{"abstract":"FinCEN is issuing a notice of proposed rulemaking (NPRM), pursuant to Section 311 of the USA PATRIOT Act, to prohibit the opening or maintaining of a correspondent account in the United States for, or on behalf of, ABLV Bank, AS.","action":"Notice of proposed rulemaking.","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Financial Crimes Enforcement Network","name":"Financial Crimes Enforcement Network","id":194,"url":"https://www.federalregister.gov/agencies/financial-crimes-enforcement-network","json_url":"https://www.federalregister.gov/api/v1/agencies/194","parent_id":497,"slug":"financial-crimes-enforcement-network"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2018/02/16/2018-03214.html","cfr_references":[{"chapter":null,"citation_url":null,"part":1010,"title":31}],"citation":"83 FR 6986","comment_url":null,"comments_close_on":"2018-04-17","correction_of":null,"corrections":[],"dates":"Written comments on the notice of proposed rulemaking must be submitted on or before April 17, 2018.","disposition_notes":null,"docket_ids":[],"dockets":[{"supporting_documents":[{"title":"Evidentiary Memorandum","document_id":"FINCEN-2017-0013-0022"},{"title":"exhibit_1 Financial and Capital Market Commission. \"Non-Resident Deposits with Banks in Latvia\"","document_id":"FINCEN-2017-0013-0021"},{"title":"exhibit_2 OECD. Financial and Capital Market Commission. \"Non-Resident Deposits with Banks in Latvia\".","document_id":"FINCEN-2017-0013-0020"},{"title":"exhibit_6 European Commission's Directorate General for Economic and Financial Affairs (ECFIN). ECFIN Country Focus. (April 2011, Volume 11, Issue 6): Assessing business practices in Latvia's financial sector pg.1, April 2014","document_id":"FINCEN-2017-0013-0019"},{"title":"exhibit_8 Association of Latvian Commercial Banks. Statistics, Association of Latvian Commercial Banks, 31 March 2017","document_id":"FINCEN-2017-0013-0018"},{"title":"exhibit_9 Website ABLV <https://www.ablv.com/en/services>","document_id":"FINCEN-2017-0013-0017"},{"title":"exhibit_10 Accuity The Global Banking Resource. \"ABLV Bank, AS\"","document_id":"FINCEN-2017-0013-0016"},{"title":"exhibit_11 ABLV. \"ABLV Bank, AS Consolidated and Separate Annual Report for the year ended 31 December 2016 and the independent auditors\" report.\" December 2016","document_id":"FINCEN-2017-0013-0015"},{"title":"exhibit_12 Accuity Bankers Almanac. \"Declaration of Beneficial Owners.\" 8 February 2016 and 1 June 2016.","document_id":"FINCEN-2017-0013-0014"},{"title":"exhibit_19 Financial and Capital Market Commission. \"Sanctions Government Body Imposed by FCMC.\" <http:www.fktk.lv/en/market/creditinstitutions/20141023sanctionsimposedbyfcmc.html>","document_id":"FINCEN-2017-0013-0013"}],"agency_name":"FINCEN","documents":[{"comment_count":3,"comment_start_date":"2018-02-16","updated_at":"2023-02-28T15:05:21.087-05:00","comment_url":"https://www.regulations.gov/commenton/FINCEN-2017-0013-0001","allow_late_comments":null,"id":"FINCEN-2017-0013-0001","comment_end_date":"2018-04-18","regulations_dot_gov_open_for_comment":false}],"supporting_documents_count":20,"id":"FINCEN-2017-0013","title":"Patriot Act 311 Action Against ABLV Bank, AS is a Financial Institution of Primary Money Laundering Concern"}],"document_number":"2018-03214","effective_on":null,"end_page":6994,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2018/02/16/2018-03214.xml","html_url":"https://www.federalregister.gov/documents/2018/02/16/2018-03214/proposal-of-special-measure-against-ablv-bank-as-as-a-financial-institution-of-primary-money","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2018-03214?publication_date=2018-02-16","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2018-02-16/2018-03214/mods.xml","not_received_for_publication":null,"page_length":9,"page_views":{"count":2541,"last_updated":"2026-10-25 14:15:05 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2018-02-16/pdf/2018-03214.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2018-03214.pdf?1518702342","publication_date":"2018-02-16","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2018/02/16/2018-03214.txt","regulation_id_number_info":{"1506-AB39":{"issue":"201910","html_url":"https://www.federalregister.gov/regulations/1506-AB39/special-measure-against-ablv-bank-as-a-financial-institution-of-primary-money-laundering-concern","title":"Special Measure Against ABLV Bank, as a Financial Institution of Primary Money Laundering Concern","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=201910&RIN=1506-AB39&operation=OPERATION_EXPORT_XML","priority_category":"Other Significant"}},"regulation_id_numbers":["1506-AB39"],"regulations_dot_gov_info":{"supporting_documents":[{"title":"Evidentiary Memorandum","document_id":"FINCEN-2017-0013-0022"},{"title":"exhibit_1 Financial and Capital Market Commission. \"Non-Resident Deposits with Banks in Latvia\"","document_id":"FINCEN-2017-0013-0021"},{"title":"exhibit_2 OECD. Financial and Capital Market Commission. \"Non-Resident Deposits with Banks in Latvia\".","document_id":"FINCEN-2017-0013-0020"},{"title":"exhibit_6 European Commission's Directorate General for Economic and Financial Affairs (ECFIN). ECFIN Country Focus. (April 2011, Volume 11, Issue 6): Assessing business practices in Latvia's financial sector pg.1, April 2014","document_id":"FINCEN-2017-0013-0019"},{"title":"exhibit_8 Association of Latvian Commercial Banks. Statistics, Association of Latvian Commercial Banks, 31 March 2017","document_id":"FINCEN-2017-0013-0018"},{"title":"exhibit_9 Website ABLV <https://www.ablv.com/en/services>","document_id":"FINCEN-2017-0013-0017"},{"title":"exhibit_10 Accuity The Global Banking Resource. \"ABLV Bank, AS\"","document_id":"FINCEN-2017-0013-0016"},{"title":"exhibit_11 ABLV. \"ABLV Bank, AS Consolidated and Separate Annual Report for the year ended 31 December 2016 and the independent auditors\" report.\" December 2016","document_id":"FINCEN-2017-0013-0015"},{"title":"exhibit_12 Accuity Bankers Almanac. \"Declaration of Beneficial Owners.\" 8 February 2016 and 1 June 2016.","document_id":"FINCEN-2017-0013-0014"},{"title":"exhibit_19 Financial and Capital Market Commission. \"Sanctions Government Body Imposed by FCMC.\" <http:www.fktk.lv/en/market/creditinstitutions/20141023sanctionsimposedbyfcmc.html>","document_id":"FINCEN-2017-0013-0013"}],"regulatory_plan":{"html_url":"https://www.federalregister.gov/regulations/1506-AB39/special-measure-against-ablv-bank-as-a-financial-institution-of-primary-money-laundering-concern","title":"Special Measure Against ABLV Bank, as a Financial Institution of Primary Money Laundering Concern"},"comments_count":3,"agency_id":"FINCEN","comments_url":"https://www.regulations.gov/docketBrowser?rpp=50&so=DESC&sb=postedDate&po=0&dct=PS&D=FINCEN-2017-0013","supporting_documents_count":20,"docket_id":"FINCEN-2017-0013","document_id":"FINCEN-2017-0013-0001","regulation_id_number":"1506-AB39","title":"Patriot Act 311 Action Against ABLV Bank, AS is a Financial Institution of Primary Money Laundering Concern","checked_regulationsdotgov_at":"2023-02-28T20:05:20Z"},"regulations_dot_gov_url":null,"significant":true,"signing_date":null,"start_page":6986,"subtype":null,"title":"Proposal of Special Measure Against ABLV Bank, AS as a Financial Institution of Primary Money Laundering Concern","toc_doc":"Special Measure against ABLV Bank, AS as a Financial Institution of Primary Money Laundering Concern","toc_subject":null,"topics":["Administrative practice and procedure","Brokers","Foreign banking"],"type":"Proposed Rule","volume":83}