{"abstract":"The Securities and Exchange Commission (\"Commission\" or \"SEC\") previously set and extended the compliance date for the ban on third-party solicitation until nine months after the compliance date of a final rule adopted by the Commission by which municipal advisors must register under the Securities Exchange Act of 1934 (\"final municipal advisor registration rule\") and indicated that notice with respect thereto would be provided in the Federal Register. This notice of compliance date is being published to provide the notice of the compliance date.","action":"Notice of compliance date.","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2015/07/01/2015-16048.html","cfr_references":[{"chapter":null,"citation_url":null,"part":275,"title":17}],"citation":"80 FR 37538","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"The compliance date for the ban on third-party solicitation under 17 CFR 275.206(4)-5 [rule 206(4)-5] is July 31, 2015.","disposition_notes":null,"docket_ids":["Release No. IA-4129","File No. S7-18-09"],"dockets":[],"document_number":"2015-16048","effective_on":null,"end_page":37538,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2015/07/01/2015-16048.xml","html_url":"https://www.federalregister.gov/documents/2015/07/01/2015-16048/political-contributions-by-certain-investment-advisers-ban-on-third-party-solicitation-notice-of","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2015-16048?publication_date=2015-07-01","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2015-07-01/2015-16048/mods.xml","not_received_for_publication":null,"page_length":1,"page_views":{"count":327,"last_updated":"2026-08-24 00:15:06 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2015-07-01/pdf/2015-16048.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2015-16048.pdf?1435668327","publication_date":"2015-07-01","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2015/07/01/2015-16048.txt","regulation_id_number_info":{"3235-AK39":{"issue":"201010","html_url":"https://www.federalregister.gov/regulations/3235-AK39/political-contributions-by-certain-investment-advisers","title":"Political Contributions by Certain Investment Advisers","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=201010&RIN=3235-AK39&operation=OPERATION_EXPORT_XML","priority_category":"Substantive, Nonsignificant"}},"regulation_id_numbers":["3235-AK39"],"regulations_dot_gov_info":{"checked_regulationsdotgov_at":"2015-07-21T06:00:09Z"},"regulations_dot_gov_url":null,"significant":false,"signing_date":null,"start_page":37538,"subtype":null,"title":"Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Notice of Compliance Date","toc_doc":"Political Contributions by Certain Investment AdvisersBan on Third-Party Solicitation; Notice of Compliance Date","toc_subject":null,"topics":[],"type":"Rule","volume":80}