{"abstract":"The Securities and Exchange Commission (the \"SEC\" or the \"Commission\") is publishing guidance regarding the proxy voting responsibilities of investment advisers under its regulations issued under the Investment Advisers Act of 1940 (the \"Advisers Act\"), and Form N-1A, Form N-2, Form N-3, and Form N-CSR under the Investment Company Act of 1940 (the \"Investment Company Act\").","action":"Guidance.","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2019/09/10/2019-18342.html","cfr_references":[{"chapter":null,"citation_url":null,"part":271,"title":17},{"chapter":null,"citation_url":null,"part":276,"title":17}],"citation":"84 FR 47420","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"Effective: September 10, 2019.","disposition_notes":null,"docket_ids":["Release Nos. IA-5325","IC-33605"],"dockets":[],"document_number":"2019-18342","effective_on":"2019-09-10","end_page":47427,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2019/09/10/2019-18342.xml","html_url":"https://www.federalregister.gov/documents/2019/09/10/2019-18342/commission-guidance-regarding-proxy-voting-responsibilities-of-investment-advisers","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2019-18342?publication_date=2019-09-10","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2019-09-10/2019-18342/mods.xml","not_received_for_publication":null,"page_length":8,"page_views":{"count":2054,"last_updated":"2026-07-25 20:15:03 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2019-09-10/pdf/2019-18342.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2019-18342.pdf?1568033115","publication_date":"2019-09-10","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2019/09/10/2019-18342.txt","regulation_id_number_info":{},"regulation_id_numbers":[],"regulations_dot_gov_info":{"checked_regulationsdotgov_at":"2019-09-12T02:30:08Z"},"regulations_dot_gov_url":null,"significant":null,"signing_date":null,"start_page":47420,"subtype":null,"title":"Commission Guidance Regarding Proxy Voting Responsibilities of Investment Advisers","toc_doc":"Proxy Voting Responsibilities of Investment Advisers","toc_subject":"Guidance:","topics":["Securities"],"type":"Rule","volume":84}