{"abstract":"The Securities and Exchange Commission (\"SEC\" or \"Commission\") is adopting rule amendments and providing guidance to address the cross-border application of certain security-based swap requirements under the Securities Exchange Act of 1934 (\"Exchange Act\") that were added by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the \"Dodd-Frank Act\"). The Commission also is issuing a statement regarding compliance with rules for security-based swap data repositories and Regulation SBSR.","action":"Final rules; guidance.","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2020/02/04/2019-27760.html","cfr_references":[{"chapter":null,"citation_url":null,"part":"201","title":17},{"chapter":null,"citation_url":null,"part":"240","title":17}],"citation":"85 FR 6270","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"Effective date: These rules are effective April 6, 2020.","disposition_notes":null,"docket_ids":["Release No. 34-87780","File No. S7-07-19"],"dockets":[],"document_number":"2019-27760","effective_on":"2020-04-06","end_page":6354,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2020/02/04/2019-27760.xml","html_url":"https://www.federalregister.gov/documents/2020/02/04/2019-27760/cross-border-application-of-certain-security-based-swap-requirements","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2019-27760?publication_date=2020-02-04","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2020-02-04/2019-27760/mods.xml","not_received_for_publication":null,"page_length":85,"page_views":{"count":6744,"last_updated":"2026-10-25 14:15:05 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2020-02-04/pdf/2019-27760.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2019-27760.pdf?1580737516","publication_date":"2020-02-04","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2020/02/04/2019-27760.txt","regulation_id_number_info":{"3235-AM13":{"issue":"201910","html_url":"https://www.federalregister.gov/regulations/3235-AM13/amendments-and-guidance-regarding-certain-title-vii-cross-border-rules","title":"Amendments and Guidance Regarding Certain Title VII Cross-Border Rules","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=201910&RIN=3235-AM13&operation=OPERATION_EXPORT_XML","priority_category":"Substantive, Nonsignificant"}},"regulation_id_numbers":["3235-AM13"],"regulations_dot_gov_info":{"checked_regulationsdotgov_at":"2020-02-06T03:30:09Z"},"regulations_dot_gov_url":null,"significant":false,"signing_date":null,"start_page":6270,"subtype":null,"title":"Cross-Border Application of Certain Security-Based Swap Requirements","toc_doc":"Cross-Border Application of Certain Security-Based Swap Requirements","toc_subject":null,"topics":["Administrative practice and procedure","Brokers","Claims","Confidential business information","Equal access to justice","Fraud","Lawyers","Penalties","Reporting and recordkeeping requirements","Securities"],"type":"Rule","volume":85}