{"abstract":"The Securities and Exchange Commission (\"Commission\" or \"SEC\") is publishing this concept release and seeking public comment on a range of issues related to the self-regulatory system of the securities industry. This release discusses the foundations of the self-regulatory system and new considerations that the Commission and the industry are facing. In addition, this release describes certain enhancements that could be made to the current system that could improve its operation and also discusses a variety of other potential approaches to securities industry regulation.","action":"Concept release; request for comment.","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2004/12/08/04-26154.html","cfr_references":[{"chapter":null,"citation_url":null,"part":240,"title":17}],"citation":"69 FR 71256","comment_url":null,"comments_close_on":"2005-03-08","correction_of":null,"corrections":[],"dates":"Comments should be submitted on or before March 8, 2005.","disposition_notes":null,"docket_ids":["Release No. 34-50700","File No. S7-40-04"],"dockets":[],"document_number":"04-26154","effective_on":null,"end_page":71282,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2004/12/08/04-26154.xml","html_url":"https://www.federalregister.gov/documents/2004/12/08/04-26154/concept-release-concerning-self-regulation","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/04-26154?publication_date=2004-12-08","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2004-12-08/04-26154/mods.xml","not_received_for_publication":null,"page_length":27,"page_views":{"count":573,"last_updated":"2026-08-26 08:15:05 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2004-12-08/pdf/04-26154.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":null,"publication_date":"2004-12-08","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2004/12/08/04-26154.txt","regulation_id_number_info":{"3235-AJ36":{"issue":"200810","html_url":"https://www.federalregister.gov/regulations/3235-AJ36/concept-release-concerning-self-regulation","title":"Concept Release Concerning Self-Regulation","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=200810&RIN=3235-AJ36&operation=OPERATION_EXPORT_XML","priority_category":"Substantive, Nonsignificant"}},"regulation_id_numbers":["3235-AJ36"],"regulations_dot_gov_info":{"checked_regulationsdotgov_at":"2011-11-12T14:13:52Z"},"regulations_dot_gov_url":null,"significant":false,"signing_date":null,"start_page":71256,"subtype":null,"title":"Concept Release Concerning Self-Regulation","toc_doc":"Self-regulation; concept release; comment request","toc_subject":"Securities:","topics":[],"type":"Proposed Rule","volume":69}