{"abstract":"The U.S. Securities and Exchange Commission (\"SEC\" or \"Commission\") is proposing to adopt new rules, amend existing rules, amend the existing form for registration with the Commission as a transfer agent (Form TA-1) and the existing form for reporting activities of transfer agents (Form TA-2), and rescind an existing rule governing registered transfer agents. The proposals are designed to modernize the rules governing registered transfer agents.","action":"Proposed rule.","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2026/09/04/2026-18190.html","cfr_references":[{"chapter":null,"citation_url":null,"part":"240","title":17},{"chapter":null,"citation_url":null,"part":"249","title":17}],"citation":"91 FR 56946","comment_url":null,"comments_close_on":"2026-11-03","correction_of":null,"corrections":[],"dates":"This release was published in the Federal Register on September 4, 2026. Comments should be received on or before November 3, 2026.","disposition_notes":null,"docket_ids":["Release No. 34-106246","File No. S7-2026-30"],"dockets":[],"document_number":"2026-18190","effective_on":"2026-09-04","end_page":57061,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2026/09/04/2026-18190.xml","html_url":"https://www.federalregister.gov/documents/2026/09/04/2026-18190/transfer-agent-rules","images":{"EN04SE26.019":{"large":"https://img.federalregister.gov/EN04SE26.019/EN04SE26.019_large.png","medium":"https://img.federalregister.gov/EN04SE26.019/EN04SE26.019_medium.png","original_size":"https://img.federalregister.gov/EN04SE26.019/EN04SE26.019_original_size.png"},"EN04SE26.021":{"large":"https://img.federalregister.gov/EN04SE26.021/EN04SE26.021_large.png","medium":"https://img.federalregister.gov/EN04SE26.021/EN04SE26.021_medium.png","original_size":"https://img.federalregister.gov/EN04SE26.021/EN04SE26.021_original_size.png"},"EN04SE26.020":{"large":"https://img.federalregister.gov/EN04SE26.020/EN04SE26.020_large.png","medium":"https://img.federalregister.gov/EN04SE26.020/EN04SE26.020_medium.png","original_size":"https://img.federalregister.gov/EN04SE26.020/EN04SE26.020_original_size.png"}},"images_metadata":{"EN04SE26.019":{"large":{"identifier":"EN04SE26.019","content_type":"image/png","size":40135,"width":823,"sha":"d78b1afe00b319b34faf843e8eea9c4b","url":"https://img.federalregister.gov/EN04SE26.019/EN04SE26.019_large.png","height":486},"medium":{"identifier":"EN04SE26.019","content_type":"image/png","size":11198,"width":513,"sha":"aea6ace5c399fc441e9bf10c7ffe6a72","url":"https://img.federalregister.gov/EN04SE26.019/EN04SE26.019_medium.png","height":303},"original_size":{"identifier":"EN04SE26.019","content_type":"image/png","size":97313,"width":1942,"sha":"5216fbaedb4d4f8fda1669ddc1230313","url":"https://img.federalregister.gov/EN04SE26.019/EN04SE26.019_original_size.png","height":1147}},"EN04SE26.021":{"large":{"identifier":"EN04SE26.021","content_type":"image/png","size":27379,"width":823,"sha":"862485f18f66e7fb60f324558d91e16d","url":"https://img.federalregister.gov/EN04SE26.021/EN04SE26.021_large.png","height":475},"medium":{"identifier":"EN04SE26.021","content_type":"image/png","size":7200,"width":517,"sha":"756ceb1c54fd8d02e502b37085e2243b","url":"https://img.federalregister.gov/EN04SE26.021/EN04SE26.021_medium.png","height":298},"original_size":{"identifier":"EN04SE26.021","content_type":"image/png","size":95421,"width":1951,"sha":"c7ec3abdb460732c5e1631fac49157f1","url":"https://img.federalregister.gov/EN04SE26.021/EN04SE26.021_original_size.png","height":1125}},"EN04SE26.020":{"large":{"identifier":"EN04SE26.020","content_type":"image/png","size":27178,"width":823,"sha":"e9a3bb5cc8c72a5149fc2de35279ec4d","url":"https://img.federalregister.gov/EN04SE26.020/EN04SE26.020_large.png","height":469},"medium":{"identifier":"EN04SE26.020","content_type":"image/png","size":6844,"width":481,"sha":"8f6fa4dffff871e0ee5955c4a9f59282","url":"https://img.federalregister.gov/EN04SE26.020/EN04SE26.020_medium.png","height":274},"original_size":{"identifier":"EN04SE26.020","content_type":"image/png","size":44609,"width":1817,"sha":"0855999569f1528bfb8ac8e4f1055a8d","url":"https://img.federalregister.gov/EN04SE26.020/EN04SE26.020_original_size.png","height":1036}}},"json_url":"https://www.federalregister.gov/api/v1/documents/2026-18190?publication_date=2026-09-04","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2026-09-04/2026-18190/mods.xml","not_received_for_publication":null,"page_length":116,"page_views":{"count":63,"last_updated":"2026-09-04 08:15:04 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2026-09-04/pdf/2026-18190.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":"https://public-inspection.federalregister.gov/2026-18190.pdf?1788439518","publication_date":"2026-09-04","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2026/09/04/2026-18190.txt","regulation_id_number_info":{"3235-AL55":{"issue":"202504","html_url":"https://www.federalregister.gov/regulations/3235-AL55/transfer-agents","title":"Transfer Agents","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=202504&RIN=3235-AL55&operation=OPERATION_EXPORT_XML","priority_category":"Economically Significant"}},"regulation_id_numbers":["3235-AL55"],"regulations_dot_gov_info":{"checked_regulationsdotgov_at":"2026-09-04T05:46:05Z"},"regulations_dot_gov_url":null,"significant":true,"signing_date":null,"start_page":56946,"subtype":null,"title":"Transfer Agent Rules","toc_doc":"Transfer Agent Rules","toc_subject":null,"topics":["Reporting and recordkeeping requirements","Securities"],"type":"Proposed Rule","volume":91}