{"abstract":"Summary of the Application: Applicants request an order that would permit certain registered open-end management investment companies that operate as \"funds of funds\" to acquire shares of certain registered open-end management investment companies, registered closed-end management investment companies, \"business development companies,\" as defined by section 2(a)(48) of the 1940 Act, and registered unit investment trusts that are within or outside the same group of investment companies as the acquiring investment companies. Applicants: RiverNorth Funds (the \"Trust\"), RiverNorth Capital Management, LLC (the \"Adviser\"), and ALPS Distributors, Inc. (the \"Distributor\").","action":"Notice of an application for an order under section 12(d)(1)(J) of the Investment Company Act of 1940 (the \"1940 Act\") for exemptions from sections 12(d)(1)(A), (B), and (C) of the 1940 Act, and under sections 6(c) and 17(b) of the 1940 Act for an exemption from section 17(a) of the 1940 Act.","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2014/02/24/2014-03796.html","cfr_references":[],"citation":"79 FR 10211","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"Filing Dates: The application was filed on May 29, 2013, and amended on October 8, 2013, and January 21, 2014.","disposition_notes":null,"docket_ids":["Investment Company Act Release No. 30919","812-14160"],"dockets":[],"document_number":"2014-03796","effective_on":null,"end_page":10215,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2014/02/24/2014-03796.xml","html_url":"https://www.federalregister.gov/documents/2014/02/24/2014-03796/rivernorth-funds-et-al-notice-of-application","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2014-03796?publication_date=2014-02-24","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2014-02-24/2014-03796/mods.xml","not_received_for_publication":null,"page_length":5,"page_views":{"count":19,"last_updated":"2026-07-28 04:15:03 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2014-02-24/pdf/2014-03796.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2014-03796.pdf?1392990822","publication_date":"2014-02-24","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2014/02/24/2014-03796.txt","regulation_id_number_info":{},"regulation_id_numbers":[],"regulations_dot_gov_info":{"supporting_documents":[],"comments_url":"https://www.regulations.gov/docketBrowser?rpp=50&so=DESC&sb=postedDate&po=0&dct=PS&D=SEC-2014-0320","supporting_documents_count":0,"docket_id":"SEC-2014-0320","regulation_id_number":null,"title":"Applications: RiverNorth Funds, et al.","checked_regulationsdotgov_at":"2014-03-16T06:00:34Z"},"regulations_dot_gov_url":null,"significant":null,"signing_date":null,"start_page":10211,"subtype":null,"title":"RiverNorth Funds, et al.; Notice of Application","toc_doc":"RiverNorth Funds, et al.","toc_subject":"Applications:","topics":[],"type":"Notice","volume":79}