{"abstract":"In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (\"Dodd-Frank Act\"), the Securities and Exchange Commission (\"Commission\") is proposing new Rule 3Cg-1 under the Securities Exchange Act of 1934 (\"Exchange Act\") governing the exception to mandatory clearing of security-based swaps available for counterparties meeting certain conditions. The Commission is requesting comments on the proposed rule and related matters.","action":"Proposed rule.","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2010/12/21/2010-31973.html","cfr_references":[{"chapter":null,"citation_url":null,"part":240,"title":17}],"citation":"75 FR 79992","comment_url":null,"comments_close_on":"2011-02-04","correction_of":null,"corrections":[],"dates":"Comments must be received on or before February 4, 2011.","disposition_notes":null,"docket_ids":["Release No. 34-63556","File No. S7-43-10"],"dockets":[],"document_number":"2010-31973","effective_on":null,"end_page":80011,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2010/12/21/2010-31973.xml","html_url":"https://www.federalregister.gov/documents/2010/12/21/2010-31973/end-user-exception-to-mandatory-clearing-of-security-based-swaps","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2010-31973?publication_date=2010-12-21","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2010-12-21/2010-31973/mods.xml","not_received_for_publication":null,"page_length":20,"page_views":{"count":908,"last_updated":"2026-08-25 16:15:04 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2010-12-21/pdf/2010-31973.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":null,"publication_date":"2010-12-21","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2010/12/21/2010-31973.txt","regulation_id_number_info":{"3235-AK88":{"issue":"201610","html_url":"https://www.federalregister.gov/regulations/3235-AK88/end-user-exception-to-mandatory-clearing-of-security-based-swaps","title":"End-User Exception to Mandatory Clearing of Security-Based Swaps","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=201610&RIN=3235-AK88&operation=OPERATION_EXPORT_XML","priority_category":"Substantive, Nonsignificant"}},"regulation_id_numbers":["3235-AK88"],"regulations_dot_gov_info":{"checked_regulationsdotgov_at":"2011-01-08T08:05:16Z"},"regulations_dot_gov_url":null,"significant":false,"signing_date":null,"start_page":79992,"subtype":null,"title":"End-User Exception to Mandatory Clearing of Security-Based Swaps","toc_doc":"EndUser Exception to Mandatory Clearing of Security-Based Swaps","toc_subject":null,"topics":["Reporting and recordkeeping requirements","Securities"],"type":"Proposed Rule","volume":75}