{"abstract":"The Commodity Futures Trading Commission (\"CFTC\") and the Securities and Exchange Commission (\"SEC\") (together, the \"Commissions\") request public comment on potential ways to draw clearer regulatory lines with respect to innovative products that may implicate both SEC and CFTC regulatory interests. The Commissions also request public comment on potential approaches to enable alternative compliance.","action":"Joint request for comment.","agencies":[{"raw_name":"COMMODITY FUTURES TRADING COMMISSION","name":"Commodity Futures Trading Commission","id":77,"url":"https://www.federalregister.gov/agencies/commodity-futures-trading-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/77","parent_id":null,"slug":"commodity-futures-trading-commission"},{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2026/06/24/2026-12743.html","cfr_references":[{"chapter":null,"citation_url":null,"part":"1","title":17},{"chapter":null,"citation_url":null,"part":"230","title":17},{"chapter":null,"citation_url":null,"part":"240","title":17},{"chapter":null,"citation_url":null,"part":"241","title":17}],"citation":"91 FR 37873","comment_url":null,"comments_close_on":"2026-08-24","correction_of":null,"corrections":[],"dates":"Comments must be received on or before August 24, 2026.","disposition_notes":null,"docket_ids":["Release No. 33-11424","34-105735","File No. S7-2026-21"],"dockets":[{"supporting_documents":[],"agency_name":"CFTC","documents":[{"comment_count":63,"comment_start_date":"2026-06-24","updated_at":"2026-08-25T01:56:19.806-04:00","comment_url":"https://www.regulations.gov/commenton/CFTC-2026-1355-0001","allow_late_comments":false,"id":"CFTC-2026-1355-0001","comment_end_date":"2026-08-25","regulations_dot_gov_open_for_comment":false}],"supporting_documents_count":0,"id":"CFTC-2026-1355","title":"Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance"}],"document_number":"2026-12743","effective_on":null,"end_page":37877,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2026/06/24/2026-12743.xml","html_url":"https://www.federalregister.gov/documents/2026/06/24/2026-12743/joint-request-for-comment-on-further-definition-of-swap-and-security-based-swap-and-on-alternative","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/2026-12743?publication_date=2026-06-24","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2026-06-24/2026-12743/mods.xml","not_received_for_publication":null,"page_length":5,"page_views":{"count":1863,"last_updated":"2026-08-26 04:15:04 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-06-24/pdf/2026-12743.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-12743.pdf?1782218724","publication_date":"2026-06-24","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2026/06/24/2026-12743.txt","regulation_id_number_info":{"3038-AF71":null,"3235-AN79":null},"regulation_id_numbers":["3038-AF71","3235-AN79"],"regulations_dot_gov_info":{"supporting_documents":[],"comments_count":63,"agency_id":"CFTC","comments_url":"https://www.regulations.gov/docketBrowser?rpp=50&so=DESC&sb=postedDate&po=0&dct=PS&D=CFTC-2026-1355","supporting_documents_count":0,"docket_id":"CFTC-2026-1355","document_id":"CFTC-2026-1355-0001","regulation_id_number":"3038-AF71","title":"Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance","checked_regulationsdotgov_at":"2026-08-26T08:55:05Z"},"regulations_dot_gov_url":null,"significant":null,"signing_date":null,"start_page":37873,"subtype":null,"title":"Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance","toc_doc":"Further Definition of \"Swap\" and \"Security-Based Swap\" and on Alternative Compliance","toc_subject":null,"topics":[],"type":"Proposed Rule","volume":91}