{"abstract":"The Commodity Futures Trading Commission (Commission) is amending its regulations governing the operations and activities of commodity pool operators (CPOs) and commodity trading advisors (CTAs) in order to have those regulations reflect changes made to the Commodity Exchange Act (CEA) by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act).","action":"Final rules.","agencies":[{"raw_name":"COMMODITY FUTURES TRADING COMMISSION","name":"Commodity Futures Trading Commission","id":77,"url":"https://www.federalregister.gov/agencies/commodity-futures-trading-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/77","parent_id":null,"slug":"commodity-futures-trading-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2012/09/05/2012-21606.html","cfr_references":[{"chapter":null,"citation_url":null,"part":4,"title":17}],"citation":"77 FR 54355","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"Effective Date: November 5, 2012.","disposition_notes":null,"docket_ids":[],"dockets":[],"document_number":"2012-21606","effective_on":"2012-11-05","end_page":54360,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2012/09/05/2012-21606.xml","html_url":"https://www.federalregister.gov/documents/2012/09/05/2012-21606/amendments-to-commodity-pool-operator-and-commodity-trading-advisor-regulations-resulting-from-the","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2012-21606?publication_date=2012-09-05","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2012-09-05/2012-21606/mods.xml","not_received_for_publication":null,"page_length":6,"page_views":{"count":768,"last_updated":"2026-06-27 12:15:03 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2012-09-05/pdf/2012-21606.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2012-21606.pdf?1346762882","publication_date":"2012-09-05","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2012/09/05/2012-21606.txt","regulation_id_number_info":{"3038-AD49":{"issue":"201110","html_url":"https://www.federalregister.gov/regulations/3038-AD49/amendments-to-commodity-pool-operator-and-commodity-trading-advisor-regulations-resulting-from-the-d","title":"Amendments to Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting From the Dodd-Frank Act","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=201110&RIN=3038-AD49&operation=OPERATION_EXPORT_XML","priority_category":"Other Significant"}},"regulation_id_numbers":["3038-AD49"],"regulations_dot_gov_info":{"supporting_documents":[],"regulatory_plan":{"html_url":"https://www.federalregister.gov/regulations/3038-AD49/amendments-to-commodity-pool-operator-and-commodity-trading-advisor-regulations-resulting-from-the-d","title":"Amendments to Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting From the Dodd-Frank Act"},"comments_url":"https://www.regulations.gov/docketBrowser?rpp=50&so=DESC&sb=postedDate&po=0&dct=PS&D=CFTC-2012-0115","supporting_documents_count":0,"docket_id":"CFTC-2012-0115","regulation_id_number":"3038-AD49","title":"Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting from Dodd-Frank Act","checked_regulationsdotgov_at":"2012-09-25T08:03:31Z"},"regulations_dot_gov_url":null,"significant":true,"signing_date":null,"start_page":54355,"subtype":null,"title":"Amendments to Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting From the Dodd-Frank Act","toc_doc":"Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting from Dodd-Frank Act","toc_subject":null,"topics":["Advertising","Brokers","Commodity futures","Reporting and recordkeeping requirements","Swaps"],"type":"Rule","volume":77}