{"abstract":"The Commodity Futures Trading Commission (\"Commission\" or \"CFTC\") is adopting rules to implement the Commodity Exchange Act (\"CEA\" or \"Act\") relating to swap data recordkeeping and reporting requirements. These sections of the CEA were added by the Dodd-Frank Wall Street Reform and Consumer Protection Act (\"Dodd-Frank Act\"). The rules being adopted apply to swap data recordkeeping and reporting requirements for swap data repositories, derivatives clearing organizations, designated contract markets, swap execution facilities, swap dealers, major swap participants, and swap counterparties who are neither swap dealers nor major swap participants. The recordkeeping and reporting requirements of this rule further the goals of the Dodd-Frank Act to reduce systemic risk, increase transparency and promote market integrity within the financial system.","action":"Final rule.","agencies":[{"raw_name":"COMMODITY FUTURES TRADING COMMISSION","name":"Commodity Futures Trading Commission","id":77,"url":"https://www.federalregister.gov/agencies/commodity-futures-trading-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/77","parent_id":null,"slug":"commodity-futures-trading-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2012/01/13/2011-33199.html","cfr_references":[{"chapter":null,"citation_url":null,"part":45,"title":17}],"citation":"77 FR 2136","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"The effective date of this rule is March 13, 2012. Compliance dates: (1) Swap execution facilities, designated contract markets, derivatives clearing organizations, swap data repositories, swap dealers, and major swap participants shall commence full compliance with this part with respect to credit swaps and interest rate swaps on the later of: July 16, 2012; or 60 calendar days after the publication in the Federal Register of the later of the Commission's final rule defining the term \"swap\" or the Commission's final rule defining the terms \"swap dealer\" and \"major swap participant. \" (2) Swap execution facilities, designated contract markets, derivatives clearing organizations, swap data repositories, swap dealers, and major swap participants shall commence full compliance with this part with respect to equity swaps, foreign exchange swaps, and other commodity swaps on or before 90 days after the compliance date for credit swaps and interest rate swaps. (3) Non-SD/MSP counterparties shall commence full compliance with this part with respect to all swaps on or before 90 days after the compliance date applicable to swap execution facilities, designated contract markets, derivatives clearing organizations, swap data repositories, swap dealers, and major swap participants with respect to equity swaps, foreign exchange swaps, and other commodity swaps.","disposition_notes":null,"docket_ids":[],"dockets":[],"document_number":"2011-33199","effective_on":"2012-03-13","end_page":2224,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2012/01/13/2011-33199.xml","html_url":"https://www.federalregister.gov/documents/2012/01/13/2011-33199/swap-data-recordkeeping-and-reporting-requirements","images":{"ER13JA12.009":{"large":"https://img.federalregister.gov/ER13JA12.009/ER13JA12.009_large.png","medium":"https://img.federalregister.gov/ER13JA12.009/ER13JA12.009_medium.png","original_size":"https://img.federalregister.gov/ER13JA12.009/ER13JA12.009_original_size.png"},"ER13JA12.008":{"large":"https://img.federalregister.gov/ER13JA12.008/ER13JA12.008_large.png","medium":"https://img.federalregister.gov/ER13JA12.008/ER13JA12.008_medium.png","original_size":"https://img.federalregister.gov/ER13JA12.008/ER13JA12.008_original_size.png"},"ER13JA12.007":{"large":"https://img.federalregister.gov/ER13JA12.007/ER13JA12.007_large.png","medium":"https://img.federalregister.gov/ER13JA12.007/ER13JA12.007_medium.png","original_size":"https://img.federalregister.gov/ER13JA12.007/ER13JA12.007_original_size.png"},"ER13JA12.002":{"large":"https://img.federalregister.gov/ER13JA12.002/ER13JA12.002_large.png","medium":"https://img.federalregister.gov/ER13JA12.002/ER13JA12.002_medium.png","original_size":"https://img.federalregister.gov/ER13JA12.002/ER13JA12.002_original_size.png"},"ER13JA12.013":{"large":"https://img.federalregister.gov/ER13JA12.013/ER13JA12.013_large.png","medium":"https://img.federalregister.gov/ER13JA12.013/ER13JA12.013_medium.png","original_size":"https://img.federalregister.gov/ER13JA12.013/ER13JA12.013_original_size.png"},"ER13JA12.001":{"large":"https://img.federalregister.gov/ER13JA12.001/ER13JA12.001_large.png","medium":"https://img.federalregister.gov/ER13JA12.001/ER13JA12.001_medium.png","original_size":"https://img.federalregister.gov/ER13JA12.001/ER13JA12.001_original_size.png"},"ER13JA12.012":{"large":"https://img.federalregister.gov/ER13JA12.012/ER13JA12.012_large.png","medium":"https://img.federalregister.gov/ER13JA12.012/ER13JA12.012_medium.png","original_size":"https://img.federalregister.gov/ER13JA12.012/ER13JA12.012_original_size.png"},"ER13JA12.000":{"large":"https://img.federalregister.gov/ER13JA12.000/ER13JA12.000_large.png","medium":"https://img.federalregister.gov/ER13JA12.000/ER13JA12.000_medium.png","original_size":"https://img.federalregister.gov/ER13JA12.000/ER13JA12.000_original_size.png"},"ER13JA12.011":{"large":"https://img.federalregister.gov/ER13JA12.011/ER13JA12.011_large.png","medium":"https://img.federalregister.gov/ER13JA12.011/ER13JA12.011_medium.png","original_size":"https://img.federalregister.gov/ER13JA12.011/ER13JA12.011_original_size.png"},"ER13JA12.010":{"large":"https://img.federalregister.gov/ER13JA12.010/ER13JA12.010_large.png","medium":"https://img.federalregister.gov/ER13JA12.010/ER13JA12.010_medium.png","original_size":"https://img.federalregister.gov/ER13JA12.010/ER13JA12.010_original_size.png"},"ER13JA12.006":{"large":"https://img.federalregister.gov/ER13JA12.006/ER13JA12.006_large.png","medium":"https://img.federalregister.gov/ER13JA12.006/ER13JA12.006_medium.png","original_size":"https://img.federalregister.gov/ER13JA12.006/ER13JA12.006_original_size.png"},"ER13JA12.005":{"large":"https://img.federalregister.gov/ER13JA12.005/ER13JA12.005_large.png","medium":"https://img.federalregister.gov/ER13JA12.005/ER13JA12.005_medium.png","original_size":"https://img.federalregister.gov/ER13JA12.005/ER13JA12.005_original_size.png"},"ER13JA12.004":{"large":"https://img.federalregister.gov/ER13JA12.004/ER13JA12.004_large.png","medium":"https://img.federalregister.gov/ER13JA12.004/ER13JA12.004_medium.png","original_size":"https://img.federalregister.gov/ER13JA12.004/ER13JA12.004_original_size.png"},"ER13JA12.015":{"large":"https://img.federalregister.gov/ER13JA12.015/ER13JA12.015_large.png","medium":"https://img.federalregister.gov/ER13JA12.015/ER13JA12.015_medium.png","original_size":"https://img.federalregister.gov/ER13JA12.015/ER13JA12.015_original_size.png"},"ER13JA12.003":{"large":"https://img.federalregister.gov/ER13JA12.003/ER13JA12.003_large.png","medium":"https://img.federalregister.gov/ER13JA12.003/ER13JA12.003_medium.png","original_size":"https://img.federalregister.gov/ER13JA12.003/ER13JA12.003_original_size.png"},"ER13JA12.014":{"large":"https://img.federalregister.gov/ER13JA12.014/ER13JA12.014_large.png","medium":"https://img.federalregister.gov/ER13JA12.014/ER13JA12.014_medium.png","original_size":"https://img.federalregister.gov/ER13JA12.014/ER13JA12.014_original_size.png"}},"images_metadata":{"ER13JA12.009":{"large":{"identifier":"ER13JA12.009","content_type":"image/png","size":105222,"width":823,"sha":"6307a2909f91996137e478e2502a01f4","url":"https://img.federalregister.gov/ER13JA12.009/ER13JA12.009_large.png","height":1039},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