{"abstract":"This final regulation establishes the requirements for registering with the Department of Labor as a \"pooled plan provider\" for \"pooled employer plans\" under the Employee Retirement Income Security Act of 1974, as amended (ERISA). The Setting Every Community Up for Retirement Enhancement Act of 2019 (SECURE Act) provides that newly permitted pooled plan providers can begin offering pooled employer plans on January 1, 2021, but requires such persons to register with the Secretary of Labor before beginning operations. This final regulation also establishes a new form--EBSA Form PR (Pooled Plan Provider Registration)--as the required filing format for pooled plan provider registrations. The Form PR must be filed electronically with the Department of Labor. Filing the Form PR with the Department of Labor also satisfies the SECURE Act requirement to register with the Department of the Treasury. This final regulation affects persons wishing to serve as pooled plan providers, defined contribution pension benefit plans that are operated as pooled employer plans, employers participating in such plans, and participants and beneficiaries covered by such plans.","action":"Final rule.","agencies":[{"raw_name":"DEPARTMENT OF LABOR","name":"Labor Department","id":271,"url":"https://www.federalregister.gov/agencies/labor-department","json_url":"https://www.federalregister.gov/api/v1/agencies/271","parent_id":null,"slug":"labor-department"},{"raw_name":"Employee Benefits Security Administration","name":"Employee Benefits Security Administration","id":131,"url":"https://www.federalregister.gov/agencies/employee-benefits-security-administration","json_url":"https://www.federalregister.gov/api/v1/agencies/131","parent_id":271,"slug":"employee-benefits-security-administration"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2020/11/16/2020-25170.html","cfr_references":[{"chapter":null,"citation_url":null,"part":"2510","title":29}],"citation":"85 FR 72934","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"This final regulation is effective on November 16, 2020.","disposition_notes":null,"docket_ids":[],"dockets":[],"document_number":"2020-25170","effective_on":"2020-11-16","end_page":72956,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2020/11/16/2020-25170.xml","html_url":"https://www.federalregister.gov/documents/2020/11/16/2020-25170/registration-requirements-for-pooled-plan-providers","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2020-25170?publication_date=2020-11-16","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2020-11-16/2020-25170/mods.xml","not_received_for_publication":null,"page_length":23,"page_views":{"count":5455,"last_updated":"2026-10-24 04:15:05 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2020-11-16/pdf/2020-25170.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2020-25170.pdf?1605275121","publication_date":"2020-11-16","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2020/11/16/2020-25170.txt","regulation_id_number_info":{"1210-AB94":{"issue":"202004","html_url":"https://www.federalregister.gov/regulations/1210-AB94/pooled-employer-plans-under-the-secure-act","title":"Pooled Employer Plans Under the SECURE Act","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=202004&RIN=1210-AB94&operation=OPERATION_EXPORT_XML","priority_category":"Other Significant"}},"regulation_id_numbers":["1210-AB94"],"regulations_dot_gov_info":{"supporting_documents":[],"regulatory_plan":{"html_url":"https://www.federalregister.gov/regulations/1210-AB94/pooled-employer-plans-under-the-secure-act","title":"Pooled Employer Plans Under the SECURE Act"},"comments_count":0,"agency_id":"EBSA","comments_url":"https://www.regulations.gov/docketBrowser?rpp=50&so=DESC&sb=postedDate&po=0&dct=PS&D=EBSA-2020-0007","supporting_documents_count":0,"docket_id":"EBSA-2020-0007","document_id":"EBSA-2020-0007-0022","regulation_id_number":"1210-AB94","title":"Registration Requirements for Pooled Plan Providers","checked_regulationsdotgov_at":"2020-11-18T04:30:09Z"},"regulations_dot_gov_url":null,"significant":true,"signing_date":null,"start_page":72934,"subtype":null,"title":"Registration Requirements for Pooled Plan Providers","toc_doc":"Registration Requirements for Pooled Plan Providers","toc_subject":null,"topics":["Employee benefit plans","Pensions"],"type":"Rule","volume":85}