{"abstract":"The Securities and Exchange Commission (\"Commission\") is proposing amendments to the electronic recordkeeping requirements for broker-dealers, security-based swap dealers (\"SBSDs\"), and major security-based swap participants (\"MSBSPs\").","action":"Proposed rule.","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2021/12/01/2021-25840.html","cfr_references":[{"chapter":null,"citation_url":null,"part":240,"title":17}],"citation":"86 FR 68300","comment_url":null,"comments_close_on":"2022-01-03","correction_of":null,"corrections":[],"dates":"Comments should be received on or before January 3, 2022.","disposition_notes":null,"docket_ids":["Release No. 34-93614","File No. S7-19-21"],"dockets":[],"document_number":"2021-25840","effective_on":null,"end_page":68328,"executive_order_notes":null,"executive_order_number":null,"explanation":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2021/12/01/2021-25840.xml","html_url":"https://www.federalregister.gov/documents/2021/12/01/2021-25840/electronic-recordkeeping-requirements-for-broker-dealers-security-based-swap-dealers-and-major","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2021-25840?publication_date=2021-12-01","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2021-12-01/2021-25840/mods.xml","not_received_for_publication":null,"page_length":29,"page_views":{"count":2567,"last_updated":"2026-04-04 00:15:02 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2021-12-01/pdf/2021-25840.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2021-25840.pdf?1638279919","publication_date":"2021-12-01","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2021/12/01/2021-25840.txt","regulation_id_number_info":{"3235-AM76":{"issue":"202210","html_url":"https://www.federalregister.gov/regulations/3235-AM76/electronic-recordkeeping-requirements-for-broker-dealers-and-security-based-swap-dealers-and-major-s","title":"Electronic Recordkeeping Requirements for Broker-Dealers and Security-Based Swap Dealers and Major Security-Based Swap Participants","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=202210&RIN=3235-AM76&operation=OPERATION_EXPORT_XML","priority_category":"Substantive, Nonsignificant"}},"regulation_id_numbers":["3235-AM76"],"regulations_dot_gov_info":{"comments_count":0,"agency_id":"SEC","document_id":"SEC-2021-1693-0001","checked_regulationsdotgov_at":"2023-02-28T22:18:56Z"},"regulations_dot_gov_url":null,"significant":false,"signing_date":null,"start_page":68300,"subtype":null,"title":"Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants","toc_doc":"Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants","toc_subject":null,"topics":["Brokers","Confidential business information","Fraud","Reporting and recordkeeping requirements","Securities"],"type":"Proposed Rule","volume":86}