{"abstract":"Pursuant to Section 763(i) of Title VII (\"Title VII\") of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (\"Dodd-Frank Act\"), the Securities and Exchange Commission (\"Commission\") is adopting new rules under the Securities Exchange Act of 1934 (\"Exchange Act\") governing the security-based swap data repository (\"SDR\") registration process, duties, and core principles. The Commission is also adopting a new registration form. Additionally, the Commission is amending several of its existing rules and regulations in order to accommodate SDRs. First, the Commission is amending Regulation S-T and Exchange Act Rule 24b-2 to clarify that all filings by SDRs, including any confidential portion, and their requests for confidential treatment must be filed electronically. Second, the Commission is amending Regulation S-T by, among other things, adding a new rule that specifically applies to the electronic filing of SDRs' financial reports.","action":"Final rule.","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2015/03/19/2015-03127.html","cfr_references":[{"chapter":null,"citation_url":null,"part":232,"title":17},{"chapter":null,"citation_url":null,"part":240,"title":17},{"chapter":null,"citation_url":null,"part":249,"title":17}],"citation":"80 FR 14438","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"Effective Date: May 18, 2015.","disposition_notes":null,"docket_ids":["Release No. 34-74246","File No. S7-35-10"],"dockets":[],"document_number":"2015-03127","effective_on":"2015-05-18","end_page":14562,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2015/03/19/2015-03127.xml","html_url":"https://www.federalregister.gov/documents/2015/03/19/2015-03127/security-based-swap-data-repository-registration-duties-and-core-principles","images":{"ER19MR15.001":{"large":"https://img.federalregister.gov/ER19MR15.001/ER19MR15.001_large.png","medium":"https://img.federalregister.gov/ER19MR15.001/ER19MR15.001_medium.png","original_size":"https://img.federalregister.gov/ER19MR15.001/ER19MR15.001_original_size.png"},"ER19MR15.002":{"large":"https://img.federalregister.gov/ER19MR15.002/ER19MR15.002_large.png","medium":"https://img.federalregister.gov/ER19MR15.002/ER19MR15.002_medium.png","original_size":"https://img.federalregister.gov/ER19MR15.002/ER19MR15.002_original_size.png"}},"images_metadata":{"ER19MR15.001":{"large":{"identifier":"ER19MR15.001","content_type":"image/png","size":39171,"width":823,"sha":"9c0887e6b3a5ec90b5196a8a68c7bcf0","url":"https://img.federalregister.gov/ER19MR15.001/ER19MR15.001_large.png","height":573},"medium":{"identifier":"ER19MR15.001","content_type":"image/png","size":17910,"width":512,"sha":"7b46fcd66b56462bbad4463140740af4","url":"https://img.federalregister.gov/ER19MR15.001/ER19MR15.001_medium.png","height":356},"original_size":{"identifier":"ER19MR15.001","content_type":"image/png","size":188550,"width":3865,"sha":"39cec9af79d8cc281fe9e3c5af1a9c48","url":"https://img.federalregister.gov/ER19MR15.001/ER19MR15.001_original_size.png","height":2689}},"ER19MR15.002":{"large":{"identifier":"ER19MR15.002","content_type":"image/png","size":59360,"width":823,"sha":"32cca315fdccaa0f002c70c71444b092","url":"https://img.federalregister.gov/ER19MR15.002/ER19MR15.002_large.png","height":775},"medium":{"identifier":"ER19MR15.002","content_type":"image/png","size":30214,"width":518,"sha":"ccd775f01561c0baa3c3166b809ac1f8","url":"https://img.federalregister.gov/ER19MR15.002/ER19MR15.002_medium.png","height":488},"original_size":{"identifier":"ER19MR15.002","content_type":"image/png","size":174153,"width":3907,"sha":"c676932a85a75ca7b08319810259ed7c","url":"https://img.federalregister.gov/ER19MR15.002/ER19MR15.002_original_size.png","height":3680}}},"json_url":"https://www.federalregister.gov/api/v1/documents/2015-03127?publication_date=2015-03-19","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2015-03-19/2015-03127/mods.xml","not_received_for_publication":null,"page_length":125,"page_views":{"count":2122,"last_updated":"2026-07-27 06:15:04 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2015-03-19/pdf/2015-03127.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2015-03127.pdf?1426682718","publication_date":"2015-03-19","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2015/03/19/2015-03127.txt","regulation_id_number_info":{"3235-AK79":{"issue":"201410","html_url":"https://www.federalregister.gov/regulations/3235-AK79/security-based-swap-data-repository-registration-duties-and-core-principles","title":"Security-Based Swap Data Repository Registration, Duties, and Core Principles","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=201410&RIN=3235-AK79&operation=OPERATION_EXPORT_XML","priority_category":"Substantive, Nonsignificant"}},"regulation_id_numbers":["3235-AK79"],"regulations_dot_gov_info":{"checked_regulationsdotgov_at":"2015-04-08T06:00:11Z"},"regulations_dot_gov_url":null,"significant":false,"signing_date":null,"start_page":14438,"subtype":null,"title":"Security-Based Swap Data Repository Registration, Duties, and Core Principles","toc_doc":"Security-Based Swap Data Repository Registration, Duties, and Core Principles","toc_subject":null,"topics":["Confidential business information","Reporting and recordkeeping requirements","Securities"],"type":"Rule","volume":80}