{"abstract":"The Commodity Futures Trading Commission (\"Commission\" or \"CFTC\") is amending existing Commission regulations to establish an alternative to fingerprinting to evaluate the fitness of natural persons who are required to submit fingerprints under the Commission's regulations and who have not resided in the United States since reaching 18 years of age (\"Final Rule\").","action":"Final rule.","agencies":[{"raw_name":"COMMODITY FUTURES TRADING COMMISSION","name":"Commodity Futures Trading Commission","id":77,"url":"https://www.federalregister.gov/agencies/commodity-futures-trading-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/77","parent_id":null,"slug":"commodity-futures-trading-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2016/04/01/2016-07304.html","cfr_references":[{"chapter":null,"citation_url":null,"part":3,"title":17}],"citation":"81 FR 18743","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"The Final Rule is effective on May 2, 2016.","disposition_notes":null,"docket_ids":[],"dockets":[],"document_number":"2016-07304","effective_on":"2016-05-02","end_page":18747,"executive_order_notes":null,"executive_order_number":null,"explanation":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2016/04/01/2016-07304.xml","html_url":"https://www.federalregister.gov/documents/2016/04/01/2016-07304/alternative-to-fingerprinting-requirement-for-foreign-natural-persons","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2016-07304?publication_date=2016-04-01","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2016-04-01/2016-07304/mods.xml","not_received_for_publication":null,"page_length":5,"page_views":{"count":379,"last_updated":"2026-04-04 14:15:05 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2016-04-01/pdf/2016-07304.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2016-07304.pdf?1459428335","publication_date":"2016-04-01","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2016/04/01/2016-07304.txt","regulation_id_number_info":{"3038-AE16":{"issue":"201510","html_url":"https://www.federalregister.gov/regulations/3038-AE16/alternative-to-fingerprinting-to-establish-fitness-of-associated-persons-and-principals-in-certain-c","title":"Alternative to Fingerprinting to Establish Fitness of Associated Persons and Principals in Certain Cases","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=201510&RIN=3038-AE16&operation=OPERATION_EXPORT_XML","priority_category":"Substantive, Nonsignificant"}},"regulation_id_numbers":["3038-AE16"],"regulations_dot_gov_info":{"checked_regulationsdotgov_at":"2016-04-21T06:00:12Z"},"regulations_dot_gov_url":null,"significant":false,"signing_date":null,"start_page":18743,"subtype":null,"title":"Alternative to Fingerprinting Requirement for Foreign Natural Persons","toc_doc":"Alternative to Fingerprinting Requirement for Foreign Natural Persons","toc_subject":null,"topics":["Brokers","Commodity futures","Reporting and recordkeeping requirements","Swaps"],"type":"Rule","volume":81}