{"abstract":null,"action":null,"agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2013/02/20/2013-03818.html","cfr_references":[],"citation":"78 FR 11925","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":null,"disposition_notes":null,"docket_ids":["Release No. 34-68918","File No. SR-FINRA-2013-014"],"dockets":[],"document_number":"2013-03818","effective_on":null,"end_page":11927,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2013/02/20/2013-03818.xml","html_url":"https://www.federalregister.gov/documents/2013/02/20/2013-03818/self-regulatory-organizations-financial-industry-regulatory-authority-inc-notice-of-filing-and","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2013-03818?publication_date=2013-02-20","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2013-02-20/2013-03818/mods.xml","not_received_for_publication":null,"page_length":3,"page_views":{"count":65,"last_updated":"2026-07-27 04:15:03 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2013-02-20/pdf/2013-03818.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2013-03818.pdf?1361281827","publication_date":"2013-02-20","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2013/02/20/2013-03818.txt","regulation_id_number_info":{},"regulation_id_numbers":[],"regulations_dot_gov_info":{"supporting_documents":[],"comments_url":"https://www.regulations.gov/docketBrowser?rpp=50&so=DESC&sb=postedDate&po=0&dct=PS&D=SEC-2013-0367","supporting_documents_count":0,"docket_id":"SEC-2013-0367","regulation_id_number":null,"title":"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.","checked_regulationsdotgov_at":"2013-03-15T05:00:37Z"},"regulations_dot_gov_url":null,"significant":null,"signing_date":null,"start_page":11925,"subtype":null,"title":"Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the General Securities Sales Supervisor (Series 9/10) Registration Category","toc_doc":"Financial Industry Regulatory Authority, Inc.","toc_subject":"Self-Regulatory Organizations; Proposed Rule Changes:","topics":[],"type":"Notice","volume":78}