{"abstract":"The Securities and Exchange Commission (\"Commission\") is extending by twelve months the compliance dates for certain of the rule amendments the Commission adopted on December 16, 2024, regarding the electronic submission of certain materials under the Securities Exchange Act of 1934 (\"Exchange Act\") and amendments to the FOCUS Report (Form X-17A-5), a periodic financial and operational report filed by broker-dealers and security-based swap dealers.","action":"Final rule; extension of compliance dates.","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2025/09/10/2025-17402.html","cfr_references":[{"chapter":null,"citation_url":null,"part":"202","title":17},{"chapter":null,"citation_url":null,"part":"232","title":17},{"chapter":null,"citation_url":null,"part":"240","title":17},{"chapter":null,"citation_url":null,"part":"249","title":17}],"citation":"90 FR 43552","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"Effective Date: This release is effective September 10, 2025. The effective date for the Commission release adopted on December 16, 2024, which is entitled \"Electronic Submission of Certain Material Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report\", remains March 24, 2025.","disposition_notes":null,"docket_ids":["Release Nos. 33-11386","34-103877","IC-35738","File No. S7-08-23"],"dockets":[],"document_number":"2025-17402","effective_on":"2025-09-10","end_page":43556,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2025/09/10/2025-17402.xml","html_url":"https://www.federalregister.gov/documents/2025/09/10/2025-17402/extension-of-compliance-dates-for-electronic-submission-of-certain-materials-under-the-securities","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2025-17402?publication_date=2025-09-10","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2025-09-10/2025-17402/mods.xml","not_received_for_publication":null,"page_length":5,"page_views":{"count":1720,"last_updated":"2026-07-27 16:15:03 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2025-09-10/pdf/2025-17402.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2025-17402.pdf?1757421916","publication_date":"2025-09-10","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2025/09/10/2025-17402.txt","regulation_id_number_info":{"3235-AL85":{"issue":"202410","html_url":"https://www.federalregister.gov/regulations/3235-AL85/electronic-submission-of-certain-materials-under-the-securities-exchange-act-of-1934-amendments-rega","title":"Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934; Amendments Regarding FOCUS Report","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=202410&RIN=3235-AL85&operation=OPERATION_EXPORT_XML","priority_category":"Substantive, Nonsignificant"}},"regulation_id_numbers":["3235-AL85"],"regulations_dot_gov_info":{"comments_count":0,"agency_id":"SEC","document_id":"SEC-2025-2413-0001","checked_regulationsdotgov_at":"2025-09-11T15:55:04Z"},"regulations_dot_gov_url":null,"significant":false,"signing_date":null,"start_page":43552,"subtype":null,"title":"Extension of Compliance Dates for Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report","toc_doc":"Amendments Regarding the Financial and Operational Combined Uniform Single Report; Extension of Compliance Dates","toc_subject":"Electronic Submission of Certain Materials under the Securities Exchange Act","topics":[],"type":"Rule","volume":90}