{"abstract":null,"action":"Transactions that the member can demonstrate are unrelated to the customer block order, transactions that are undertaken to fulfill or facilitate the execution of the customer block order, and transactions that are executed, in whole or in part, on a national securities exchange and comply with the marketplace rules of that exchange.","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2012/06/06/2012-13638.html","cfr_references":[],"citation":"77 FR 33522","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":null,"disposition_notes":null,"docket_ids":["Release No. 34-67079","File No. SR-FINRA-2012-025"],"dockets":[],"document_number":"2012-13638","effective_on":null,"end_page":33527,"executive_order_notes":null,"executive_order_number":null,"explanation":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2012/06/06/2012-13638.xml","html_url":"https://www.federalregister.gov/documents/2012/06/06/2012-13638/self-regulatory-organizations-financial-industry-regulatory-authority-inc-notice-of-filing-of","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2012-13638?publication_date=2012-06-06","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2012-06-06/2012-13638/mods.xml","not_received_for_publication":null,"page_length":6,"page_views":{"count":72,"last_updated":"2026-04-05 02:15:03 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2012-06-06/pdf/2012-13638.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2012-13638.pdf?1338913047","publication_date":"2012-06-06","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2012/06/06/2012-13638.txt","regulation_id_number_info":{},"regulation_id_numbers":[],"regulations_dot_gov_info":{"supporting_documents":[],"comments_url":"https://www.regulations.gov/docketBrowser?rpp=50&so=DESC&sb=postedDate&po=0&dct=PS&D=SEC-2012-0875","supporting_documents_count":0,"docket_id":"SEC-2012-0875","regulation_id_number":null,"title":"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.","checked_regulationsdotgov_at":"2012-06-29T05:02:49Z"},"regulations_dot_gov_url":null,"significant":null,"signing_date":null,"start_page":33522,"subtype":null,"title":"Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5270 (Front Running of Block Transactions) in the Consolidated FINRA Rulebook","toc_doc":"Financial Industry Regulatory Authority, Inc.","toc_subject":"Self-Regulatory Organizations; Proposed Rule Changes:","topics":[],"type":"Notice","volume":77}