{"abstract":null,"action":"Notice of an application for an order under (a) section 6(c) of the Investment Company Act of 1940 (\"Act\") for an exemption from sections 18(f) and 21(b) of the Act; (b) section 12(d)(1)(J) of the Act for an exemption from sections 12(d)(1)(A) and (B) of the Act; (c) sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(3) of the Act; and, (d) section 17(d) of the Act and rule 17d-1 under the Act to permit certain joint transactions.","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2003/02/07/03-3004.html","cfr_references":[],"citation":"68 FR 6520","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"The application was filed on December 28, 2001, and amended on December 19, 2002. Applicants have agreed to file an amendment during the notice period, the substance of which is reflected in this notice.","disposition_notes":null,"docket_ids":["Release No. IC-25923","812-12736"],"dockets":[],"document_number":"03-3004","effective_on":null,"end_page":6524,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2003/02/07/03-3004.xml","html_url":"https://www.federalregister.gov/documents/2003/02/07/03-3004/ark-funds-et-al-notice-of-application","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/03-3004?publication_date=2003-02-07","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2003-02-07/03-3004/mods.xml","not_received_for_publication":null,"page_length":5,"page_views":{"count":21,"last_updated":"2026-08-24 06:15:07 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2003-02-07/pdf/03-3004.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":null,"publication_date":"2003-02-07","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2003/02/07/03-3004.txt","regulation_id_number_info":{},"regulation_id_numbers":[],"regulations_dot_gov_info":{},"regulations_dot_gov_url":null,"significant":null,"signing_date":null,"start_page":6520,"subtype":null,"title":"ARK Funds, et al.; Notice of Application","toc_doc":"ARK Funds et al.","toc_subject":"Investment Company Act of 1940:","topics":[],"type":"Notice","volume":68}