{"abstract":"The Commodity Futures Trading Commission (Commission or CFTC) is adopting regulations to implement certain provisions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd- Frank Act). Section 731 of the Dodd-Frank Act added a new section 4s(i) to the Commodity Exchange Act (CEA), which requires the Commission to prescribe standards for swap dealers (SDs) and major swap participants (MSPs) related to the timely and accurate confirmation, processing, netting, documentation, and valuation of swaps. These regulations set forth requirements for swap confirmation, portfolio reconciliation, portfolio compression, and swap trading relationship documentation for SDs and MSPs.","action":"Final rule.","agencies":[{"raw_name":"COMMODITY FUTURES TRADING COMMISSION","name":"Commodity Futures Trading Commission","id":77,"url":"https://www.federalregister.gov/agencies/commodity-futures-trading-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/77","parent_id":null,"slug":"commodity-futures-trading-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2012/09/11/2012-21414.html","cfr_references":[{"chapter":null,"citation_url":null,"part":23,"title":17}],"citation":"77 FR 55904","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"The rules will become effective November 13, 2012. Specific compliance dates are discussed in the SUPPLEMENTARY INFORMATION.","disposition_notes":null,"docket_ids":[],"dockets":[],"document_number":"2012-21414","effective_on":"2012-11-13","end_page":55966,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2012/09/11/2012-21414.xml","html_url":"https://www.federalregister.gov/documents/2012/09/11/2012-21414/confirmation-portfolio-reconciliation-portfolio-compression-and-swap-trading-relationship","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2012-21414?publication_date=2012-09-11","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2012-09-11/2012-21414/mods.xml","not_received_for_publication":null,"page_length":63,"page_views":{"count":5492,"last_updated":"2026-07-26 14:15:03 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2012-09-11/pdf/2012-21414.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2012-21414.pdf?1347281557","publication_date":"2012-09-11","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2012/09/11/2012-21414.txt","regulation_id_number_info":{"3038-AC96":{"issue":"201104","html_url":"https://www.federalregister.gov/regulations/3038-AC96/business-conduct-standards-internal-","title":"Business Conduct Standards--Internal ","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=201104&RIN=3038-AC96&operation=OPERATION_EXPORT_XML","priority_category":"Other Significant"}},"regulation_id_numbers":["3038-AC96"],"regulations_dot_gov_info":{"supporting_documents":[],"regulatory_plan":{"html_url":"https://www.federalregister.gov/regulations/3038-AC96/business-conduct-standards-internal-","title":"Business Conduct Standards--Internal "},"comments_url":"https://www.regulations.gov/docketBrowser?rpp=50&so=DESC&sb=postedDate&po=0&dct=PS&D=CFTC-2012-0121","supporting_documents_count":0,"docket_id":"CFTC-2012-0121","regulation_id_number":"3038-AC96","title":"Swap Dealers and Major Swap Participants: Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements","checked_regulationsdotgov_at":"2012-10-01T06:00:08Z"},"regulations_dot_gov_url":null,"significant":true,"signing_date":null,"start_page":55904,"subtype":null,"title":"Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants","toc_doc":"Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements","toc_subject":"Swap Dealers and Major Swap Participants:","topics":["Antitrust","Commodity futures","Conduct standards","Swaps"],"type":"Rule","volume":77}