{"abstract":null,"action":null,"agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2014/10/01/2014-23308.html","cfr_references":[],"citation":"79 FR 59322","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":null,"disposition_notes":null,"docket_ids":["Release No. 34-73210","File No. SR-FINRA-2014-037"],"dockets":[],"document_number":"2014-23308","effective_on":null,"end_page":59331,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2014/10/01/2014-23308.xml","html_url":"https://www.federalregister.gov/documents/2014/10/01/2014-23308/self-regulatory-organizations-financial-industry-regulatory-authority-inc-notice-of-filing-of-a","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2014-23308?publication_date=2014-10-01","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2014-10-01/2014-23308/mods.xml","not_received_for_publication":null,"page_length":10,"page_views":{"count":260,"last_updated":"2026-10-23 04:15:03 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2014-10-01/pdf/2014-23308.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2014-23308.pdf?1412081244","publication_date":"2014-10-01","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2014/10/01/2014-23308.txt","regulation_id_number_info":{},"regulation_id_numbers":[],"regulations_dot_gov_info":{"checked_regulationsdotgov_at":"2015-01-12T19:43:11Z"},"regulations_dot_gov_url":null,"significant":null,"signing_date":null,"start_page":59322,"subtype":null,"title":"Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rules 0190 (Effective Date of Revocation, Cancellation, Expulsion, Suspension or Resignation) and 2040 (Payments to Unregistered Persons) in the Consolidated FINRA Rulebook, and Amend FINRA Rule 8311 (Effect of a Suspension, Revocation, Cancellation, or Bar)","toc_doc":"Financial Industry Regulatory Authority, Inc.","toc_subject":"SelfRegulatory Organizations; Proposed Rule Changes:","topics":[],"type":"Notice","volume":79}