{"abstract":"The Securities and Exchange Commission (\"SEC\" or \"Commission\") is adopting a new rule in accordance with the Securities Exchange Act of 1934 (\"Exchange Act\"), and the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (\"Dodd-Frank Act\"). The new rule establishes minimum requirements regarding how registered clearing agencies must maintain effective risk management procedures and controls as well as meet the statutory requirements under the Exchange Act on an ongoing basis.","action":"Final rule.","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2012/11/02/2012-26407.html","cfr_references":[{"chapter":null,"citation_url":null,"part":240,"title":17}],"citation":"77 FR 66220","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"Effective Date: January 2, 2013.","disposition_notes":null,"docket_ids":["Release No. 34-68080","File No. S7-08-11"],"dockets":[],"document_number":"2012-26407","effective_on":"2013-01-02","end_page":66286,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2012/11/02/2012-26407.xml","html_url":"https://www.federalregister.gov/documents/2012/11/02/2012-26407/clearing-agency-standards","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2012-26407?publication_date=2012-11-02","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2012-11-02/2012-26407/mods.xml","not_received_for_publication":null,"page_length":67,"page_views":{"count":1300,"last_updated":"2026-07-28 14:15:04 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2012-11-02/pdf/2012-26407.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2012-26407.pdf?1351776205","publication_date":"2012-11-02","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2012/11/02/2012-26407.txt","regulation_id_number_info":{"3235 AL13":null},"regulation_id_numbers":["3235 AL13"],"regulations_dot_gov_info":{"supporting_documents":[],"comments_url":"https://www.regulations.gov/docketBrowser?rpp=50&so=DESC&sb=postedDate&po=0&dct=PS&D=SEC-2012-1772","supporting_documents_count":0,"docket_id":"SEC-2012-1772","regulation_id_number":"3235 AL13","title":"Clearing Agency Standards","checked_regulationsdotgov_at":"2012-11-22T08:06:08Z"},"regulations_dot_gov_url":null,"significant":null,"signing_date":null,"start_page":66220,"subtype":null,"title":"Clearing Agency Standards","toc_doc":"Clearing Agency Standards","toc_subject":null,"topics":["Reporting and recordkeeping requirements","Securities"],"type":"Rule","volume":77}