{"abstract":"The Agencies, in accordance with section 205(h) of the Dodd- Frank Wall Street Reform and Consumer Protection Act (\"Dodd-Frank Act\"), are jointly proposing a rule to implement provisions applicable to the orderly liquidation of covered brokers and dealers under Title II of the Dodd-Frank Act (\"Title II\").","action":"Notice of proposed rulemaking.","agencies":[{"raw_name":"FEDERAL DEPOSIT INSURANCE CORPORATION","name":"Federal Deposit Insurance Corporation","id":164,"url":"https://www.federalregister.gov/agencies/federal-deposit-insurance-corporation","json_url":"https://www.federalregister.gov/api/v1/agencies/164","parent_id":null,"slug":"federal-deposit-insurance-corporation"},{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2016/03/02/2016-03874.html","cfr_references":[{"chapter":null,"citation_url":null,"part":380,"title":12},{"chapter":null,"citation_url":null,"part":302,"title":17}],"citation":"81 FR 10798","comment_url":null,"comments_close_on":"2016-05-02","correction_of":null,"corrections":[],"dates":"Comments should be received on or before May 2, 2016.","disposition_notes":null,"docket_ids":["Release No. 34-77157","File No. S7-02-16"],"dockets":[],"document_number":"2016-03874","effective_on":null,"end_page":10820,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2016/03/02/2016-03874.xml","html_url":"https://www.federalregister.gov/documents/2016/03/02/2016-03874/covered-broker-dealer-provisions-under-title-ii-of-the-dodd-frank-wall-street-reform-and-consumer","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2016-03874?publication_date=2016-03-02","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2016-03-02/2016-03874/mods.xml","not_received_for_publication":null,"page_length":23,"page_views":{"count":4579,"last_updated":"2026-07-28 08:15:04 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2016-03-02/pdf/2016-03874.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2016-03874.pdf?1456839918","publication_date":"2016-03-02","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2016/03/02/2016-03874.txt","regulation_id_number_info":{"3064-AE39":{"issue":"201610","html_url":"https://www.federalregister.gov/regulations/3064-AE39/covered-broker-dealer-provisions-under-title-ii-of-the-dodd-frank-wall-street-reform-and-consumer-pr","title":"Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=201610&RIN=3064-AE39&operation=OPERATION_EXPORT_XML","priority_category":"Other Significant"},"3235-AL51":{"issue":"201610","html_url":"https://www.federalregister.gov/regulations/3235-AL51/covered-broker-dealer-provisions-under-title-ii-of-the-dodd-frank-wall-street-reform-and-consumer-pr","title":"Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=201610&RIN=3235-AL51&operation=OPERATION_EXPORT_XML","priority_category":"Substantive, Nonsignificant"}},"regulation_id_numbers":["3064-AE39","3235-AL51"],"regulations_dot_gov_info":{"comments_count":0,"agency_id":"SEC","document_id":"SEC-2016-0376-0001","checked_regulationsdotgov_at":"2023-02-28T21:23:25Z"},"regulations_dot_gov_url":null,"significant":true,"signing_date":null,"start_page":10798,"subtype":null,"title":"Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act","toc_doc":"Covered Broker-Dealer Provisions under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act","toc_subject":null,"topics":["Bankruptcy","Brokers","Claims"],"type":"Proposed Rule","volume":81}