{"abstract":null,"action":"(1) is a securities transaction for selling compensation; (2) involves a customer of the associated person; (3) will interfere with or otherwise compromise the associated person's responsibilities to the member or the member's customers; and (4) will be viewed by the member's customers or the public as part of the member's business based upon, among other factors, the nature of the proposed activity and the manner in which it will be offered.\\27\\","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2026/05/06/2026-08797.html","cfr_references":[],"citation":"91 FR 24613","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":null,"disposition_notes":null,"docket_ids":["Release No. 34-105355","File No. SR-FINRA-2026-001"],"dockets":[],"document_number":"2026-08797","effective_on":null,"end_page":24617,"executive_order_notes":null,"executive_order_number":null,"explanation":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2026/05/06/2026-08797.xml","html_url":"https://www.federalregister.gov/documents/2026/05/06/2026-08797/self-regulatory-organizations-financial-industry-regulatory-authority-inc-notice-of-filing-of","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2026-08797?publication_date=2026-05-06","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2026-05-06/2026-08797/mods.xml","not_received_for_publication":null,"page_length":5,"page_views":{"count":157,"last_updated":"2026-05-09 10:15:13 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-05-06/pdf/2026-08797.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-08797.pdf?1777985113","publication_date":"2026-05-06","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2026/05/06/2026-08797.txt","regulation_id_number_info":{},"regulation_id_numbers":[],"regulations_dot_gov_info":{"comments_count":0,"agency_id":"SEC","document_id":"SEC-2026-2810-0001","checked_regulationsdotgov_at":"2026-05-07T10:55:03Z"},"regulations_dot_gov_url":null,"significant":null,"signing_date":null,"start_page":24613,"subtype":null,"title":"Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rule 3290 (Outside Activities Requirements)","toc_doc":"Financial Industry Regulatory Authority, Inc.","toc_subject":"Self-Regulatory Organizations; Proposed Rule Changes","topics":[],"type":"Notice","volume":91}