{"abstract":"On December 16, 2019, the Securities and Exchange Commission revised Commission rules. That document inadvertently listed an incorrect subordinate paragraph in a cross-reference to a rule. This document corrects the final regulations.","action":"Correcting amendment.","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2020/06/01/2020-10016.html","cfr_references":[{"chapter":null,"citation_url":null,"part":"240","title":17}],"citation":"85 FR 33020","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"Effective on June 1, 2020.","disposition_notes":null,"docket_ids":["Release No. 34-87005A","File No. S7-05-14"],"dockets":[],"document_number":"2020-10016","effective_on":"2020-06-01","end_page":33021,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2020/06/01/2020-10016.xml","html_url":"https://www.federalregister.gov/documents/2020/06/01/2020-10016/recordkeeping-and-reporting-requirements-for-security-based-swap-dealers-major-security-based-swap","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2020-10016?publication_date=2020-06-01","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2020-06-01/2020-10016/mods.xml","not_received_for_publication":null,"page_length":2,"page_views":{"count":703,"last_updated":"2026-09-22 02:15:12 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2020-06-01/pdf/2020-10016.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2020-10016.pdf?1590756329","publication_date":"2020-06-01","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2020/06/01/2020-10016.txt","regulation_id_number_info":{"3235-AL45":{"issue":"201910","html_url":"https://www.federalregister.gov/regulations/3235-AL45/reporting-and-recordkeeping-requirements-for-security-based-swap-dealers-and-major-security-based-sw","title":"Reporting and Recordkeeping Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=201910&RIN=3235-AL45&operation=OPERATION_EXPORT_XML","priority_category":"Substantive, Nonsignificant"}},"regulation_id_numbers":["3235-AL45"],"regulations_dot_gov_info":{"checked_regulationsdotgov_at":"2020-06-07T16:00:09Z"},"regulations_dot_gov_url":null,"significant":false,"signing_date":null,"start_page":33020,"subtype":null,"title":"Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers; Correction","toc_doc":null,"toc_subject":null,"topics":["Brokers","Confidential business information","Fraud","Reporting and recordkeeping requirements","Securities"],"type":"Rule","volume":85}