{"abstract":"In accordance with Section 763 of Title VII (\"Title VII\") of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (\"Dodd-Frank Act\"), Section 805 of Title VIII (\"Title VIII\") of the Dodd-Frank Act, and Section 17A of the Securities Exchange Act of 1934 (\"Exchange Act\"), the Securities and Exchange Commission (\"SEC\" or \"Commission\") is proposing rules regarding registration of clearing agencies and standards for the operation and governance of clearing agencies. The proposed rules are designed to enhance the regulatory framework for the supervision of clearing agencies.","action":"Proposed rule.","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2011/03/16/2011-5182.html","cfr_references":[{"chapter":null,"citation_url":null,"part":240,"title":17}],"citation":"76 FR 14472","comment_url":null,"comments_close_on":"2011-04-29","correction_of":null,"corrections":[],"dates":"Comments should be submitted on or before April 29, 2011.","disposition_notes":null,"docket_ids":["Release No. 34-64017","File No. S7-08-11"],"dockets":[],"document_number":"2011-5182","effective_on":null,"end_page":14539,"executive_order_notes":null,"executive_order_number":null,"explanation":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2011/03/16/2011-5182.xml","html_url":"https://www.federalregister.gov/documents/2011/03/16/2011-5182/clearing-agency-standards-for-operation-and-governance","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2011-5182?publication_date=2011-03-16","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2011-03-16/2011-5182/mods.xml","not_received_for_publication":null,"page_length":68,"page_views":{"count":836,"last_updated":"2026-04-04 16:15:04 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2011-03-16/pdf/2011-5182.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":null,"publication_date":"2011-03-16","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2011/03/16/2011-5182.txt","regulation_id_number_info":{"3235-AL13":{"issue":"201110","html_url":"https://www.federalregister.gov/regulations/3235-AL13/clearing-agency-standards-for-operation-and-governance","title":"Clearing Agency Standards for Operation and Governance","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=201110&RIN=3235-AL13&operation=OPERATION_EXPORT_XML","priority_category":"Substantive, Nonsignificant"}},"regulation_id_numbers":["3235-AL13"],"regulations_dot_gov_info":{"checked_regulationsdotgov_at":"2011-04-05T08:05:41Z"},"regulations_dot_gov_url":null,"significant":false,"signing_date":null,"start_page":14472,"subtype":null,"title":"Clearing Agency Standards for Operation and Governance","toc_doc":"Clearing Agency Standards for Operation and Governance","toc_subject":null,"topics":["Reporting and recordkeeping requirements","Securities"],"type":"Proposed Rule","volume":76}