{"abstract":"The Agencies, in accordance with section 205(h) of the Dodd- Frank Wall Street Reform and Consumer Protection Act (\"Dodd-Frank Act\"), are jointly adopting a final rule to implement provisions applicable to the orderly liquidation of covered brokers and dealers under Title II of the Dodd-Frank Act (\"Title II\").","action":"Final rule.","agencies":[{"raw_name":"FEDERAL DEPOSIT INSURANCE CORPORATION","name":"Federal Deposit Insurance Corporation","id":164,"url":"https://www.federalregister.gov/agencies/federal-deposit-insurance-corporation","json_url":"https://www.federalregister.gov/api/v1/agencies/164","parent_id":null,"slug":"federal-deposit-insurance-corporation"},{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2020/08/31/2020-16468.html","cfr_references":[{"chapter":null,"citation_url":null,"part":380,"title":12},{"chapter":null,"citation_url":null,"part":302,"title":17}],"citation":"85 FR 53645","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"The final rule is effective on October 30, 2020.","disposition_notes":null,"docket_ids":["Release No. 34-89394","File No. S7-02-16"],"dockets":[],"document_number":"2020-16468","effective_on":"2020-10-30","end_page":53671,"executive_order_notes":null,"executive_order_number":null,"explanation":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2020/08/31/2020-16468.xml","html_url":"https://www.federalregister.gov/documents/2020/08/31/2020-16468/covered-broker-dealer-provisions-under-title-ii-of-the-dodd-frank-wall-street-reform-and-consumer","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2020-16468?publication_date=2020-08-31","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2020-08-31/2020-16468/mods.xml","not_received_for_publication":null,"page_length":27,"page_views":{"count":3794,"last_updated":"2026-04-24 16:15:04 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-16468.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2020-16468.pdf?1598618716","publication_date":"2020-08-31","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2020/08/31/2020-16468.txt","regulation_id_number_info":{"3064-AE39":{"issue":"201610","html_url":"https://www.federalregister.gov/regulations/3064-AE39/covered-broker-dealer-provisions-under-title-ii-of-the-dodd-frank-wall-street-reform-and-consumer-pr","title":"Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=201610&RIN=3064-AE39&operation=OPERATION_EXPORT_XML","priority_category":"Other Significant"},"3235-AL51":{"issue":"201610","html_url":"https://www.federalregister.gov/regulations/3235-AL51/covered-broker-dealer-provisions-under-title-ii-of-the-dodd-frank-wall-street-reform-and-consumer-pr","title":"Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=201610&RIN=3235-AL51&operation=OPERATION_EXPORT_XML","priority_category":"Substantive, Nonsignificant"}},"regulation_id_numbers":["3064-AE39","3235-AL51"],"regulations_dot_gov_info":{"comments_count":0,"agency_id":"FDIC","document_id":"FDIC-2020-0082-0001","checked_regulationsdotgov_at":"2020-09-02T00:30:08Z"},"regulations_dot_gov_url":null,"significant":true,"signing_date":null,"start_page":53645,"subtype":null,"title":"Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act","toc_doc":"Covered Broker-Dealer Provisions under the Dodd-Frank Wall Street Reform and Consumer Protection Act","toc_subject":null,"topics":["Brokers","Claims","Holding companies","Insurance"],"type":"Rule","volume":85}