{"abstract":"The Securities and Exchange Commission is adopting an amendment to Rule 19b-4 under the Securities Exchange Act of 1934. The amendment permits self-regulatory organizations to list and trade new derivative securities products pursuant to existing self-regulatory organization trading rules, procedures, surveillance programs and listing standards without submitting a proposed rule change pursuant to section 19(b).","action":"Final rule.","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/1998/12/22/98-33300.html","cfr_references":[{"chapter":null,"citation_url":null,"part":"240","title":17},{"chapter":null,"citation_url":null,"part":"249","title":17}],"citation":"63 FR 70952","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"February 22, 1999.","disposition_notes":null,"docket_ids":["Release No. 34-40761","File No. S7-13-98"],"dockets":[],"document_number":"98-33300","effective_on":null,"end_page":70969,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":null,"html_url":"https://www.federalregister.gov/documents/1998/12/22/98-33300/amendment-to-rule-filing-requirements-for-self-regulatory-organizations-regarding-new-derivative","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/98-33300?publication_date=1998-12-22","mods_url":"https://www.govinfo.gov/metadata/granule/FR-1998-12-22/98-33300/mods.xml","not_received_for_publication":null,"page_length":18,"page_views":{"count":340,"last_updated":"2026-07-26 08:15:03 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-1998-12-22/pdf/98-33300.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":null,"publication_date":"1998-12-22","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/1998/12/22/98-33300.txt","regulation_id_number_info":{"3235-AH39":{"issue":"199810","html_url":"https://www.federalregister.gov/regulations/3235-AH39/expanding-the-scope-of-self-regulatory-organization-matters-that-do-not-constitute-proposed-rule-cha","title":"Expanding the Scope of Self-Regulatory Organization Matters That Do Not Constitute Proposed Rule Changes Pursuant to Rule 19b-4","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=199810&RIN=3235-AH39&operation=OPERATION_EXPORT_XML","priority_category":"Substantive, Nonsignificant"}},"regulation_id_numbers":["3235-AH39"],"regulations_dot_gov_info":{"checked_regulationsdotgov_at":"2011-09-21T14:36:01Z"},"regulations_dot_gov_url":null,"significant":false,"signing_date":null,"start_page":70952,"subtype":null,"title":"Amendment to Rule Filing Requirements for Self-Regulatory Organizations Regarding New Derivative Securities Products","toc_doc":null,"toc_subject":null,"topics":[],"type":"Rule","volume":63}