{"abstract":"The Office of the Comptroller of the Currency (OCC), Board of Governors of the Federal Reserve System (Board), and Federal Deposit Insurance Corporation (FDIC) (collectively, the agencies) are issuing rules regarding sales practices concerning government securities by depository institutions within their respective jurisdictions. The agencies are adopting the final rules in light of recent statutory changes authorizing the agencies to adopt rules governing transactions in government securities in order to provide consistent treatment for government securities customers. The final rules minimize regulatory burdens to the extent feasible, consistent with the goal of providing purchasers of government securities with consistent treatment regardless of whether they engage in transactions in government securities with banks or nonbank government securities brokers and dealers.","action":"Joint final rule.","agencies":[{"raw_name":"DEPARTMENT OF THE TREASURY","name":"Treasury Department","id":497,"url":"https://www.federalregister.gov/agencies/treasury-department","json_url":"https://www.federalregister.gov/api/v1/agencies/497","parent_id":null,"slug":"treasury-department"},{"raw_name":"Office of the Comptroller of the Currency","name":"Comptroller of the Currency","id":80,"url":"https://www.federalregister.gov/agencies/comptroller-of-the-currency","json_url":"https://www.federalregister.gov/api/v1/agencies/80","parent_id":497,"slug":"comptroller-of-the-currency"},{"raw_name":"FEDERAL RESERVE SYSTEM","name":"Federal Reserve System","id":188,"url":"https://www.federalregister.gov/agencies/federal-reserve-system","json_url":"https://www.federalregister.gov/api/v1/agencies/188","parent_id":null,"slug":"federal-reserve-system"},{"raw_name":"FEDERAL DEPOSIT INSURANCE CORPORATION","name":"Federal Deposit Insurance Corporation","id":164,"url":"https://www.federalregister.gov/agencies/federal-deposit-insurance-corporation","json_url":"https://www.federalregister.gov/api/v1/agencies/164","parent_id":null,"slug":"federal-deposit-insurance-corporation"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/1997/03/19/97-6803.html","cfr_references":[{"chapter":null,"citation_url":null,"part":"13","title":12},{"chapter":null,"citation_url":null,"part":"208","title":12},{"chapter":null,"citation_url":null,"part":"211","title":12},{"chapter":null,"citation_url":null,"part":"368","title":12}],"citation":"62 FR 13276","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"This joint rule is effective July 1, 1997.","disposition_notes":null,"docket_ids":["Docket No. 97-05","Regulations H and K, Docket No. R-0921"],"dockets":[],"document_number":"97-6803","effective_on":"1997-07-01","end_page":13288,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":null,"html_url":"https://www.federalregister.gov/documents/1997/03/19/97-6803/government-securities-sales-practices","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/97-6803?publication_date=1997-03-19","mods_url":"https://www.govinfo.gov/metadata/granule/FR-1997-03-19/97-6803/mods.xml","not_received_for_publication":null,"page_length":13,"page_views":{"count":150,"last_updated":"2026-09-21 00:15:04 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-1997-03-19/pdf/97-6803.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":null,"publication_date":"1997-03-19","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/1997/03/19/97-6803.txt","regulation_id_number_info":{"1557-AB52":{"issue":"199704","html_url":"https://www.federalregister.gov/regulations/1557-AB52/government-securities-sales-practices","title":"Government Securities Sales Practices","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=199704&RIN=1557-AB52&operation=OPERATION_EXPORT_XML","priority_category":"Substantive, Nonsignificant"},"3064-AB66":{"issue":"199604","html_url":"https://www.federalregister.gov/regulations/3064-AB66/loans-in-areas-having-special-flood-hazards","title":"Loans in Areas Having Special Flood Hazards","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=199604&RIN=3064-AB66&operation=OPERATION_EXPORT_XML","priority_category":"Substantive, Nonsignificant"}},"regulation_id_numbers":["1557-AB52","3064-AB66"],"regulations_dot_gov_info":{"checked_regulationsdotgov_at":"2011-09-21T01:55:25Z"},"regulations_dot_gov_url":null,"significant":false,"signing_date":null,"start_page":13276,"subtype":null,"title":"Government Securities Sales Practices","toc_doc":null,"toc_subject":null,"topics":[],"type":"Rule","volume":62}