{"abstract":"Summary of the Application: Applicants request an order that would (a) permit certain registered open-end management investment companies that operate as \"funds of funds\" to acquire shares of certain registered open-end management investment companies, registered closed-end management investment companies, business development companies as defined by section 2(a)(48) of the 1940 Act (\"business development companies\"), and registered unit investment trusts that are within or outside the same group of investment companies as the acquiring investment companies and (b) permit certain registered open- end management investment companies relying on rule 12d1-2 under the 1940 Act to invest in certain financial instruments. Applicants: IndexIQ ETF Trust, IndexIQ Active ETF Trust (each, a \"Trust,\" and collectively, the \"Trusts\"), IndexIQ Advisors LLC (\"IndexIQ Advisors\") and ALPS Distributors Inc. (the \"Distributor\").","action":"Notice of an application for an order under section 12(d)(1)(J) of the Investment Company Act of 1940 (the \"1940 Act\") for exemptions from sections 12(d)(1)(A), (B), and (C) of the 1940 Act, under sections 6(c) and 17(b) of the 1940 Act for an exemption from section 17(a) of the 1940 Act, and under section 6(c) of the 1940 Act for an exemption from rule 12d1-2(a) under the 1940 Act.","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2013/12/30/2013-31137.html","cfr_references":[],"citation":"78 FR 79519","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"Filing Dates: The application was filed May 10, 2013, and amended on September 17, 2013, December 19, 2013 and December 23, 2013.","disposition_notes":null,"docket_ids":["Investment Company Act Release No. 30844","812-14153"],"dockets":[],"document_number":"2013-31137","effective_on":null,"end_page":79524,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2013/12/30/2013-31137.xml","html_url":"https://www.federalregister.gov/documents/2013/12/30/2013-31137/indexiq-etf-trust-et-al-notice-of-application","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2013-31137?publication_date=2013-12-30","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2013-12-30/2013-31137/mods.xml","not_received_for_publication":null,"page_length":6,"page_views":{"count":31,"last_updated":"2026-09-21 08:15:05 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2013-12-30/pdf/2013-31137.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2013-31137.pdf?1388152908","publication_date":"2013-12-30","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2013/12/30/2013-31137.txt","regulation_id_number_info":{},"regulation_id_numbers":[],"regulations_dot_gov_info":{"supporting_documents":[],"comments_url":"https://www.regulations.gov/docketBrowser?rpp=50&so=DESC&sb=postedDate&po=0&dct=PS&D=SEC-2013-2247","supporting_documents_count":0,"docket_id":"SEC-2013-2247","regulation_id_number":null,"title":"Applications: IndexIQ ETF Trust,et al.","checked_regulationsdotgov_at":"2014-01-19T06:01:04Z"},"regulations_dot_gov_url":null,"significant":null,"signing_date":null,"start_page":79519,"subtype":null,"title":"IndexIQ ETF Trust, et al.; Notice of Application","toc_doc":"IndexIQ ETF Trust, et al.","toc_subject":"Applications:","topics":[],"type":"Notice","volume":78}