{"abstract":null,"action":null,"agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2014/03/11/2014-05177.html","cfr_references":[],"citation":"79 FR 13691","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":null,"disposition_notes":null,"docket_ids":["Release No. 34-71652","File No. TP 14-05"],"dockets":[],"document_number":"2014-05177","effective_on":null,"end_page":13693,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2014/03/11/2014-05177.xml","html_url":"https://www.federalregister.gov/documents/2014/03/11/2014-05177/order-granting-limited-exemptions-from-exchange-act-rule-10b-17-and-rules-101-and-102-of-regulation","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2014-05177?publication_date=2014-03-11","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2014-03-11/2014-05177/mods.xml","not_received_for_publication":null,"page_length":3,"page_views":{"count":85,"last_updated":"2026-10-23 22:15:05 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2014-03-11/pdf/2014-05177.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2014-05177.pdf?1394456449","publication_date":"2014-03-11","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2014/03/11/2014-05177.txt","regulation_id_number_info":{},"regulation_id_numbers":[],"regulations_dot_gov_info":{"supporting_documents":[],"comments_url":"https://www.regulations.gov/docketBrowser?rpp=50&so=DESC&sb=postedDate&po=0&dct=PS&D=SEC-2014-0397","supporting_documents_count":0,"docket_id":"SEC-2014-0397","regulation_id_number":null,"title":"Limited Exemptions from Exchange Act Rules: First Trust Dorsey Wright Focus Five ETF","checked_regulationsdotgov_at":"2014-03-31T16:47:37Z"},"regulations_dot_gov_url":null,"significant":null,"signing_date":null,"start_page":13691,"subtype":null,"title":"Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to First Trust Dorsey Wright Focus Five ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M","toc_doc":"First Trust Dorsey Wright Focus Five ETF","toc_subject":"Limited Exemptions from Exchange Act Rules:","topics":[],"type":"Notice","volume":79}