{"abstract":"The Office of the Comptroller of the Currency (OCC) is adopting enforceable guidelines establishing standards for recovery planning by insured national banks, insured Federal savings associations, and insured Federal branches of foreign banks with average total consolidated assets of $50 billion or more (Final Guidelines). The OCC is issuing the Final Guidelines as an appendix to its safety and soundness standards regulations, and the Final Guidelines will be enforceable by the terms of the Federal statute that authorizes the OCC to prescribe operational and managerial standards for national banks and Federal savings associations. The OCC is also adopting technical changes to the safety and soundness standards regulations that are made necessary by the addition of the Final Guidelines.","action":"Final rule and guidelines.","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Office of the Comptroller of the Currency","name":"Comptroller of the Currency","id":80,"url":"https://www.federalregister.gov/agencies/comptroller-of-the-currency","json_url":"https://www.federalregister.gov/api/v1/agencies/80","parent_id":497,"slug":"comptroller-of-the-currency"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2016/09/29/2016-23366.html","cfr_references":[{"chapter":null,"citation_url":null,"part":30,"title":12}],"citation":"81 FR 66791","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"This final rule and guidelines are effective on January 1, 2017. The compliance dates for the Final Guidelines in Appendix E to part 30 vary, as specified below.","disposition_notes":null,"docket_ids":["Docket ID OCC-2015-0017"],"dockets":[],"document_number":"2016-23366","effective_on":"2017-01-01","end_page":66801,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2016/09/29/2016-23366.xml","html_url":"https://www.federalregister.gov/documents/2016/09/29/2016-23366/occ-guidelines-establishing-standards-for-recovery-planning-by-certain-large-insured-national-banks","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2016-23366?publication_date=2016-09-29","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2016-09-29/2016-23366/mods.xml","not_received_for_publication":null,"page_length":11,"page_views":{"count":4748,"last_updated":"2026-09-21 06:15:03 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2016-09-29/pdf/2016-23366.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2016-23366.pdf?1475066731","publication_date":"2016-09-29","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2016/09/29/2016-23366.txt","regulation_id_number_info":{"1557-AD96":{"issue":"201510","html_url":"https://www.federalregister.gov/regulations/1557-AD96/guidelines-establishing-standards-for-recovery-planning-by-certain-large-insured-national-banks-insu","title":"Guidelines Establishing Standards for Recovery Planning by Certain Large Insured National Banks, Insured Federal Savings Associations, and Insured Federal Branches","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=201510&RIN=1557-AD96&operation=OPERATION_EXPORT_XML","priority_category":"Substantive, Nonsignificant"}},"regulation_id_numbers":["1557-AD96"],"regulations_dot_gov_info":{"supporting_documents":[{"title":"Meeting with The Clearing House, SIFMA, and banking representatives 02-02-16","document_id":"OCC-2015-0017-0004"}],"comments_url":"https://www.regulations.gov/docketBrowser?rpp=50&so=DESC&sb=postedDate&po=0&dct=PS&D=OCC-2015-0017","supporting_documents_count":1,"docket_id":"OCC-2015-0017","regulation_id_number":null,"title":"Guidelines Establishing Standards for Recovery Planning by Certain Large Insured National Banks, Insured Federal Savings Associations, and Insured Federal Branches","checked_regulationsdotgov_at":"2016-10-19T06:00:15Z"},"regulations_dot_gov_url":null,"significant":false,"signing_date":null,"start_page":66791,"subtype":null,"title":"OCC Guidelines Establishing Standards for Recovery Planning by Certain Large Insured National Banks, Insured Federal Savings Associations, and Insured Federal Branches; Technical Amendments","toc_doc":"Establishing Standards for Recovery Planning by Certain Large Insured National Banks, Insured Federal Savings Associations, and Insured Federal Branches; Technical Amendments","toc_subject":"Guidelines:","topics":["Banks, banking","Consumer protection","Privacy","Reporting and recordkeeping requirements"],"type":"Rule","volume":81}