{"abstract":"This final rule revises the Bureau of Industry and Security's (BIS) guidance regarding administrative enforcement cases based on violations of the Export Administration Regulations (EAR). The rule rewrites that guidance in the EAR, setting forth the factors that the Office of Export Enforcement (OEE) considers when setting penalties in settlements of administrative enforcement cases and when deciding whether to pursue administrative charges or settle allegations of EAR violations. This final rule does not apply to alleged violations of regulations concerning restrictive trade practices and boycotts, which would continue to be subject to the guidance.","action":"Final rule.","agencies":[{"raw_name":"DEPARTMENT OF COMMERCE","name":"Commerce Department","id":54,"url":"https://www.federalregister.gov/agencies/commerce-department","json_url":"https://www.federalregister.gov/api/v1/agencies/54","parent_id":null,"slug":"commerce-department"},{"raw_name":"Bureau of Industry and Security","name":"Industry and Security Bureau","id":241,"url":"https://www.federalregister.gov/agencies/industry-and-security-bureau","json_url":"https://www.federalregister.gov/api/v1/agencies/241","parent_id":54,"slug":"industry-and-security-bureau"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2016/06/22/2016-14770.html","cfr_references":[{"chapter":null,"citation_url":null,"part":766,"title":15}],"citation":"81 FR 40499","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"Effective date: July 22, 2016.","disposition_notes":null,"docket_ids":["Docket No. 151204999-6179-02"],"dockets":[],"document_number":"2016-14770","effective_on":"2016-07-22","end_page":40511,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2016/06/22/2016-14770.xml","html_url":"https://www.federalregister.gov/documents/2016/06/22/2016-14770/guidance-on-charging-and-penalty-determinations-in-settlement-of-administrative-enforcement-cases","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2016-14770?publication_date=2016-06-22","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2016-06-22/2016-14770/mods.xml","not_received_for_publication":null,"page_length":13,"page_views":{"count":2996,"last_updated":"2026-10-24 02:15:05 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2016-06-22/pdf/2016-14770.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2016-14770.pdf?1466513370","publication_date":"2016-06-22","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2016/06/22/2016-14770.txt","regulation_id_number_info":{"0694-AG73":{"issue":"201604","html_url":"https://www.federalregister.gov/regulations/0694-AG73/guidance-on-charging-and-penalty-determinations-in-settlement-of-administrative-enforcement-cases-re","title":"Guidance on Charging and Penalty Determinations in Settlement of Administrative Enforcement Cases, Revision of Supplement No. 1 to Part 766 of the Export Administration Regulations","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=201604&RIN=0694-AG73&operation=OPERATION_EXPORT_XML","priority_category":"Other Significant"}},"regulation_id_numbers":["0694-AG73"],"regulations_dot_gov_info":{"supporting_documents":[],"regulatory_plan":{"html_url":"https://www.federalregister.gov/regulations/0694-AG73/guidance-on-charging-and-penalty-determinations-in-settlement-of-administrative-enforcement-cases-re","title":"Guidance on Charging and Penalty Determinations in Settlement of Administrative Enforcement Cases, Revision of Supplement No. 1 to Part 766 of the Export Administration Regulations"},"comments_url":"https://www.regulations.gov/docketBrowser?rpp=50&so=DESC&sb=postedDate&po=0&dct=PS&D=BIS-2015-0051","supporting_documents_count":0,"docket_id":"BIS-2015-0051","regulation_id_number":"0694-AG73","title":"Guidance on Charging and Penalty Determinations in Settlement of Administrative Enforcement Cases, Revision of Supplement No. 1 to Part 766 of the Export Administration Regulations","checked_regulationsdotgov_at":"2016-07-12T06:00:12Z"},"regulations_dot_gov_url":null,"significant":true,"signing_date":null,"start_page":40499,"subtype":null,"title":"Guidance on Charging and Penalty Determinations in Settlement of Administrative Enforcement Cases","toc_doc":"Guidance on Charging and Penalty Determinations in Settlement of Administrative Enforcement Cases Introduction","toc_subject":null,"topics":["Administrative practice and procedure","Confidential business information","Exports","Law enforcement","Penalties"],"type":"Rule","volume":81}