{"abstract":null,"action":"(1) The CUSIP number or, if a CUSIP number is not available at the Time of Execution, a similar numeric identifier or a FINRA symbol; (2) the size (volume) of the transaction, as required by Rule 6730(d)(2); (3) the price of the transaction (or the elements necessary to calculate price, which are contract amount and accrued interest) as required by Rule 6730(d)(1); (4) a symbol indicating whether the transaction is a buy or a sell; (5) the date of Trade Execution (for \"as/of\" trades only); (6) the contra- party's identifier (MPID, customer, or a non-member affiliate, as applicable); (7) capacity--Principal or Agent (with riskless principal reported as principal); (8) the time of execution; (9) reporting side executing broker as \"give-up\" (if any); (10) contra side Introducing Broker in case of \"give-up\" trade; (11) the commission (total dollar amount); (12) the date of settlement; (13) if the member is reporting a transaction that occurred on an ATS pursuant to FINRA Rule 6732, the ATS's separate MPID obtained in compliance with FINRA Rule 6720(c); and (14) such trade modifiers as required by either the TRACE rules or the TRACE users' guide.","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2016/10/24/2016-25604.html","cfr_references":[],"citation":"81 FR 73167","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":null,"disposition_notes":null,"docket_ids":["Release No. 34-79116","File No. SR-FINRA-2016-027"],"dockets":[],"document_number":"2016-25604","effective_on":null,"end_page":73177,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2016/10/24/2016-25604.xml","html_url":"https://www.federalregister.gov/documents/2016/10/24/2016-25604/self-regulatory-organizations-financial-industry-regulatory-authority-inc-notice-of-filing-of","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2016-25604?publication_date=2016-10-24","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2016-10-24/2016-25604/mods.xml","not_received_for_publication":null,"page_length":11,"page_views":{"count":262,"last_updated":"2026-09-22 06:15:08 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2016-10-24/pdf/2016-25604.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2016-25604.pdf?1477053951","publication_date":"2016-10-24","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2016/10/24/2016-25604.txt","regulation_id_number_info":{},"regulation_id_numbers":[],"regulations_dot_gov_info":{"checked_regulationsdotgov_at":"2016-11-13T06:00:23Z"},"regulations_dot_gov_url":null,"significant":null,"signing_date":null,"start_page":73167,"subtype":null,"title":"Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Reporting of Transactions in U.S. Treasury Securities to TRACE","toc_doc":"Financial Industry Regulatory Authority, Inc.","toc_subject":"Self-Regulatory Organizations; Proposed Rule Changes:","topics":[],"type":"Notice","volume":81}