{"abstract":"The Commodity Futures Trading Commission (\"Commission\" or \"CFTC\") is adopting rules to further implement the Commodity Exchange Act (\"CEA\" or \"Act\") with respect to the new statutory framework regarding swap data recordkeeping and reporting established by the Dodd-Frank Wall Street Reform and Consumer Protection Act (\"Dodd-Frank Act\"). The Dodd-Frank Act, which amended the CEA, directs that rules adopted by the Commission shall provide for the reporting of data relating to swaps entered into before the date of enactment of the Dodd-Frank Act, the terms of which have not expired as of the date of enactment of the Dodd-Frank Act (\"pre-enactment swaps\") and data relating to swaps entered into on or after the date of enactment of the Dodd-Frank Act and prior to the compliance date specified in the Commission's final swap data reporting rules (\"transition swaps\"). These final rules establish swap data recordkeeping and reporting requirements for pre-enactment swaps and transition swaps.","action":"Final rulemaking.","agencies":[{"raw_name":"COMMODITY FUTURES TRADING COMMISSION","name":"Commodity Futures Trading Commission","id":77,"url":"https://www.federalregister.gov/agencies/commodity-futures-trading-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/77","parent_id":null,"slug":"commodity-futures-trading-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2012/06/12/2012-12531.html","cfr_references":[{"chapter":null,"citation_url":null,"part":46,"title":17}],"citation":"77 FR 35200","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"The effective date of this part is August 13, 2012. Compliance dates: (1) Swap dealers and major swap participants shall commence full compliance with this part with respect to credit swaps and interest rate swaps on the later of: July 16, 2012; or 60 calendar days after publication in the Federal Register of the later of the Commission's final rule defining the term \"swap\" or the Commission's final rule defining the terms \"swap dealer\" and \"major swap participant;\" (2) Swap dealers and major swap participants shall commence full compliance with this part with respect to equity swaps, foreign exchange swaps, and other commodity swaps on or before 90 days after the compliance date for credit swaps and interest rate swaps; (3) Non-SD/MSP counterparties shall commence full compliance with this part with respect to all swaps on or before 90 days after the compliance date applicable to swap dealers and major swap participants with respect to equity swaps, foreign exchange swaps, and other commodity swaps.","disposition_notes":null,"docket_ids":["3038-AD48"],"dockets":[],"document_number":"2012-12531","effective_on":"2012-08-13","end_page":35239,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2012/06/12/2012-12531.xml","html_url":"https://www.federalregister.gov/documents/2012/06/12/2012-12531/swap-data-recordkeeping-and-reporting-requirements-pre-enactment-and-transition-swaps","images":{"ER12JN12.009":{"large":"https://img.federalregister.gov/ER12JN12.009/ER12JN12.009_large.png","medium":"https://img.federalregister.gov/ER12JN12.009/ER12JN12.009_medium.png","original_size":"https://img.federalregister.gov/ER12JN12.009/ER12JN12.009_original_size.png"},"ER12JN12.017":{"large":"https://img.federalregister.gov/ER12JN12.017/ER12JN12.017_large.png","medium":"https://img.federalregister.gov/ER12JN12.017/ER12JN12.017_medium.png","original_size":"https://img.federalregister.gov/ER12JN12.017/ER12JN12.017_original_size.png"},"ER12JN12.016":{"large":"https://img.federalregister.gov/ER12JN12.016/ER12JN12.016_large.png","medium":"https://img.federalregister.gov/ER12JN12.016/ER12JN12.016_medium.png","original_size":"https://img.federalregister.gov/ER12JN12.016/ER12JN12.016_original_size.png"},"ER12JN12.015":{"large":"https://img.federalregister.gov/ER12JN12.015/ER12JN12.015_large.png","medium":"https://img.federalregister.gov/ER12JN12.015/ER12JN12.015_medium.png","original_size":"https://img.federalregister.gov/ER12JN12.015/ER12JN12.015_original_size.png"},"ER12JN12.014":{"large":"https://img.federalregister.gov/ER12JN12.014/ER12JN12.014_large.png","medium":"https://img.federalregister.gov/ER12JN12.014/ER12JN12.014_medium.png","original_size":"https://img.federalregister.gov/ER12JN12.014/ER12JN12.014_original_size.png"},"ER12JN12.013":{"large":"https://img.federalregister.gov/ER12JN12.013/ER12JN12.013_large.png","medium":"https://img.federalregister.gov/ER12JN12.013/ER12JN12.013_medium.png","original_size":"https://img.federalregister.gov/ER12JN12.013/ER12JN12.013_original_size.png"},"ER12JN12.012":{"large":"https://img.federalregister.gov/ER12JN12.012/ER12JN12.012_large.png","medium":"https://img.federalregister.gov/ER12JN12.012/ER12JN12.012_medium.png","original_size":"https://img.federalregister.gov/ER12JN12.012/ER12JN12.012_original_size.png"},"ER12JN12.011":{"large":"https://img.federalregister.gov/ER12JN12.011/ER12JN12.011_large.png","medium":"https://img.federalregister.gov/ER12JN12.011/ER12JN12.011_medium.png","original_size":"https://img.federalregister.gov/ER12JN12.011/ER12JN12.011_original_size.png"},"ER12JN12.010":{"large":"https://img.federalregister.gov/ER12JN12.010/ER12JN12.010_large.png","medium":"https://img.federalregister.gov/ER12JN12.010/ER12JN12.010_medium.png","original_size":"https://img.federalregister.gov/ER12JN12.010/ER12JN12.010_original_size.png"}},"images_metadata":{"ER12JN12.009":{"large":{"identifier":"ER12JN12.009","content_type":"image/png","size":95826,"width":822,"sha":"01dbf184fd9f1d1e96ce2e1e39c85c24","url":"https://img.federalregister.gov/ER12JN12.009/ER12JN12.009_large.png","height":928},"medium":{"identifier":"ER12JN12.009","content_type":"image/png","size":45921,"width":529,"sha":"96fb695c037b4dec9f561d04a60bde8b","url":"https://img.federalregister.gov/ER12JN12.009/ER12JN12.009_medium.png","height":597},"original_size":{"identifier":"ER12JN12.009","content_type":"image/png","size":88891,"width":1998,"sha":"e623a23a11006259617b1258812a3278","url":"https://img.federalregister.gov/ER12JN12.009/ER12JN12.009_original_size.png","height":2256}},"ER12JN12.017":{"large":{"identifier":"ER12JN12.017","content_type":"image/png","size":62062,"width":823,"sha":"15147909b44c51937349490d152d91cd","url":"https://img.federalregister.gov/ER12JN12.017/ER12JN12.017_large.png","height":686},"medium":{"identifier":"ER12JN12.017","content_type":"image/png","size":35123,"width":530,"sha":"a379b47182c97de7a2a05e613acbaa19","url":"https://img.federalregister.gov/ER12JN12.017/ER12JN12.017_medium.png","height":442},"original_size":{"identifier":"ER12JN12.017","content_type":"image/png","size":65622,"width":1998,"sha":"14c73c9da1dc7ff666eca1168b52ecac","url":"https://img.federalregister.gov/ER12JN12.017/ER12JN12.017_original_size.png","height":1666}},"ER12JN12.016":{"large":{"identifier":"ER12JN12.016","content_type":"image/png","size":103318,"width":822,"sha":"d5813699e4b10e1298c18f93adcedd28","url":"https://img.federalregister.gov/ER12JN12.016/ER12JN12.016_large.png","height":1056},"medium":{"identifier":"ER12JN12.016","content_type":"image/png","size":48928,"width":529,"sha":"9ce332415a58c9f126a41084eabb3d01","url":"https://img.federalregister.gov/ER12JN12.016/ER12JN12.016_medium.png","height":680},"original_size":{"identifier":"ER12JN12.016","content_type":"image/png","size":95874,"width":1998,"sha":"6c3f93483515f7ffdd7b6d2f4f6b070b","url":"https://img.federalregister.gov/ER12JN12.016/ER12JN12.016_original_size.pn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