{"abstract":"Summary of Application: Applicants request an order that would amend and supersede a prior order (the \"Non-Affiliated Sub-Adviser Order\") \\1\\ that permits them to enter into and materially amend subadvisory agreements for certain multi-managed funds with non- affiliated sub-advisers without shareholder approval and grants relief from certain disclosure requirements. The requested order would permit applicants to enter into, and amend, such agreements with Wholly-Owned Sub-Advisers (as defined below) and non-affiliated sub-advisers without shareholder approval. ---------------------------------------------------------------------------","action":"Notice of an application under section 6(c) of the Investment Company Act of 1940 (\"Act\") for an exemption from section 15(a) of the Act and rule 18f-2 under the Act, as well as from certain disclosure requirements.","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2014/08/15/2014-19338.html","cfr_references":[],"citation":"79 FR 48258","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"Filing Dates: The application was filed on March 27, 2013, and amended on June 3, 2013, November 15, 2013, April 10, 2014 and July 30, 2014.","disposition_notes":null,"docket_ids":["Investment Company Act Release No. 31203","File No. 812-14138"],"dockets":[],"document_number":"2014-19338","effective_on":null,"end_page":48262,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2014/08/15/2014-19338.xml","html_url":"https://www.federalregister.gov/documents/2014/08/15/2014-19338/principal-funds-inc-et-al-notice-of-application","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2014-19338?publication_date=2014-08-15","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2014-08-15/2014-19338/mods.xml","not_received_for_publication":null,"page_length":5,"page_views":{"count":43,"last_updated":"2026-09-23 00:15:05 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2014-08-15/pdf/2014-19338.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2014-19338.pdf?1408020717","publication_date":"2014-08-15","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2014/08/15/2014-19338.txt","regulation_id_number_info":{},"regulation_id_numbers":[],"regulations_dot_gov_info":{"checked_regulationsdotgov_at":"2014-09-04T06:00:22Z"},"regulations_dot_gov_url":null,"significant":null,"signing_date":null,"start_page":48258,"subtype":null,"title":"Principal Funds, Inc., et al.; Notice of Application","toc_doc":"Principal Funds, Inc., et al.","toc_subject":"Applications:","topics":[],"type":"Notice","volume":79}