{"abstract":"The Commodity Futures Trading Commission (\"CFTC\" or \"Commission\") is adopting its regulations to implement section 21 of the Commodity Exchange Act (\"CEA\" or \"Act\"), which establishes registration requirements, statutory duties, core principles and certain compliance obligations for registered swap data repositories (\"SDRs\"). Section 21 of the CEA was added by section 728 of the Dodd- Frank Wall Street Reform and Consumer Protection Act (\"Dodd-Frank Act\").","action":"Final rule.","agencies":[{"raw_name":"COMMODITY FUTURES TRADING COMMISSION","name":"Commodity Futures Trading Commission","id":77,"url":"https://www.federalregister.gov/agencies/commodity-futures-trading-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/77","parent_id":null,"slug":"commodity-futures-trading-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2011/09/01/2011-20817.html","cfr_references":[{"chapter":null,"citation_url":null,"part":49,"title":17}],"citation":"76 FR 54538","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"Effective date is October 31, 2011. Applicants at that time may apply for registration as SDRs but are not required to do so. Mandatory registration and compliance with the registration rules will occur upon the effective date of the swap definition rulemaking, which the Commission will publish at a later date.","disposition_notes":null,"docket_ids":[],"dockets":[],"document_number":"2011-20817","effective_on":"2011-10-31","end_page":54597,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2011/09/01/2011-20817.xml","html_url":"https://www.federalregister.gov/documents/2011/09/01/2011-20817/swap-data-repositories-registration-standards-duties-and-core-principles","images":{"ER01SE11.004":{"large":"https://img.federalregister.gov/ER01SE11.004/ER01SE11.004_large.png","medium":"https://img.federalregister.gov/ER01SE11.004/ER01SE11.004_medium.png","original_size":"https://img.federalregister.gov/ER01SE11.004/ER01SE11.004_original_size.png"},"ER01SE11.005":{"large":"https://img.federalregister.gov/ER01SE11.005/ER01SE11.005_large.png","medium":"https://img.federalregister.gov/ER01SE11.005/ER01SE11.005_medium.png","original_size":"https://img.federalregister.gov/ER01SE11.005/ER01SE11.005_original_size.png"},"ER01SE11.002":{"large":"https://img.federalregister.gov/ER01SE11.002/ER01SE11.002_large.png","medium":"https://img.federalregister.gov/ER01SE11.002/ER01SE11.002_medium.png","original_size":"https://img.federalregister.gov/ER01SE11.002/ER01SE11.002_original_size.png"},"ER01SE11.003":{"large":"https://img.federalregister.gov/ER01SE11.003/ER01SE11.003_large.png","medium":"https://img.federalregister.gov/ER01SE11.003/ER01SE11.003_medium.png","original_size":"https://img.federalregister.gov/ER01SE11.003/ER01SE11.003_original_size.png"},"ER01SE11.000":{"large":"https://img.federalregister.gov/ER01SE11.000/ER01SE11.000_large.png","medium":"https://img.federalregister.gov/ER01SE11.000/ER01SE11.000_medium.png","original_size":"https://img.federalregister.gov/ER01SE11.000/ER01SE11.000_original_size.png"},"ER01SE11.001":{"large":"https://img.federalregister.gov/ER01SE11.001/ER01SE11.001_large.png","medium":"https://img.federalregister.gov/ER01SE11.001/ER01SE11.001_medium.png","original_size":"https://img.federalregister.gov/ER01SE11.001/ER01SE11.001_original_size.png"},"ER01SE11.008":{"large":"https://img.federalregister.gov/ER01SE11.008/ER01SE11.008_large.png","medium":"https://img.federalregister.gov/ER01SE11.008/ER01SE11.008_medium.png","original_size":"https://img.federalregister.gov/ER01SE11.008/ER01SE11.008_original_size.png"},"ER01SE11.006":{"large":"https://img.federalregister.gov/ER01SE11.006/ER01SE11.006_large.png","medium":"https://img.federalregister.gov/ER01SE11.006/ER01SE11.006_medium.png","original_size":"https://img.federalregister.gov/ER01SE11.006/ER01SE11.006_original_size.png"},"ER01SE11.007":{"large":"https://img.federalregister.gov/ER01SE11.007/ER01SE11.007_large.png","medium":"https://img.federalregister.gov/ER01SE11.007/ER01SE11.007_medium.png","original_size":"https://img.federalregister.gov/ER01SE11.007/ER01SE11.007_original_size.png"}},"images_metadata":{"ER01SE11.004":{"large":{"identifier":"ER01SE11.004","content_type":"image/png","size":151122,"width":823,"sha":"b39e0ea997b75a28593e1e76914cbe03","url":"https://img.federalregister.gov/ER01SE11.004/ER01SE11.004_large.png","height":1205},"medium":{"identifier":"ER01SE11.004","content_type":"image/png","size":58734,"width":476,"sha":"a3790e7ab9d156b8d4d73e297196ee91","url":"https://img.federalregister.gov/ER01SE11.004/ER01SE11.004_medium.png","height":697},"original_size":{"identifier":"ER01SE11.004","content_type":"image/png","size":327752,"width":3593,"sha":"7d93ac366f96cab18ce956962ed598ae","url":"https://img.federalregister.gov/ER01SE11.004/ER01SE11.004_original_size.png","height":5261}},"ER01SE11.005":{"large":{"identifier":"ER01SE11.005","content_type":"image/png","size":140321,"width":823,"sha":"22b98ce13cde61ac6189017119df459f","url":"https://img.federalregister.gov/ER01SE11.005/ER01SE11.005_large.png","height":1229},"medium":{"identifier":"ER01SE11.005","content_type":"image/png","size":53945,"width":476,"sha":"1c2691ab2f2fa875520f11564a0c4072","url":"https://img.federalregister.gov/ER01SE11.005/ER01SE11.005_medium.png","height":711},"original_size":{"identifier":"ER01SE11.005","content_type":"image/png","size":307552,"width":3595,"sha":"b800c73b454ee8a0362da13b204b99c1","url":"https://img.federalregister.gov/ER01SE11.005/ER01SE11.005_original_size.png","height":5367}},"ER01SE11.002":{"large":{"identifier":"ER01SE11.002","content_type":"image/png","size":59210,"width":823,"sha":"bd6067d60295b594cc10f5179919cbcf","url":"https://img.federalregister.gov/ER01SE11.002/ER01SE11.002_large.png","height":1217},"medium":{"identifier":"ER01SE11.002","content_type":"image/png","size":26672,"width":477,"sha":"1d8b278a0d445f6428d9d7eb1225a6da","url":"https://img.federalregister.gov/ER01SE11.002/ER01SE11.002_medium.png","height":706},"original_size":{"identifier":"ER01SE11.002","content_type":"image/png","size":119938,"width":3602,"sha":"02f7c238d971845a445fd445c768a602","url":"https://img.federalregister.gov/ER01SE11.002/ER01SE11.002_original_size.png","height":5329}},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02:15:03 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2011-09-01/pdf/2011-20817.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":null,"publication_date":"2011-09-01","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2011/09/01/2011-20817.txt","regulation_id_number_info":{"3038-AD20":{"issue":"201104","html_url":"https://www.federalregister.gov/regulations/3038-AD20/swap-data-repositories-","title":"Swap Data Repositories ","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=201104&RIN=3038-AD20&operation=OPERATION_EXPORT_XML","priority_category":"Other Significant"}},"regulation_id_numbers":["3038-AD20"],"regulations_dot_gov_info":{"checked_regulationsdotgov_at":"2011-09-21T08:07:21Z"},"regulations_dot_gov_url":null,"significant":true,"signing_date":null,"start_page":54538,"subtype":null,"title":"Swap Data Repositories: Registration Standards, Duties and Core Principles","toc_doc":"Registration Standards, Duties and Core Principles","toc_subject":"Swap Data Repositories:","topics":[],"type":"Rule","volume":76}