange's Tier II listing platform. Existing Rule 18 also authorizes the Exchange to list on Tier II a security that is already listed (or has been approved for listing) on the New York Stock Exchange, NYSE American or Nasdaq Stock Market. \n \n As described above, the Exchange proposes to adopt a single listing tier so it proposes to delete the separate Tier II listing standards"},{"title":"Promoting the Integrity and Security of Telecommunications Certification Bodies, Measurement Facilities, and the Equipment Authorization Program","type":"Rule","abstract":"In this document, the Federal Communications Commission (Commission or FCC) requires all recognized telecommunication certification bodies (TCBs), test labs, and laboratory accreditation bodies to certify to the Commission that they are not owned by, controlled by, or subject to the direction of a prohibited entity and to report all equity or voting interests of 5% or greater by any entity. The FCC also amends it rules to state that it will not recognize--and will revoke any existing recognition of--any TCB, test lab, or laboratory accreditation body that fails to provide, or that provides a false or inaccurate, certification; or that fails to provide, or provides false or inaccurate, information regarding equity or voting interests of 5% or greater. The FCC prohibits recognition of any TCB, test lab, or laboratory accreditation body owned by, controlled by, or subject to the direction of a prohibited entity, and prohibits such TCBs, test labs, and laboratory accreditation bodies from participating in the Commission's equipment authorization program, not only with regard to the equipment certification process but also the Supplier's Declaration of Conformity (SDoC) process.","document_number":"2025-14970","html_url":"https://www.federalregister.gov/documents/2025/08/07/2025-14970/promoting-the-integrity-and-security-of-telecommunications-certification-bodies-measurement","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-08-07/pdf/2025-14970.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-14970.pdf?1754484348","publication_date":"2025-08-07","agencies":[{"raw_name":"FEDERAL COMMUNICATIONS COMMISSION","name":"Federal Communications Commission","id":161,"url":"https://www.federalregister.gov/agencies/federal-communications-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/161","parent_id":null,"slug":"federal-communications-commission"}],"excerpts":"national security threats. For purposes of the \n Order, \n the term “prohibited entity” means any of the following:\n \n • Entities identified on the FCC's Covered List; \n • Entities identified by any of the following sources: \n • Department of Commerce Bureau of Industry and Security (BIS) Entity List; \n • BIS Military End-User List; \n • Department of Homeland Security (DHS) Uyghur Forced Labor Prevention Act (UFLPA) Entity List; \n • Section 5949 of the James M. Inhofe National Defense Authorization Act (NDAA) for Fiscal Year 2023 (Section 5949 List of"},{"title":"Provisions Pertaining to U.S. Investments in Certain National Security Technologies and Products in Countries of Concern","type":"Proposed Rule","abstract":"This proposed rule sets forth regulations that would implement Executive Order 14105 of August 9, 2023, \"Addressing United States Investments in Certain National Security Technologies and Products in Countries of Concern,\" which declares a national emergency to address the threat to the United States posed by countries of concern, which seek to develop and exploit sensitive technologies or products critical for military, intelligence, surveillance, or cyber-enabled capabilities. The proposed rule would require United States persons to provide notification to the U.S. Department of the Treasury regarding certain transactions involving persons of a country of concern who are engaged in activities involving certain national security technologies and products that may contribute to the threat to the national security of the United States; and prohibit United States persons from engaging in certain other transactions involving persons of a country of concern who are engaged in activities involving certain other national security technologies and products that pose a particularly acute national security threat to the United States. This notice of proposed rulemaking (NPRM) seeks public comment on various topics related to the implementation of Executive Order 14105. In accordance with 5 U.S.C. 553(b)(4), a summary of this rule may be found at https:// www.regulations.gov.","document_number":"2024-13923","html_url":"https://www.federalregister.gov/documents/2024/07/05/2024-13923/provisions-pertaining-to-us-investments-in-certain-national-security-technologies-and-products-in","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-07-05/pdf/2024-13923.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-13923.pdf?1720010713","publication_date":"2024-07-05","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Office of Investment Security","name":"Investment Security Office","id":603,"url":"https://www.federalregister.gov/agencies/investment-security-office","json_url":"https://www.federalregister.gov/api/v1/agencies/603","parent_id":497,"slug":"investment-security-office"}],"excerpts":"Bureau of Industry and Security's Entity List (15 CFR part 744, supplement no. 4); \n (2) Included on the Bureau of Industry and Security's Military End User List (15 CFR part 744, supplement no. 7); \n \n (3) Meets the definition of “Military Intelligence End-User” by the Bureau of \n \n Industry and Security in 15 CFR 744.22(f)(2);\n \n (4) Included on the Department of the Treasury's list of Specially Designated Nationals and Blocked Persons (SDN List), or is an entity in which one or more individuals or entities included on the SDN List, individually or"},{"title":"Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Amend NYSE Arca Rule 8.500-E (Trust Units) and To List and Trade Shares of the Bitwise 10 Crypto Index ETF Under Amended NYSE Arca Rule 8.500-E","type":"Notice","abstract":null,"document_number":"2025-13804","html_url":"https://www.federalregister.gov/documents/2025/07/23/2025-13804/self-regulatory-organizations-nyse-arca-inc-notice-of-filing-of-amendment-no-1-to-a-proposed-rule","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-07-23/pdf/2025-13804.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-13804.pdf?1753188308","publication_date":"2025-07-23","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"continued listing requirements. \n Finally, the Exchange also proposes to amend Rule 5.3-E to include Trust Units listed pursuant to Rule 8.500-E among the derivative or special purpose securities that are subject to a limited set of corporate governance and disclosure policies and to amend Rule 5.3-E(e) to include Trust Units listed pursuant to Rule 8.500-E among the derivative or special purpose securities to which the requirements concerning shareholder/annual meetings do not apply. \n Bitwise 10 Crypto Index ETF \n \n The Exchange proposes to list and"},{"title":"Personal Responsibility and Work Opportunity Reconciliation Act of 1996 (PRWORA); Interpretation of “Federal Public Benefit”","type":"Notice","abstract":"This notice sets forth the interpretation that the U.S. Department of Health and Human Services (HHS) uses for the term \"Federal public benefit\" as used in Title IV of the Personal Responsibility and Work Opportunity Reconciliation Act of 1996 (PRWORA), Public Law 104-193, 8 U.S.C. 1611. In doing so, this notice revises the interpretation of the term set forth in a prior notice, 63 FR 41658 (Aug. 4, 1998) (\"the 1998 HHS PRWORA Notice\" or \"1998 Notice\"). This notice also describes and preliminarily identifies the HHS programs that provide \"Federal public benefits\" within the scope of PRWORA, including HHS programs that were not listed in the 1998 HHS PRWORA Notice.","document_number":"2025-13118","html_url":"https://www.federalregister.gov/documents/2025/07/14/2025-13118/personal-responsibility-and-work-opportunity-reconciliation-act-of-1996-prwora-interpretation-of","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-07-14/pdf/2025-13118.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-13118.pdf?1752178509","publication_date":"2025-07-14","agencies":[{"raw_name":"DEPARTMENT OF HEALTH AND HUMAN SERVICES","name":"Health and Human Services Department","id":221,"url":"https://www.federalregister.gov/agencies/health-and-human-services-department","json_url":"https://www.federalregister.gov/api/v1/agencies/221","parent_id":null,"slug":"health-and-human-services-department"},{"raw_name":"Office of the Secretary"}],"excerpts":"1998 Notice relied on the canon of \n noscitur a sociis \n —“words grouped in a list should be given related meaning,” 63 FR at 41659 (quotes omitted)—in order to exclude “so-called `block grants' . . . provided to states or localities” from the sweep of subparagraph (c)(1)(A). But clearly the “related meaning” that ties together the elements of the list are that they are forms of a benefit that agencies (here, HHS) provide to the public. Obviously, the elements of the list will not match in every respect. A “license” will differ from a “loan” in some"},{"title":"Semiannual Reporting","type":"Proposed Rule","abstract":"The Securities and Exchange Commission (\"Commission\") is proposing amendments to allow companies to file semiannual reports on new Form 10-S in lieu of quarterly reports on Form 10-Q to meet their interim reporting obligations under the Securities Exchange Act of 1934 (\"Exchange Act\"). The Commission is also proposing changes to the financial statement requirements of Regulation S-X to facilitate semiannual reporting and to simplify rules regarding the age of financial statements.","document_number":"2026-09095","html_url":"https://www.federalregister.gov/documents/2026/05/07/2026-09095/semiannual-reporting","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-05-07/pdf/2026-09095.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-09095.pdf?1778071532","publication_date":"2026-05-07","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"practicable following the company's filing of its Form 10-Q with the Commission).\n \n \n \n \n 36 \n \n See, e.g., \n NYSE Listed Company Manual § 202.05 (providing that a listed company is expected to release quickly to the public any news or information which might reasonably be expected to materially affect the market for its securities); NYSE Listed Company Manual § 203.02 (providing that any company with voting or non-voting common securities listed on the exchange that is required to file interim financial statements with the Commission is required to disseminate"},{"title":"Securing the Information and Communications Technology and Services Supply Chain: Connected Vehicles","type":"Rule","abstract":"This final rule, published by the Department of Commerce's (Department) Bureau of Industry and Security (BIS), sets forth regulations and procedures to address undue or unacceptable risks to national security and U.S. persons posed by classes of transactions involving information and communications technology and services (ICTS) that are designed, developed, manufactured, or supplied by persons owned by, controlled by, or subject to the jurisdiction or direction of certain foreign adversaries and that are integral to connected vehicles as defined herein.","document_number":"2025-00592","html_url":"https://www.federalregister.gov/documents/2025/01/16/2025-00592/securing-the-information-and-communications-technology-and-services-supply-chain-connected-vehicles","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-01-16/pdf/2025-00592.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-00592.pdf?1736862326","publication_date":"2025-01-16","agencies":[{"raw_name":"DEPARTMENT OF COMMERCE","name":"Commerce Department","id":54,"url":"https://www.federalregister.gov/agencies/commerce-department","json_url":"https://www.federalregister.gov/api/v1/agencies/54","parent_id":null,"slug":"commerce-department"},{"raw_name":"Bureau of Industry and Security","name":"Industry and Security Bureau","id":241,"url":"https://www.federalregister.gov/agencies/industry-and-security-bureau","json_url":"https://www.federalregister.gov/api/v1/agencies/241","parent_id":54,"slug":"industry-and-security-bureau"}],"excerpts":"in the connected vehicle supply chain, to support national security efforts—which are more broadly defined in the PRC than in the United States—or military agents upon request. The PRC pursues its broad national security and geopolitical objectives through the creation of backdoors and security vulnerabilities in products sold abroad, and, in many cases, the PRC prohibits companies from disclosing that such a request was made. \n See \n U.S. Department of Homeland Security, \n Data Security Business Advisory: Risks and Considerations for Businesses"},{"title":"Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend Rule 13.003 Related to Proxy Voting","type":"Notice","abstract":null,"document_number":"2026-11682","html_url":"https://www.federalregister.gov/documents/2026/06/11/2026-11682/self-regulatory-organizations-texas-stock-exchange-llc-notice-of-filing-of-a-proposed-rule-change-to","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-11/pdf/2026-11682.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-11682.pdf?1781095513","publication_date":"2026-06-11","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"excerpts":"is referring to securities or companies with their primary listing on TXSE and is not referring to a dually-listed security with its primary listing on another national securities exchange.\n \n \n The proposed rule reflects the principle that voting outcomes on matters up for a vote at TXSE-listed companies should be determined by the voting instructions of participating beneficial owners, with such instructions applied uniformly to the voting of uninstructed shares for every matter submitted to a shareholder vote. By replacing broker discretionary"},{"title":"Export Administration Regulations: Revisions to Space-Related Export Controls","type":"Rule","abstract":"In this interim final rule (IFR), the Bureau of Industry and Security (BIS) makes changes to controls for spacecraft and related items under the Export Administration Regulations (EAR). This IFR reduces license requirements on less sensitive items to reflect the close relations with certain countries to better facilitate space collaboration; and makes refinements and clarifications to existing controls. These changes will better enable a globally competitive U.S. space industrial base while continuing to protect U.S. national security and foreign policy interests.","document_number":"2024-23958","html_url":"https://www.federalregister.gov/documents/2024/10/23/2024-23958/export-administration-regulations-revisions-to-space-related-export-controls","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2024-10-23/pdf/2024-23958.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2024-23958.pdf?1729196119","publication_date":"2024-10-23","agencies":[{"raw_name":"DEPARTMENT OF COMMERCE","name":"Commerce Department","id":54,"url":"https://www.federalregister.gov/agencies/commerce-department","json_url":"https://www.federalregister.gov/api/v1/agencies/54","parent_id":null,"slug":"commerce-department"},{"raw_name":"Bureau of Industry and Security","name":"Industry and Security Bureau","id":241,"url":"https://www.federalregister.gov/agencies/industry-and-security-bureau","json_url":"https://www.federalregister.gov/api/v1/agencies/241","parent_id":54,"slug":"industry-and-security-bureau"}],"excerpts":"INFORMATION CONTACT: \n \n \n For technical questions, contact Joseph A. Cristofaro, Director, Sensors, Aerospace and Marine Division, Office of National Security Controls, Bureau of Industry and Security, U.S. Department of Commerce, at 202-482-2440 or by email: \n Joseph.Cristofaro@bis.doc.gov. \n \n \n For general questions, contact Regulatory Policy Division, Office of Exporter Services, Bureau of Industry and Security, U.S. Department of Commerce at 202-482-2440 or by email: \n RPD2@bis.doc.gov. \n \n \n \n \n SUPPLEMENTARY INFORMATION: \n I. Background \n A. National"},{"title":"National Emission Standards for Hazardous Air Pollutants: Coal- and Oil-Fired Electric Utility Steam Generating Units: Final Repeal","type":"Rule","abstract":"The U.S. Environmental Protection Agency (EPA) is finalizing the repeal of specific amendments to the National Emission Standards for Hazardous Air Pollutants (NESHAP) for Coal- and Oil-Fired Electric Utility Steam Generating Units (EGUs), commonly referred to as the Mercury and Air Toxics Standards (MATS), that were promulgated on May 7, 2024. Specifically, the EPA is repealing the revised filterable particulate matter (fPM) emission standard, which serves as a surrogate for non-mercury hazardous air pollutant (HAP) metals for existing coal- fired EGUs; the revised fPM emission standard compliance demonstration requirements; and the revised mercury (Hg) emission standard for lignite-fired EGUs. The EPA is also making technical, non-substantive clarifications to electronic reporting requirements.","document_number":"2026-03638","html_url":"https://www.federalregister.gov/documents/2026/02/24/2026-03638/national-emission-standards-for-hazardous-air-pollutants-coal--and-oil-fired-electric-utility-steam","pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-02-24/pdf/2026-03638.pdf","public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-03638.pdf?1771854313","publication_date":"2026-02-24","agencies":[{"raw_name":"ENVIRONMENTAL PROTECTION AGENCY","name":"Environmental Protection Agency","id":145,"url":"https://www.federalregister.gov/agencies/environmental-protection-agency","json_url":"https://www.federalregister.gov/api/v1/agencies/145","parent_id":null,"slug":"environmental-protection-agency"}],"excerpts":"requirements, and non-air quality health and environmental impacts). These standards are commonly referred to as MACT standards. CAA section 112(d)(3) also establishes a minimum control level for MACT standards, known as the MACT “floor,” which is based on emission controls achieved in practice by a certain percentage of the best performing sources. The EPA also considers control options that are more stringent than the floor. Standards more stringent than the floor are commonly referred to as “beyond-the-floor” standards.\n \n \n \n 26 \n \n Id. \n 7412(a)(1)."}]}