{"abstract":"The Commodity Futures Trading Commission (\"CFTC\") and the Securities and Exchange Commission (\"SEC\") (collectively, \"Commissions\") are adopting rules to establish margin requirements for security futures. The final rules preserve the financial integrity of markets trading security futures, prevent systemic risk, and require that the margin requirements for security futures be consistent with the margin requirements for comparable exchange-traded option contracts.","action":"Joint final rules.","agencies":[{"raw_name":"COMMODITY FUTURES TRADING COMMISSION","name":"Commodity Futures Trading Commission","id":77,"url":"https://www.federalregister.gov/agencies/commodity-futures-trading-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/77","parent_id":null,"slug":"commodity-futures-trading-commission"},{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2002/08/14/02-19892.html","cfr_references":[{"chapter":null,"citation_url":null,"part":41,"title":17},{"chapter":null,"citation_url":null,"part":242,"title":17}],"citation":"67 FR 53146","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"September 13, 2002.","disposition_notes":null,"docket_ids":["Release No. 34-46292","File No. S7-16-01"],"dockets":[],"document_number":"02-19892","effective_on":null,"end_page":53180,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2002/08/14/02-19892.xml","html_url":"https://www.federalregister.gov/documents/2002/08/14/02-19892/customer-margin-rules-relating-to-security-futures","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/02-19892?publication_date=2002-08-14","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2002-08-14/02-19892/mods.xml","not_received_for_publication":null,"page_length":35,"page_views":{"count":521,"last_updated":"2026-07-28 02:15:03 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2002-08-14/pdf/02-19892.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":null,"publication_date":"2002-08-14","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2002/08/14/02-19892.txt","regulation_id_number_info":{"3235-AI22":{"issue":"200110","html_url":"https://www.federalregister.gov/regulations/3235-AI22/customer-margin-rules-relating-to-security-futures","title":"Customer Margin Rules Relating to Security Futures","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=200110&RIN=3235-AI22&operation=OPERATION_EXPORT_XML","priority_category":"Substantive, Nonsignificant"},"3038-AB71":{"issue":"200204","html_url":"https://www.federalregister.gov/regulations/3038-AB71/margin-requirements-for-security-futures-products","title":"Margin Requirements for Security Futures Products","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=200204&RIN=3038-AB71&operation=OPERATION_EXPORT_XML","priority_category":"Substantive, Nonsignificant"}},"regulation_id_numbers":["3038-AB71","3235-AI22"],"regulations_dot_gov_info":{},"regulations_dot_gov_url":null,"significant":false,"signing_date":null,"start_page":53146,"subtype":null,"title":"Customer Margin Rules Relating to Security Futures","toc_doc":"Security futures; customer margin requirements","toc_subject":"Securities:","topics":["Brokers","Reporting and recordkeeping requirements","Securities"],"type":"Rule","volume":67}